Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Perfect Moment Ltd.PMNT · Entity 8202 | Director · President · 10% owner | January 15, 2026 | January 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Perfect Moment Ltd.
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series AA Preferred StockSEC Table I · non-derivative | IndirectBy Joachim Gottshcalk & Associates Ltd. | 0 |
Reported balance
After 2025-01-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-01-15 · Other · Disposed 344,797 · Balance 0 F1: Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended. F2: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
| Common StockSEC Table I · non-derivative | IndirectBy Joachim Gottschalk & Associates Ltd. | 6,335,933 |
Reported balance
After 2026-01-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-01-15 · Other · Acquired 4,271,486 · Balance 6,335,933 F3: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4. F4: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share. F2: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
| Common StockSEC Table I · non-derivative | IndirectBy Fermain Limited. | 3,479,491 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,479,491 F5: Fermain Limited ("Fermain") is controlled by the Reporting Person and her spouse, Max Gottschalk, each of whom shares voting and dispositive control over shares held by Fermain with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse. | 774,722 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 774,722 F6: The Reporting Person and her spouse, Max Gottschalk, each share voting and dispositive control over the shares of common stock beneficially owned by the other. |
| Common StockSEC Table I · non-derivative | Direct | 566,600 |
Reported balance
Holding disclosure · report date 2026-01-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 566,600 |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.
F2: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F3: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.
F4: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.
F5: Fermain Limited ("Fermain") is controlled by the Reporting Person and her spouse, Max Gottschalk, each of whom shares voting and dispositive control over shares held by Fermain with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
F6: The Reporting Person and her spouse, Max Gottschalk, each share voting and dispositive control over the shares of common stock beneficially owned by the other.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2026 Filed Jan 20, 2026 21:00 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | OtherCommon Stock | 4,271,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-005866 · marketforms-71900.xml · nonDerivative · entry 2 Gottschalk Jane · CIK 0002009182 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Joachim Gottschalk & Associates Ltd. Disclosed balance after: 6,335,933 F3 · kind: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4. F4 · price: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share. F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| September 18, 2025 Filed Sep 23, 2025 18:35 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | GrantCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-090767 · marketforms-70413.xml · nonDerivative · entry 1 Gottschalk Jane · CIK 0002009182 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,600 F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting. F2 · shares: RSUs vest in equal installments beginning on December 31, 2025, and thereafter thereafter on March 31, June 30, September 30, and December 31 of 2026, 2027 and 2028, and March 31, June 30 and September 30, 2029. F3 · price: Not applicable. Read SEC document |
| January 15, 2025 Filed Jan 20, 2026 21:00 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | OtherSeries AA Preferred Stock | 344,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-005866 · marketforms-71900.xml · nonDerivative · entry 1 Gottschalk Jane · CIK 0002009182 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd. Disclosed balance after: 0 F1 · kind: Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended. F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 18:30 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | Disposition to issuerEmployee Stock Options (right to buy) · Derivative | 300,000 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001213900-24-107059 · marketforms-67522.xml · derivative · entry 5 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2029-03-04 F7 · kind: On December 5, 2024, the board of directors of Issuer cancelled such options. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 18:30 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | GrantCommon Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-107059 · marketforms-67522.xml · nonDerivative · entry 1 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,600 F1 · security: Grant of restricted stock units ("RSUs"). Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting. F2 · shares: RSUs vest 25% on December 5, 2024, and 25% thereafter on October 20th of 2025, 2026 and 2027. F3 · price: Not applicable. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 17:19 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | PurchaseCommon Stock | 2,400 | $1.88 | $4,516.08 |
DisclosureSEC source: 0001493152-24-028559 · ownership.xml · nonDerivative · entry 1 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd. Disclosed balance after: 250,625 F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| July 15, 2024 Filed Jul 15, 2024 21:47 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | PurchaseCommon Stock | 2,800 | $1.59 | $4,450.04 |
DisclosureSEC source: 0001493152-24-027918 · ownership.xml · nonDerivative · entry 2 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd. Disclosed balance after: 248,225 F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 21:47 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | PurchaseCommon Stock | 2,800 | $1.67 | $4,679.08 |
DisclosureSEC source: 0001493152-24-027918 · ownership.xml · nonDerivative · entry 1 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd. Disclosed balance after: 245,425 F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 17:36 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001493152-24-009288 · ownership.xml · derivative · entry 2 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-03-04 F2 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 25, 2024. F3 · balance_after: Does not include stock option to purchase 300,000 shares of the Issuer's common stock held directly by the Reporting Person. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 17:36 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001493152-24-009288 · ownership.xml · derivative · entry 1 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-03-04 F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on July 18, 2024. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | Conversion8% Senior Subordinated Secured Convertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $4.80 | $247,264.16 |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · derivative · entry 8 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd. Disclosed balance after: 0 Underlying: Common Stock · 51,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock). F2 · reported_value: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock). F2 · derivative.exercise_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock). F2 · derivative.expiration_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock). Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | ConversionSeries A Convertible Preferred Stock · Derivative | 19,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · derivative · entry 7 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd. Disclosed balance after: 0 Underlying: Common Stock · 19,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | ConversionSeries A Convertible Preferred Stock · Derivative | 2,624,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · derivative · entry 6 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Fermain Limited Disclosed balance after: 0 Underlying: Common Stock · 2,624,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | PurchaseCommon Stock | 16,600 | $6.00 | $99,600.00 |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 5 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,755,316 F3 · shares: Represents shares of Common Stock purchased in the IPO. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | PurchaseCommon Stock | 16,600 | $6.00 | $99,600.00 |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 4 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,738,716 F3 · shares: Represents shares of Common Stock purchased in the IPO. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | ConversionCommon Stock | 51,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 3 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd. Disclosed balance after: 3,722,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock). Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | ConversionCommon Stock | 19,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 2 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Joachim Gottschalk & Associates Ltd. Disclosed balance after: 3,670,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 18:04 UTC | Perfect Moment Ltd. PMNT · Entity 8202 | ConversionCommon Stock | 2,624,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-014212 · ownership.xml · nonDerivative · entry 1 Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse indirectly through Fermain Limited Disclosed balance after: 3,650,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.