PMNT

SEC source: 0001493152-24-028559 · ownership.xml · nonDerivative · entry 1

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 250,625

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-027921 · ownership.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 248,225

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-027918 · ownership.xml · nonDerivative · entry 2

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 248,225

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-027921 · ownership.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 245,425

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-027918 · ownership.xml · nonDerivative · entry 1

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 245,425

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-009289 · ownership.xml · derivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-03-04

F2 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on July 18, 2024.

F3 · balance_after: Does not include stock option to purchase 50,000 shares of the Issuer's common stock held directly by the Reporting Person.

SEC source: 0001493152-24-009289 · ownership.xml · derivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 25, 2024.

SEC source: 0001493152-24-009285 · ownership.xml · derivative · entry 1

Barwin Tracy Debra · CIK 0002009086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 43,200 shares

Expires 2034-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 25, 2024.

SEC source: 0001493152-24-009292 · ownership.xml · derivative · entry 1

Nixdorff Tim Bernd · CIK 0002009085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2034-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on January 1, 2025.

SEC source: 0001493152-24-009290 · ownership.xml · derivative · entry 1

Hauptkorn Berndt Dieter · CIK 0002009101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2034-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 25, 2024.

SEC source: 0001493152-24-009286 · ownership.xml · derivative · entry 1

Buckley Mark · CIK 0002009147 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock once vested.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments that began on November 7, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments that began on November 7, 2023.

SEC source: 0001493152-24-009288 · ownership.xml · derivative · entry 2

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-03-04

F2 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 25, 2024.

F3 · balance_after: Does not include stock option to purchase 300,000 shares of the Issuer's common stock held directly by the Reporting Person.

SEC source: 0001493152-24-009288 · ownership.xml · derivative · entry 1

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on July 18, 2024.

SEC source: 0001493152-24-009291 · ownership.xml · derivative · entry 1

Keijsers Andre Ruben · CIK 0002009467 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 43,200 shares

Expires 2034-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 25, 2024.

SEC source: 0001493152-24-009287 · ownership.xml · derivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 20, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · derivative · entry 8

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 51,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · reported_value: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · derivative.exercise_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · derivative.expiration_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

SEC source: 0001213900-24-014216 · ownership.xml · derivative · entry 7

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 19,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · derivative · entry 6

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fermain Limited

Disclosed balance after: 0

Underlying: Common Stock · 2,624,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 5

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,755,316

F3 · shares: Represents shares of Common Stock purchased in the IPO.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 4

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,738,716

F3 · shares: Represents shares of Common Stock purchased in the IPO.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 3,722,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 3,670,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fermain Limited

Disclosed balance after: 3,650,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014210 · ownership.xml · derivative · entry 2

Fermain Ltd · CIK 0002009214 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,624,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering on February 12, 2024.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering on February 12, 2024.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering on February 12, 2024.

SEC source: 0001213900-24-014210 · ownership.xml · nonDerivative · entry 1

Fermain Ltd · CIK 0002009214 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,479,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering on February 12, 2024.

SEC source: 0001213900-24-014218 · ownership.xml · nonDerivative · entry 1

Barwin Tracy Debra · CIK 0002009086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83

F1 · shares: Represents shares of common stock purchased in the Issuer's initial public offering of common stock.

SEC source: 0001213900-24-014217 · ownership.xml · nonDerivative · entry 1

Nixdorff Tim Bernd · CIK 0002009085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

F1 · shares: Represents shares of common stock purchased in the Issuer's initial public offering of common stock.

SEC source: 0001213900-24-014209 · ownership.xml · nonDerivative · entry 1

Hauptkorn Berndt Dieter · CIK 0002009101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

F1 · shares: Represents shares of common stock purchased in the Issuer's initial public offering of common stock.

SEC source: 0001213900-24-014215 · ownership.xml · nonDerivative · entry 1

Buckley Mark · CIK 0002009147 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Represents shares of common stock purchased in the Issuer's initial public offering of common stock.

SEC source: 0001213900-24-014212 · ownership.xml · derivative · entry 8

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 51,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · reported_value: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · derivative.exercise_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · derivative.expiration_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

SEC source: 0001213900-24-014212 · ownership.xml · derivative · entry 7

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 19,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014212 · ownership.xml · derivative · entry 6

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Fermain Limited

Disclosed balance after: 0

Underlying: Common Stock · 2,624,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 5

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,755,316

F3 · shares: Represents shares of Common Stock purchased in the IPO.

SEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 4

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,738,716

F3 · shares: Represents shares of Common Stock purchased in the IPO.

SEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 3

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 3,722,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

SEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 2

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 3,670,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 1

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse indirectly through Fermain Limited

Disclosed balance after: 3,650,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014208 · ownership.xml · nonDerivative · entry 1

Keijsers Andre Ruben · CIK 0002009467 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,645

F1 · shares: Represents shares of common stock purchased in the Issuer's initial public offering of common stock.

SEC source: 0001213900-24-014213 · ownership.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416

F1 · shares: Represents shares of common stock purchased in the Issuer's initial public offering of common stock.