Gottschalk Max

SEC source: 0001213900-26-021861 · marketforms-72355.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,772

F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.256540 to $0.24910 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001213900-26-021861 · marketforms-72355.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 6,360,933

F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.2500 to $0.24980 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff ("