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Nasdaq · USD

PNTG

Pennant Group, Inc.

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4774
SEC CIK
0001766400
Parsed reports
324

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2020 Filed Sep 2, 2020 22:56 UTC Tax withholdingCommon Stock 100 $38.04 $3,804.00
Disclosure

SEC source: 0001766400-20-000105 · wf-form4_159908737083887.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,073

F1 · shares: These shares vest in five equal annual installments beginning August 31, 2016.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 23:10 UTC
Gochnour John JChief Operating Officer
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $37.98 $0.00
Disclosure

SEC source: 0001766400-20-000103 · wf-form4_159779221915901.xml · derivative · entry 1

Gochnour John J · CIK 0001777342 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-08-15

F1 · shares: Options granted on August 15, 2020 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 23:10 UTC
Freeman JenniferChief Financial Officer
GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $37.98 $0.00
Disclosure

SEC source: 0001766400-20-000102 · wf-form4_159779220051743.xml · derivative · entry 1

Freeman Jennifer · CIK 0001786584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2030-08-15

F1 · shares: Options granted on August 15, 2020 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 23:09 UTC
Bunker Derek JChief Investment Officer
GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $37.98 $0.00
Disclosure

SEC source: 0001766400-20-000101 · wf-form4_159779217851724.xml · derivative · entry 1

Bunker Derek J · CIK 0001772381 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2030-08-15

F1 · shares: Options granted on August 15, 2020 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:47 UTC Tax withholdingCommon Stock 179 $24.92 $4,460.68
Disclosure

SEC source: 0001766400-20-000089 · wf-form4_159649482542547.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,173

F1 · shares: These shares vest in five equal annual installments beginning July 30, 2015.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:20 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000086 · wf-form4_159502442550857.xml · nonDerivative · entry 1

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,402

F1 · shares: These shares vest in three annual installments beginning July 15, 2021.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:20 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000087 · wf-form4_159502444238054.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,352

F1 · shares: These shares vest in three annual installments beginning July 15, 2021.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:19 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000082 · wf-form4_159502435741604.xml · nonDerivative · entry 1

COVEY STEPHEN M R · CIK 0001183387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: These shares vest in three annual installments beginning July 15, 2021.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 18:20 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000084 · wf-form4_159502439435814.xml · nonDerivative · entry 1

LEWIS RODERIC W · CIK 0001202362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: These shares vest in three annual installments beginning July 15, 2021.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:19 UTC
Lamb Scott EDirector
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000083 · wf-form4_159502437828916.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,385

F1 · shares: These shares vest in three annual installments beginning July 15, 2021.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:20 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000085 · wf-form4_159502440878580.xml · nonDerivative · entry 1

Stringfield JoAnne · CIK 0001786706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: These shares vest in three annual installments beginning July 15, 2021.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:09 UTC Tax withholdingCommon Stock 1,984 $23.95 $47,516.80
Disclosure

SEC source: 0001766400-20-000075 · wf-form4_159122216019708.xml · nonDerivative · entry 2

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,602

F2 · shares: These shares vest in five equal annual installments beginning May 31, 2019.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:09 UTC Tax withholdingCommon Stock 397 $23.95 $9,508.15
Disclosure

SEC source: 0001766400-20-000075 · wf-form4_159122216019708.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,586

F1 · shares: These shares vest in five equal annual installments beginning May 30, 2020.

Read SEC document
May 27, 2020 Filed May 29, 2020 22:11 UTC
Freeman JenniferChief Financial Officer
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $27.56 $0.00
Disclosure

SEC source: 0001766400-20-000073 · wf-form4_159079030072154.xml · derivative · entry 2

Freeman Jennifer · CIK 0001786584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-05-27

F2 · derivative.exercise_date: Options granted on May 27, 2020 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
May 27, 2020 Filed May 29, 2020 22:11 UTC
Freeman JenniferChief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000073 · wf-form4_159079030072154.xml · nonDerivative · entry 1

Freeman Jennifer · CIK 0001786584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · shares: Restricted Stock Awards granted on May 27, 2020 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
May 27, 2020 Filed May 29, 2020 22:11 UTC
Bunker Derek JChief Investment Officer
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $27.56 $0.00
Disclosure

SEC source: 0001766400-20-000072 · wf-form4_159079027941830.xml · derivative · entry 2

Bunker Derek J · CIK 0001772381 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-05-27

F2 · derivative.exercise_date: Options granted on May 27, 2020 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
May 27, 2020 Filed May 29, 2020 22:11 UTC
Bunker Derek JChief Investment Officer
SaleCommon Stock 43 $26.21 $1,127.03
Disclosure

SEC source: 0001766400-20-000072 · wf-form4_159079027941830.xml · nonDerivative · entry 1

Bunker Derek J · CIK 0001772381 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,919

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2016.

