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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2021 Filed May 19, 2021 22:49 UTC GiftCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034161 · doc4.xml · nonDerivative · entry 2

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person gifted the shares received on May 19, 2021 to a revocable family trust.

Read SEC document
May 19, 2021 Filed May 19, 2021 22:49 UTC GrantCommon Stock 1,637 $85.43 $139,848.91
Disclosure

SEC source: 0001209191-21-034161 · doc4.xml · nonDerivative · entry 1

Cortese Denis A. · CIK 0001480076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Read SEC document
May 19, 2021 Filed May 19, 2021 22:48 UTC
BRYAN GLYNISDirector
GrantStock Units · Derivative 1,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034156 · doc4.xml · derivative · entry 1

BRYAN GLYNIS · CIK 0001270817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Underlying: Common Stock · 1,637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:51 UTC GrantCommon Stock 551 $72.30 $39,837.30
Disclosure

SEC source: 0001209191-21-017148 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 688 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · derivative · entry 15

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · derivative · entry 14

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436

Underlying: Common Stock · 718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · derivative · entry 13

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares vested on February 19, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 shares vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares vested on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Tax withholdingCommon Stock 94 $76.26 $7,168.44
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 12

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
GrantCommon Stock 209 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 11

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,219

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019 and 2020 Restricted Stock Unit grants.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019 and 2020 Restricted Stock Unit grants.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Tax withholdingCommon Stock 153 $76.26 $11,667.78
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 10

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 9

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Disposition to issuerCommon Stock 344 $76.26 $26,233.44
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 8

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 7

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Tax withholdingCommon Stock 315 $76.26 $24,021.90
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 6

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionCommon Stock 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 5

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Tax withholdingCommon Stock 596 $76.26 $45,450.96
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionCommon Stock 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Disposition to issuerCommon Stock 1,232 $76.26 $93,952.32
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:22 UTC
Smith Robert EdgarSVP and General Counsel
Exercise / conversionCommon Stock 1,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013318 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionRestricted Stock Units · Derivative 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 13

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Underlying: Common Stock · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionRestricted Stock Units · Derivative 249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 12

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionRestricted Stock Units · Derivative 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 11

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F3 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 10

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Disposition to issuerCommon Stock 344 $76.26 $26,233.44
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 8

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 7

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Disposition to issuerCommon Stock 249 $76.26 $18,988.74
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 6

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionCommon Stock 249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 5

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Disposition to issuerCommon Stock 292 $76.26 $22,267.92
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Disposition to issuerCommon Stock 220 $76.26 $16,777.20
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:19 UTC
Lockwood Barbara DSVP, Public Policy, APS
Exercise / conversionCommon Stock 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 516 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · derivative · entry 14

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548

Underlying: Common Stock · 516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 331 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · derivative · entry 13

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 389 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · derivative · entry 12

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionRestricted Stock Units · Derivative 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · derivative · entry 11

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Tax withholdingCommon Stock 82 $76.26 $6,253.32
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 10

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,485

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
GrantCommon Stock 164 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 9

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,567

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017, 2018, 2019 and 2020 Restricted Stock Unit grants.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017, 2018, 2019 and 2020 Restricted Stock Unit grants.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Tax withholdingCommon Stock 213 $76.26 $16,243.38
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 8

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,403

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionCommon Stock 516 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 7

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Tax withholdingCommon Stock 137 $76.26 $10,447.62
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 6

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,100

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionCommon Stock 331 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 5

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Tax withholdingCommon Stock 161 $76.26 $12,277.86
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 4

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,906

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionCommon Stock 389 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 3

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Tax withholdingCommon Stock 156 $76.26 $11,896.56
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 2

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,678

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:10 UTC
Lacal Maria LEVP and CNO, PVGS, APS
Exercise / conversionCommon Stock 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013301 · doc4.xml · nonDerivative · entry 1

Lacal Maria L · CIK 0001804138 · EVP and CNO, PVGS, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 884 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 19

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 18

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 972 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 17

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972

Underlying: Common Stock · 972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 1,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 16

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
GiftCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 14

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 24,965

F4 · kind: The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.