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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 31 $77.20 $2,393.20
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 10

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 9

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Disposition to issuerCommon Stock 65 $77.20 $5,018.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 8

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 7

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 49 $77.20 $3,782.80
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 6

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Exercise / conversionCommon Stock 104 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 5

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 21 $77.20 $1,621.20
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
GrantCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 190 $77.20 $14,668.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:28 UTC
Lockwood Barbara DVP, Regulation, APS
GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC GrantRestricted Stock Units · Derivative 4,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · derivative · entry 19

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860

Underlying: Common Stock · 4,860 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · derivative · entry 18

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,137

Underlying: Common Stock · 1,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · derivative · entry 17

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272

Underlying: Common Stock · 1,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · derivative · entry 16

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732

Underlying: Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · derivative · entry 15

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Tax withholdingCommon Stock 233 $77.20 $17,987.60
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 14

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,774

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 13

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,007

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Disposition to issuerCommon Stock 1,379 $77.20 $106,458.80
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 12

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,487

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionCommon Stock 1,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 11

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Tax withholdingCommon Stock 728 $77.20 $56,201.60
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 10

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,487

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionCommon Stock 1,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 9

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Tax withholdingCommon Stock 770 $77.20 $59,444.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 8

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,579

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionCommon Stock 1,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 7

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Tax withholdingCommon Stock 685 $77.20 $52,882.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 6

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,617

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Exercise / conversionCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 5

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Tax withholdingCommon Stock 254 $77.20 $19,608.80
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 4

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,762

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC GrantCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 3

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,016

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC Tax withholdingCommon Stock 2,377 $77.20 $183,504.40
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 2

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,446

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:23 UTC GrantCommon Stock 5,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012521 · doc4.xml · nonDerivative · entry 1

Schiavoni Mark A. · CIK 0001461956 · EVP, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,823

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 23:55 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
SaleCommon Stock 24,216 $79.21 $1,918,149.36
Disclosure

SEC source: 0001209191-18-004802 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,358

F1 · kind: On November 21, 2017, in a commitment letter designed to meet the requirements of Rule 10b5-1 (the "November 21 Letter"), the reporting person provided his irrevocable consent to contribute at a later date 24,216 shares of Pinnacle West Capital Corporation ("PNW") common stock to an exchange fund in exchange for shares of the exchange fund. The exchange fund closed on January 19, 2018, and the reporting person's shares of PNW's common stock were contributed on that date consistent with the exchange fund's offering memorandum and the terms of the November 21 Letter. PNW's common stock was valued at $79.21 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

F1 · price: On November 21, 2017, in a commitment letter designed to meet the requirements of Rule 10b5-1 (the "November 21 Letter"), the reporting person provided his irrevocable consent to contribute at a later date 24,216 shares of Pinnacle West Capital Corporation ("PNW") common stock to an exchange fund in exchange for shares of the exchange fund. The exchange fund closed on January 19, 2018, and the reporting person's shares of PNW's common stock were contributed on that date consistent with the exchange fund's offering memorandum and the terms of the November 21 Letter. PNW's common stock was valued at $79.21 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:59 UTC Exercise / conversionStock Units · Derivative 1,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-002172 · doc4.xml · derivative · entry 6

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F3 · derivative.exercise_date: The Stock Units award was granted and effective in May 2016, and vested on January 2, 2018.