Read SEC document
May 27, 2020 Filed May 29, 2020 22:11 UTC
Gochnour John JChief Operating Officer
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $27.56 $0.00
Disclosure

SEC source: 0001766400-20-000071 · wf-form4_159079025636706.xml · derivative · entry 1

Gochnour John J · CIK 0001777342 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-05-27

F1 · derivative.exercise_date: Options granted on May 27, 2020 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:59 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000052 · wf-form4_158716432320474.xml · nonDerivative · entry 1

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,652

F1 · shares: These shares vest in three annual installments beginning April 15, 2021.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:58 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000051 · wf-form4_158716430263620.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,983

F1 · shares: These shares vest in three annual installments beginning April 15, 2021.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:57 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000047 · wf-form4_158716421669534.xml · nonDerivative · entry 1

COVEY STEPHEN M R · CIK 0001183387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

F1 · shares: These shares vest in three annual installments beginning April 15, 2021.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 18:57 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000049 · wf-form4_158716426083560.xml · nonDerivative · entry 1

LEWIS RODERIC W · CIK 0001202362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

F1 · shares: These shares vest in three annual installments beginning April 15, 2021.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:57 UTC
Lamb Scott EDirector
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000048 · wf-form4_158716423883205.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,635

F1 · shares: These shares vest in three annual installments beginning April 15, 2021.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:58 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000050 · wf-form4_158716428172043.xml · nonDerivative · entry 1

Stringfield JoAnne · CIK 0001786706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

F1 · shares: These shares vest in three annual installments beginning April 15, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 22:03 UTC
Lamb Scott EDirector
PurchaseCommon Stock 6,300 $15.62 $98,406.00
Disclosure

SEC source: 0001766400-20-000038 · wf-form4_158448260058510.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,885

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:56 UTC
Bunker Derek JChief Investment Officer
SaleCommon Stock 69 $27.03 $1,865.07
Disclosure

SEC source: 0001766400-20-000016 · wf-form4_158145820046072.xml · nonDerivative · entry 1

Bunker Derek J · CIK 0001772381 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,962

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2017.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:25 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000011 · wf-form4_157930351976035.xml · nonDerivative · entry 1

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,902

F1 · shares: These shares vest in three annual installments beginning January 15, 2021.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:24 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000009 · wf-form4_157930347729257.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,233

F1 · shares: These shares vest in three annual installments beginning January 15, 2021.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:25 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000010 · wf-form4_157930349897130.xml · nonDerivative · entry 1

COVEY STEPHEN M R · CIK 0001183387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · shares: These shares vest in three annual installments beginning January 15, 2021.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 18:26 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000014 · wf-form4_157930358574300.xml · nonDerivative · entry 1

LEWIS RODERIC W · CIK 0001202362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · shares: These shares vest in three annual installments beginning January 15, 2021.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:26 UTC
Lamb Scott EDirector
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000013 · wf-form4_157930356217499.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,585

F1 · shares: These shares vest in three annual installments beginning January 15, 2021.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:25 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000012 · wf-form4_157930354074177.xml · nonDerivative · entry 1

Stringfield JoAnne · CIK 0001786706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · shares: These shares vest in three annual installments beginning January 15, 2021.

Read SEC document
December 23, 2019 Filed Feb 14, 2020 22:40 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000019 · wf-form5_158171999327267.xml · nonDerivative · entry 2

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 618,333

F1 · ownership.direct: Of these shares, 614,162 shares are held by Hobble Creek Investments, LLC, of which Mr. Christensen is the sole member, 2,171 shares are held by Mr. Christensen's spouse, and 2,000 shares are held by Mr. Christensen's former spouse as custodian for their minor children under the California Uniform Transfers to Minors Act. Mr. Christensen's former spouse holds voting and investment power over the shares held for their children.

F1 · ownership.nature: Of these shares, 614,162 shares are held by Hobble Creek Investments, LLC, of which Mr. Christensen is the sole member, 2,171 shares are held by Mr. Christensen's spouse, and 2,000 shares are held by Mr. Christensen's former spouse as custodian for their minor children under the California Uniform Transfers to Minors Act. Mr. Christensen's former spouse holds voting and investment power over the shares held for their children.

Read SEC document
December 20, 2019 Filed Feb 14, 2020 22:40 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000019 · wf-form5_158171999327267.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 620,333

F1 · ownership.direct: Of these shares, 614,162 shares are held by Hobble Creek Investments, LLC, of which Mr. Christensen is the sole member, 2,171 shares are held by Mr. Christensen's spouse, and 2,000 shares are held by Mr. Christensen's former spouse as custodian for their minor children under the California Uniform Transfers to Minors Act. Mr. Christensen's former spouse holds voting and investment power over the shares held for their children.

F1 · ownership.nature: Of these shares, 614,162 shares are held by Hobble Creek Investments, LLC, of which Mr. Christensen is the sole member, 2,171 shares are held by Mr. Christensen's spouse, and 2,000 shares are held by Mr. Christensen's former spouse as custodian for their minor children under the California Uniform Transfers to Minors Act. Mr. Christensen's former spouse holds voting and investment power over the shares held for their children.

