Last 12 months
Inside the activity.
2 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 1 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2020 Filed Nov 24, 2020 23:07 UTC |
Flug JeffreyDirector
|
OtherCommon Stock | 11,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060310 · doc4.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by various related trusts Disclosed balance after: 161,282 F1 · kind: The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On November 23, 2020, the reporting person caused the trust to distribute 11,500 shares of common stock of PennantPark Investment Corporation to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 13:00 UTC |
Efrat AvivCFO and Treasurer
|
PurchaseCommon Stock | 29,100 | $2.01 | $58,476.45 |
DisclosureSEC source: 0001209191-20-021064 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,203 Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 09:00 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 32,000 | $2.50 | $80,150.40 |
DisclosureSEC source: 0001209191-20-020574 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 938,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 17:16 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 35,000 | $2.30 | $80,360.00 |
DisclosureSEC source: 0001209191-20-020311 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 906,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:42 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 30,000 | $2.17 | $65,169.00 |
DisclosureSEC source: 0001209191-20-020066 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 871,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 18, 2020 Filed Mar 23, 2020 13:00 UTC |
Efrat AvivCFO and Treasurer
|
PurchaseCommon Stock | 27,000 | $2.22 | $59,856.30 |
DisclosureSEC source: 0001209191-20-020576 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,102 Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 09:00 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 8,000 | $6.59 | $52,712.00 |
DisclosureSEC source: 0001209191-20-009480 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 841,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 09:00 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 10,000 | $6.56 | $65,559.00 |
DisclosureSEC source: 0001209191-20-009065 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 833,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 16:34 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 16,000 | $6.17 | $98,736.00 |
DisclosureSEC source: 0001209191-19-058716 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 823,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 09:00 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 17,000 | $6.09 | $103,569.10 |
DisclosureSEC source: 0001209191-19-058236 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 807,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 09:08 UTC |
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
|
PurchaseCommon Stock | 16,000 | $6.08 | $97,337.60 |
DisclosureSEC source: 0001209191-19-058036 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 790,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 08:58 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $6.35 | $95,199.00 |
DisclosureSEC source: 0000899243-19-021902 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 774,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 08:58 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 17,000 | $6.40 | $108,777.90 |
DisclosureSEC source: 0000899243-19-021694 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 759,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 09:00 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $6.30 | $94,491.00 |
DisclosureSEC source: 0000899243-19-021619 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 742,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 09:00 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $6.39 | $95,841.00 |
DisclosureSEC source: 0000899243-19-021543 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 727,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 16, 2019 Filed May 17, 2019 09:09 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 16,500 | $6.59 | $108,763.05 |
DisclosureSEC source: 0000899243-19-013930 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 712,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 15, 2019 Filed May 16, 2019 09:00 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $6.58 | $98,746.50 |
DisclosureSEC source: 0000899243-19-013661 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 695,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 14, 2019 Filed May 15, 2019 09:09 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 14,000 | $6.59 | $92,320.20 |
DisclosureSEC source: 0000899243-19-013516 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 680,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 13, 2019 Filed May 14, 2019 09:02 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 16,000 | $6.52 | $104,395.20 |
DisclosureSEC source: 0000899243-19-013398 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 666,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 16:05 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 10,000 | $6.94 | $69,413.00 |
DisclosureSEC source: 0000899243-18-003542 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 650,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 18:07 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 12,000 | $7.31 | $87,718.80 |
DisclosureSEC source: 0000899243-17-028082 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 640,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 18:22 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 13,000 | $7.13 | $92,736.80 |
DisclosureSEC source: 0000899243-17-027964 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 628,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 08:47 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 14,000 | $7.14 | $99,967.00 |
DisclosureSEC source: 0000899243-17-027925 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 615,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:10 UTC |
Efrat AvivCFO and Treasurer
|
PurchaseCommon Stock | 10,000 | $7.14 | $71,420.00 |
DisclosureSEC source: 0000899243-17-027949 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,102 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 09:35 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 12,000 | $7.10 | $85,232.40 |
DisclosureSEC source: 0000899243-17-027844 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 601,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:03 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $7.67 | $115,114.50 |
DisclosureSEC source: 0000899243-17-020399 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 589,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:03 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 13,000 | $7.56 | $98,267.00 |
DisclosureSEC source: 0000899243-17-020399 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 574,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 17:37 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 17,000 | $7.74 | $131,554.50 |
DisclosureSEC source: 0000899243-17-020065 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 561,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 17:37 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $7.70 | $115,437.00 |
DisclosureSEC source: 0000899243-17-020065 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 544,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 17, 2017 Filed May 17, 2017 18:07 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $7.67 | $115,044.00 |
DisclosureSEC source: 0000899243-17-013566 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 529,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:07 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 17,000 | $7.77 | $132,073.00 |
DisclosureSEC source: 0000899243-17-013566 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 514,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 15, 2017 Filed May 15, 2017 19:52 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 13,000 | $7.79 | $101,259.60 |
DisclosureSEC source: 0000899243-17-013233 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 497,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 12, 2017 Filed May 15, 2017 19:52 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 15,000 | $7.77 | $116,550.00 |
DisclosureSEC source: 0000899243-17-013233 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 484,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:01 UTC |
Flug JeffreyDirector
|
SaleCommon Stock | 4,708 | $7.61 | $35,819.41 |
DisclosureSEC source: 0000899243-16-035123 · doc4.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by various related trusts Disclosed balance after: 172,782 Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 01:47 UTC |
Bernstein Adam KDirector
|
PurchaseCommon Stock | 200 | $7.67 | $1,534.00 |
DisclosureSEC source: 0000899243-16-035176 · doc4.xml · nonDerivative · entry 1 Bernstein Adam K · CIK 0001396832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,430 F1 · security: Includes 22,745 shares distributed to Mr. Bernstein by JAM Investments, LLP in September 2016. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:10 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 10,000 | $7.52 | $75,207.00 |
DisclosureSEC source: 0000899243-16-034827 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,400 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 16:20 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 10,000 | $7.44 | $74,438.00 |
DisclosureSEC source: 0000899243-16-034548 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 469,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 16:10 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 10,000 | $7.38 | $73,836.00 |
DisclosureSEC source: 0000899243-16-034486 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 459,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 09:00 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 10,000 | $7.23 | $72,345.00 |
DisclosureSEC source: 0000899243-16-034419 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 449,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 09:00 UTC |
PENN ARTHUR HChairman and CEO / Investment
|
PurchaseCommon Stock | 10,000 | $7.09 | $70,880.00 |
DisclosureSEC source: 0000899243-16-034419 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 439,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 14:01 UTC |
Efrat AvivCFO and Treasurer
|
PurchaseCommon Stock | 28,000 | $7.08 | $198,102.80 |
DisclosureSEC source: 0000899243-16-034420 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,102 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.