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PennyMac Mortgage Investment Trust

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2018 Filed Mar 14, 2018 18:15 UTC
Walker David MChief Risk Officer
Exercise / conversionPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011615 · form4.xml · derivative · entry 4

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 18:15 UTC
Walker David MChief Risk Officer
GrantPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011615 · form4.xml · derivative · entry 3

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 18:15 UTC
Walker David MChief Risk Officer
Exercise / conversionCommon Shares of Beneficial Interest 1,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011615 · form4.xml · nonDerivative · entry 2

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F4 · balance_after: The reported amount consists of 19,080 restricted share units and 59,331 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 18:15 UTC
Walker David MChief Risk Officer
GrantCommon Shares of Beneficial Interest 5,104 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011615 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,949

F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 19,080 restricted share units and 57,869 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:13 UTC
SPECTOR DAVIDDirector · President and CEO
Exercise / conversionPerformance-Based Restricted Share Units · Derivative 5,470 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011613 · form4.xml · derivative · entry 4

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 5,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:13 UTC
SPECTOR DAVIDDirector · President and CEO
GrantPerformance-Based Restricted Share Units · Derivative 5,470 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011613 · form4.xml · derivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,470

Underlying: Common Shares of Beneficial Interest · 5,470 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:13 UTC
SPECTOR DAVIDDirector · President and CEO
Exercise / conversionCommon Shares of Beneficial Interest 5,470 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011613 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F4 · balance_after: The reported amount consists of 70,814 restricted share units and 131,243 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:13 UTC
SPECTOR DAVIDDirector · President and CEO
GrantCommon Shares of Beneficial Interest 19,092 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011613 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,587

F1 · shares: The Reporting Person was granted 19,092 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 70,814 restricted share units and 125,773 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC
MCCALLION ANNEChief Enterpirse Ops Officer
Exercise / conversionPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011611 · form4.xml · derivative · entry 4

MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC
MCCALLION ANNEChief Enterpirse Ops Officer
GrantPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011611 · form4.xml · derivative · entry 3

MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC
MCCALLION ANNEChief Enterpirse Ops Officer
Exercise / conversionCommon Shares of Beneficial Interest 1,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011611 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F4 · balance_after: The reported amount consists of 21,483 restricted share units and 116,509 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC
MCCALLION ANNEChief Enterpirse Ops Officer
GrantCommon Shares of Beneficial Interest 5,104 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011611 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Chief Enterpirse Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,530

F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 21,483 restricted share units and 115,047 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:04 UTC
Jones DougChf Mortgage Banking Officer
Exercise / conversionPerformance-Based Restricted Share Units · Derivative 1,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011607 · form4.xml · derivative · entry 4

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 1,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:04 UTC
Jones DougChf Mortgage Banking Officer
GrantPerformance-Based Restricted Share Units · Derivative 1,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011607 · form4.xml · derivative · entry 3

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Shares of Beneficial Interest · 1,827 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:04 UTC
Jones DougChf Mortgage Banking Officer
Exercise / conversionCommon Shares of Beneficial Interest 1,827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011607 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F4 · balance_after: The reported amount consists of 21,239 restricted share units and 46,010 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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March 12, 2018 Filed Mar 14, 2018 22:04 UTC
Jones DougChf Mortgage Banking Officer
GrantCommon Shares of Beneficial Interest 6,381 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011607 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,422

F1 · shares: The Reporting Person was granted 6,381 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 21,239 restricted share units and 44,183 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:57 UTC Exercise / conversionPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011601 · form4.xml · derivative · entry 4

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:57 UTC GrantPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011601 · form4.xml · derivative · entry 3

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:57 UTC Exercise / conversionCommon Shares of Beneficial Interest 1,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011601 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F4 · balance_after: The reported amount consists of 19,081 restricted share units and 30,383 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:57 UTC GrantCommon Shares of Beneficial Interest 5,104 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011601 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,002

F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 19,081 restricted share units and 28,921 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:54 UTC
Grogin JeffreySMD and Chief Admin Officer
Exercise / conversionPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011599 · form4.xml · derivative · entry 4

Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:54 UTC
Grogin JeffreySMD and Chief Admin Officer
GrantPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011599 · form4.xml · derivative · entry 3

Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:54 UTC
Grogin JeffreySMD and Chief Admin Officer
Exercise / conversionCommon Shares of Beneficial Interest 1,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011599 · form4.xml · nonDerivative · entry 2

Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F4 · balance_after: The reported amount consists of 19,081 restricted share units and 18,441 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:54 UTC
Grogin JeffreySMD and Chief Admin Officer
GrantCommon Shares of Beneficial Interest 5,104 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011599 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,060

F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 19,081 restricted share units and 16,979 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:52 UTC
Bailey Steven RichardChief Mortgage Ops Officer
Exercise / conversionPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011597 · form4.xml · derivative · entry 4

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:52 UTC
Bailey Steven RichardChief Mortgage Ops Officer
GrantPerformance-Based Restricted Share Units · Derivative 1,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011597 · form4.xml · derivative · entry 3

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Shares of Beneficial Interest · 1,462 shares

Expires not disclosed

F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:52 UTC
Bailey Steven RichardChief Mortgage Ops Officer
Exercise / conversionCommon Shares of Beneficial Interest 1,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011597 · form4.xml · nonDerivative · entry 2

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.

F4 · balance_after: The reported amount consists of 19,081 restricted share units and 1,462 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:52 UTC
Bailey Steven RichardChief Mortgage Ops Officer
GrantCommon Shares of Beneficial Interest 5,104 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011597 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,081

F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 19,081 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:32 UTC
Jones DougChf Mortgage Banking Officer
SaleCommon Shares of Beneficial Interest 2,200 $17.39 $38,267.02
Disclosure

SEC source: 0001127602-18-009211 · form4.xml · nonDerivative · entry 3

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,041

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $17.36 to $17.43. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 14,858 restricted share units and 44,183 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:32 UTC
Jones DougChf Mortgage Banking Officer
SaleCommon Shares of Beneficial Interest 3,076 $17.37 $53,438.12
Disclosure

SEC source: 0001127602-18-009211 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,241

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 14,858 restricted share units and 46,383 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:32 UTC
Jones DougChf Mortgage Banking Officer
SaleCommon Shares of Beneficial Interest 3,653 $17.35 $63,371.15
Disclosure

SEC source: 0001127602-18-009211 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,317

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.17 to $17.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 14,858 restricted share units and 49,459 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 23:20 UTC
Bailey Steven RichardChief Mortgage Ops Officer
SaleCommon Shares of Beneficial Interest 3,077 $17.40 $53,524.72
Disclosure

SEC source: 0001127602-18-009198 · form4.xml · nonDerivative · entry 3

Bailey Steven Richard · CIK 0001571945 · Chief Mortgage Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,977

F1 · shares: These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $17.36 to $17.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 13,977 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:54 UTC SaleCommon Shares of Beneficial Interest 800 $17.28 $13,827.04
Disclosure

SEC source: 0001127602-18-008842 · form4.xml · nonDerivative · entry 3

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,192

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F6 · balance_after: The reported amount consists of 5,779 restricted share units and 15,413 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:54 UTC SaleCommon Shares of Beneficial Interest 638 $17.29 $11,031.91
Disclosure

SEC source: 0001127602-18-008842 · form4.xml · nonDerivative · entry 2

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,992

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.33. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 7,480 restricted share units and 14,512 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 26, 2018 Filed Feb 27, 2018 23:52 UTC SaleCommon Shares of Beneficial Interest 680 $17.28 $11,752.58
Disclosure

SEC source: 0001127602-18-008840 · form4.xml · nonDerivative · entry 3

Preston Paul DuFauchard, Jr. · CIK 0001561933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,110

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F6 · balance_after: The reported amount consists of 5,779 restricted share units and 16,331 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 26, 2018 Filed Feb 27, 2018 23:52 UTC SaleCommon Shares of Beneficial Interest 543 $17.28 $9,385.16
Disclosure