F3 · derivative.expiration_date: The Stock Units award was granted and effective in May 2016, and vested on January 2, 2018.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:59 UTC GrantCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002172 · doc4.xml · nonDerivative · entry 4

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,028

F2 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the Stock Unit grant.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:59 UTC Disposition to issuerCommon Stock 755 $83.89 $63,336.95
Disclosure

SEC source: 0001209191-18-002172 · doc4.xml · nonDerivative · entry 3

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,991

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:59 UTC Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002172 · doc4.xml · nonDerivative · entry 2

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

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January 02, 2018 Filed Jan 4, 2018 22:59 UTC Exercise / conversionCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002172 · doc4.xml · nonDerivative · entry 1

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

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December 15, 2017 Filed Dec 19, 2017 21:21 UTC GiftCommon Stock 5,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066344 · doc4.xml · nonDerivative · entry 2

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 5,587

F1 · kind: On December 15, 2017, the reporting person contributed 5,587 shares of PNW common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the PNW common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

F1 · price: On December 15, 2017, the reporting person contributed 5,587 shares of PNW common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the PNW common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

F1 · ownership.nature: On December 15, 2017, the reporting person contributed 5,587 shares of PNW common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the PNW common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

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December 15, 2017 Filed Dec 19, 2017 21:21 UTC GiftCommon Stock 5,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066344 · doc4.xml · nonDerivative · entry 1

HERBERGER ROY A JR · CIK 0001027964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,237

F1 · kind: On December 15, 2017, the reporting person contributed 5,587 shares of PNW common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the PNW common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

F1 · price: On December 15, 2017, the reporting person contributed 5,587 shares of PNW common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the PNW common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

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December 14, 2017 Filed Dec 18, 2017 21:54 UTC SaleCommon Stock 4,500 $89.07 $400,815.00
Disclosure

SEC source: 0001209191-17-066165 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,838

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December 01, 2017 Filed Dec 5, 2017 18:55 UTC GiftCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063790 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,338

F1 · kind: The reporting person gifted the shares to a 501(c)(3) charitable donor-advised fund.

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November 09, 2017 Filed Nov 14, 2017 22:27 UTC SaleCommon Stock 2,012 $89.37 $179,812.44
Disclosure

SEC source: 0001209191-17-060673 · doc4.xml · nonDerivative · entry 1

GALLAGHER MICHAEL L · CIK 0001104058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,786

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November 09, 2017 Filed Nov 14, 2017 22:24 UTC
BRANDT DONALD EDirector · Chairman, President & CEO
SaleCommon Stock 18,153 $89.54 $1,625,419.62
Disclosure

SEC source: 0001209191-17-060669 · doc4.xml · nonDerivative · entry 1

BRANDT DONALD E · CIK 0001158683 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,574

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.22 to $89.86, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 17, 2017 Filed Oct 19, 2017 21:44 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 280 $87.76 $24,572.80
Disclosure

SEC source: 0001209191-17-057512 · doc4.xml · nonDerivative · entry 4

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,266

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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October 17, 2017 Filed Oct 19, 2017 21:44 UTC
Schiavoni Mark A.EVP & COO, APS
GrantCommon Stock 594 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057512 · doc4.xml · nonDerivative · entry 3

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,546

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

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October 17, 2017 Filed Oct 19, 2017 21:44 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 2,601 $87.76 $228,263.76
Disclosure

SEC source: 0001209191-17-057512 · doc4.xml · nonDerivative · entry 2

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,952

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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October 17, 2017 Filed Oct 19, 2017 21:44 UTC
Schiavoni Mark A.EVP & COO, APS
GrantCommon Stock 5,528 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057512 · doc4.xml · nonDerivative · entry 1

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,553

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

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October 17, 2017 Filed Oct 19, 2017 21:39 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 18 $87.76 $1,579.68
Disclosure

SEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:39 UTC
Lockwood Barbara DVP, Regulation, APS
GrantCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

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October 17, 2017 Filed Oct 19, 2017 21:39 UTC
Lockwood Barbara DVP, Regulation, APS
Tax withholdingCommon Stock 165 $87.76 $14,480.40
Disclosure

SEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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October 17, 2017 Filed Oct 19, 2017 21:39 UTC
Lockwood Barbara DVP, Regulation, APS
GrantCommon Stock 368 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

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October 17, 2017 Filed Oct 19, 2017 21:42 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 64 $87.76 $5,616.64
Disclosure

SEC source: 0001209191-17-057509 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.