Read SEC document
December 12, 2019 Filed Feb 14, 2020 22:40 UTC
Walker Daniel HDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001766400-20-000020 · wf-form5_158172001818394.xml · nonDerivative · entry 1

Walker Daniel H · CIK 0001773678 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,275

Read SEC document
November 18, 2019 Filed Nov 20, 2019 23:06 UTC
Lamb Scott EDirector
PurchaseCommon Stock 5,085 $20.20 $102,728.70
Disclosure

SEC source: 0001766400-19-000035 · wf-form4_157429120189909.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.09 to $20.21. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 22:47 UTC
Freeman JenniferChief Financial Officer
GrantStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001766400-19-000021 · wf-form4_157247566287278.xml · derivative · entry 1

Freeman Jennifer · CIK 0001786584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2029-10-28

F1 · derivative.exercise_date: Options granted on October 28, 2019 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 22:18 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-19-000013 · wf-form4_157135068410761.xml · nonDerivative · entry 1

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,152

F1 · shares: These shares vest in three annual installments beginning October 15, 2020.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 22:20 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-19-000017 · wf-form4_157135082292194.xml · nonDerivative · entry 1

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,483

F1 · shares: These shares vest in three annual installments beginning October 15, 2020.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 22:19 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-19-000015 · wf-form4_157135075534627.xml · nonDerivative · entry 1

COVEY STEPHEN M R · CIK 0001183387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

F1 · shares: These shares vest in three annual installments beginning October 15, 2020.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 18:21 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-19-000018 · wf-form4_157135085649224.xml · nonDerivative · entry 1

LEWIS RODERIC W · CIK 0001202362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

F1 · shares: These shares vest in three annual installments beginning October 15, 2020.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 22:20 UTC
Lamb Scott EDirector
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-19-000016 · wf-form4_157135078915747.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

F1 · shares: These shares vest in three annual installments beginning October 15, 2020.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 22:19 UTC GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001766400-19-000014 · wf-form4_157135071865891.xml · nonDerivative · entry 1

Stringfield JoAnne · CIK 0001786706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

F1 · shares: These shares vest in three annual installments beginning October 15, 2020.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:18 UTC Disposition to issuerCommon Stock 27,020,897 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024998 · doc4.xml · nonDerivative · entry 1

ENSIGN GROUP, INC · CIK 0001125376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares of common stock distributed in the October 1, 2019 pro rata distribution of shares of The Pennant Group, Inc. by The Ensign Group, Inc. to its stockholders.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:19 UTC GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000899243-19-025000 · doc4.xml · derivative · entry 5

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2029-10-01

F5 · derivative.exercise_date: Options granted on October 1, 2019 under the The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in three equal annual installments beginning on the first anniversary of the date of the grant.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:19 UTC GrantStock Option (right to buy) · Derivative 57,613 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0000899243-19-025000 · doc4.xml · derivative · entry 4

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,613

Underlying: Common Stock · 57,613 shares

Expires 2024-05-29

F4 · derivative.exercise_date: Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off, all of which have vested.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:19 UTC GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025000 · doc4.xml · nonDerivative · entry 3

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,102

F3 · shares: Shares of restricted stock granted on October 1, 2019 under The Pennant Group, Inc. 2019 Long Term Incentive Plan.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:19 UTC GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025000 · doc4.xml · nonDerivative · entry 2

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nackel Family Trust dated June 30, 1997

Disclosed balance after: 42,783

F1 · shares: Shares of common stock received in the October 1, 2019 pro rata distribution of shares of the Registrant by The Ensign Group, Inc. to its stockholders (the "Spin-off") and shares of Cornerstone Healthcare, Inc. converted into shares of the Registrant pursuant to the merger of Cornerstone Merger Sub, Inc., a wholly-owned subsidiary of the Registrant, with and into Cornerstone Healthcare, Inc., with Cornerstone Healthcare, Inc. as the surviving corporation, in connection with the Spin-off.

F2 · ownership.direct: These shares are held by the Nackel Family Trust dated June 30, 1997. Dr. Nackel and his spouse share voting and investment power over the trust.

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October 01, 2019 Filed Oct 4, 2019 00:19 UTC GrantCommon Stock 40,083 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025000 · doc4.xml · nonDerivative · entry 1

Nackel John G. · CIK 0001437214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,083

F1 · shares: Shares of common stock received in the October 1, 2019 pro rata distribution of shares of the Registrant by The Ensign Group, Inc. to its stockholders (the "Spin-off") and shares of Cornerstone Healthcare, Inc. converted into shares of the Registrant pursuant to the merger of Cornerstone Merger Sub, Inc., a wholly-owned subsidiary of the Registrant, with and into Cornerstone Healthcare, Inc., with Cornerstone Healthcare, Inc. as the surviving corporation, in connection with the Spin-off.

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October 01, 2019 Filed Oct 4, 2019 00:27 UTC GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000899243-19-025009 · doc4.xml · derivative · entry 4

Christensen Christopher R. · CIK 0001417555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2029-10-01

F4 · derivative.exercise_date: Options granted on October 1, 2019 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in three equal annual installments beginning on the first anniversary of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.