SEC source: 0001127602-18-008840 · form4.xml · nonDerivative · entry 2

Preston Paul DuFauchard, Jr. · CIK 0001561933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,790

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 7,480 restricted share units and 15,310 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 26, 2018 Filed Feb 28, 2018 23:27 UTC
Hendry Gregory LChief Accounting Officer
SaleCommon Shares of Beneficial Interest 527 $17.28 $9,105.03
Disclosure

SEC source: 0001127602-18-009204 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,246

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 3,510 restricted share units and 9,736 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 26, 2018 Filed Feb 28, 2018 23:27 UTC
Hendry Gregory LChief Accounting Officer
SaleCommon Shares of Beneficial Interest 433 $17.29 $7,486.92
Disclosure

SEC source: 0001127602-18-009204 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,773

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 3,510 restricted share units and 10,263 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 18:19 UTC
Fartaj VandadChief Capital Markets Officer
SaleCommon Shares of Beneficial Interest 1,826 $17.30 $31,585.78
Disclosure

SEC source: 0001127602-18-009196 · form4.xml · nonDerivative · entry 3

Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,105

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 19,644 restricted share units and 63,461 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 18:19 UTC
Fartaj VandadChief Capital Markets Officer
SaleCommon Shares of Beneficial Interest 1,100 $17.29 $19,021.97
Disclosure

SEC source: 0001127602-18-009196 · form4.xml · nonDerivative · entry 2

Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,931

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 19,644 restricted share units and 65,287 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 18:19 UTC
Fartaj VandadChief Capital Markets Officer
SaleCommon Shares of Beneficial Interest 1,538 $17.30 $26,599.86
Disclosure

SEC source: 0001127602-18-009196 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Capital Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,031

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 19,644 restricted share units and 66,387 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 18:23 UTC
Chang Andrew SChief Financial Officer
SaleCommon Shares of Beneficial Interest 1,899 $17.30 $32,846.24
Disclosure

SEC source: 0001127602-18-009200 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,927

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 14,858 restricted share units and 59,069 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 18:34 UTC
Walker David MChief Risk Officer
SaleCommon Shares of Beneficial Interest 1,826 $17.30 $31,584.32
Disclosure

SEC source: 0001127602-18-009213 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,845

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 13,976 restricted share units and 57,869 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:31 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 3,950 $17.30 $68,352.78
Disclosure

SEC source: 0001127602-18-009209 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,495

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 51,722 restricted share units and 125,773 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:31 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 6,810 $17.30 $117,838.20
Disclosure

SEC source: 0001127602-18-009209 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,445

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 51,722 restricted share units and 129,723 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:31 UTC
SPECTOR DAVIDDirector · President and CEO
SaleCommon Shares of Beneficial Interest 8,086 $17.30 $139,922.57
Disclosure

SEC source: 0001127602-18-009209 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,255

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 51,722 restricted share units and 136,533 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:29 UTC SaleCommon Shares of Beneficial Interest 1,144 $17.29 $19,783.88
Disclosure

SEC source: 0001127602-18-009206 · form4.xml · nonDerivative · entry 3

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,898

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 13,977 restricted share units and 28,921 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:29 UTC SaleCommon Shares of Beneficial Interest 1,845 $17.30 $31,915.73
Disclosure

SEC source: 0001127602-18-009206 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,042

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 13,977 restricted share units and 30,065 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:29 UTC SaleCommon Shares of Beneficial Interest 2,009 $17.29 $34,740.83
Disclosure

SEC source: 0001127602-18-009206 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,887

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 13,977 restricted share units and 31,910 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 23:25 UTC
Grogin JeffreyCALO and Secretary
SaleCommon Shares of Beneficial Interest 1,826 $17.30 $31,581.22
Disclosure

SEC source: 0001127602-18-009202 · form4.xml · nonDerivative · entry 2

Grogin Jeffrey · CIK 0001440697 · CALO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,956

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 13,977 restricted share units and 16,979 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.