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PennyMac Mortgage Investment Trust

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Tapewire entity
899
SEC CIK
0001464423
Parsed reports
440

Last 12 months

Inside the activity.

3 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 17, 2021 00:41 UTC
Jones DougChf Mortgage Banking Officer
Tax withholdingCommon Shares of Beneficial Interest 751 $18.55 $13,931.05
Disclosure

SEC source: 0001127602-21-006047 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,806

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 9,162 restricted share units and 55,644 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 12, 2021 Filed Feb 17, 2021 00:33 UTC
SPECTOR DAVIDDirector · President and CEO
Tax withholdingCommon Shares of Beneficial Interest 1,865 $18.55 $34,595.75
Disclosure

SEC source: 0001127602-21-006038 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,102

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 27,412 restricted share units and 145,690 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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December 08, 2020 Filed Dec 9, 2020 22:19 UTC
Jones DougChf Mortgage Banking Officer
SaleCommon Shares of Beneficial Interest 9,000 $17.81 $160,269.30
Disclosure

SEC source: 0001127602-20-031018 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,557

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $17.76 to $17.87. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 10,988 restricted share units and 54,569 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 16:26 UTC SaleCommon Shares of Beneficial Interest 3,829 $17.30 $66,241.70
Disclosure

SEC source: 0001127602-20-025560 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,917

F1 · balance_after: The reported amount consists of 9,583 restricted share units and 2,334 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
July 20, 2020 Filed Feb 10, 2021 18:08 UTC GiftCommon Shares of Beneficial Interest 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005021 · form5.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,792

F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children.

F2 · balance_after: The reported amount consists of 8,892 restricted share units and 34,900 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 30, 2020 Filed Mar 30, 2020 18:24 UTC PurchaseCommon Shares of Beneficial Interest 8,000 $9.86 $78,882.40
Disclosure

SEC source: 0001127602-20-012167 · form4.xml · nonDerivative · entry 2

WILLEY FRANK P · CIK 0000936815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,892

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $9.71 to $9.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the common shares of beneficial interest and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 8,892 restricted share units and 110,000 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 18:24 UTC PurchaseCommon Shares of Beneficial Interest 6,100 $12.20 $74,438.91
Disclosure

SEC source: 0001127602-20-012167 · form4.xml · nonDerivative · entry 1

WILLEY FRANK P · CIK 0000936815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,892

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $11.68 to $12.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the common shares of beneficial interest and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 8,892 restricted share units and 102,000 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 24, 2020 Filed Mar 24, 2020 19:26 UTC PurchaseCommon Shares of Beneficial Interest 20,000 $5.64 $112,878.00
Disclosure

SEC source: 0001127602-20-011890 · form4.xml · nonDerivative · entry 1

WILLEY FRANK P · CIK 0000936815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,792

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $5.625 to $5.66. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the common shares of beneficial interest and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 8,892 restricted share units and 95,900 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:27 UTC PurchaseCommon Shares of Beneficial Interest 2,800 $5.83 $16,323.72
Disclosure

SEC source: 0001127602-20-011570 · form4.xml · nonDerivative · entry 2

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,792

F2 · balance_after: The reported amount consists of 8,892 restricted share units and 35,900 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:27 UTC PurchaseCommon Shares of Beneficial Interest 7,200 $5.81 $41,832.00
Disclosure

SEC source: 0001127602-20-011570 · form4.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,992

F1 · balance_after: The reported amount consists of 8,892 restricted share units and 33,100 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 400 $6.36 $2,544.00
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 12

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,919

F4 · balance_after: The reported amount consists of 8,892 restricted share units and 61,027 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 100 $6.38 $637.90
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 11

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,519

F3 · balance_after: The reported amount consists of 8,892 restricted share units and 60,627 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 325 $6.45 $2,096.25
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 10

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,419

F2 · balance_after: The reported amount consists of 8,892 restricted share units and 60,527 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 175 $6.45 $1,128.23
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 9

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,094

F1 · balance_after: The reported amount consists of 8,892 restricted share units and 60,202 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 4,500 $6.75 $30,375.00
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 8

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UBS IRA

Disclosed balance after: 27,500

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $5.35 $5,347.60
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 7

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab IRA

Disclosed balance after: 12,700

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $5.48 $5,477.60
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 6

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab IRA

Disclosed balance after: 11,700

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 500 $5.92 $2,960.00
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 5

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab IRA

Disclosed balance after: 10,700

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 500 $5.92 $2,958.25
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 4

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab IRA

Disclosed balance after: 10,200

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 500 $6.35 $3,175.05
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 3

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab IRA

Disclosed balance after: 9,700

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $6.43 $6,425.20
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 2

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab IRA

Disclosed balance after: 9,200

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:52 UTC PurchaseCommon Shares of Beneficial Interest 1,000 $6.48 $6,475.00
Disclosure

SEC source: 0001127602-20-011568 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab IRA

Disclosed balance after: 8,200

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 1,700 $6.78 $11,532.46
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 12

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · OptimX Advisors 401K

Disclosed balance after: 1,700

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 5,600 $6.91 $38,696.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 11

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Roth Contributory IRA

Disclosed balance after: 5,600

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 100 $5.09 $509.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 10

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Individual Retirement Account

Disclosed balance after: 42,651

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 14,900 $5.10 $75,990.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 9

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Individual Retirement Account

Disclosed balance after: 42,551

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 25,000 $6.75 $168,750.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 8

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Individual Retirement Account

Disclosed balance after: 27,651

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 7,950 $6.54 $51,993.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 7

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 47,077

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 10,000 $6.56 $65,600.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 6

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 39,127

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 100 $7.05 $705.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 5

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 29,127

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 179 $7.05 $1,261.93
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 4

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 29,027

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 4,597 $7.03 $32,316.91
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 3

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 28,848

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 5,124 $7.03 $35,996.10
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 2

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 24,251

Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:22 UTC PurchaseCommon Shares of Beneficial Interest 10,000 $7.50 $75,000.00
Disclosure

SEC source: 0001127602-20-011372 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 19,127

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 3,000 $6.81 $20,415.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 23

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UBS IRA

Disclosed balance after: 23,000

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 15,000 $7.03 $105,480.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 22

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UBS IRA

Disclosed balance after: 20,000

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 5,000 $7.85 $39,250.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 21

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · UBS IRA

Disclosed balance after: 5,000

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 950 $6.56 $6,227.25
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 20

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wells Roth IRA

Disclosed balance after: 950

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 2 $6.93 $13.86
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 19

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 3,222

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 420 $6.87 $2,883.30
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 18

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 3,220

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 600 $6.90 $4,140.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 17

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 2,800

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 27 $6.81 $183.87
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 16

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 2,200

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 200 $6.78 $1,356.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 15

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 2,173

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 200 $6.77 $1,354.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 14

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 1,973

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 303 $6.76 $2,048.28
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 13

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 1,773

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 270 $6.76 $1,824.39
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 12

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 1,470

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 1,200 $6.73 $8,076.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 11

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab Roth IRA

Disclosed balance after: 1,200

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 635 $7.07 $4,486.40
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 10

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab SEP IRA

Disclosed balance after: 5,135

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 1,200 $7.42 $8,903.88
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 9

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab SEP IRA

Disclosed balance after: 4,500

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:16 UTC PurchaseCommon Shares of Beneficial Interest 200 $7.42 $1,483.00
Disclosure

SEC source: 0001127602-20-011368 · form4.xml · nonDerivative · entry 8

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Schwab SEP IRA

Disclosed balance after: 3,300

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.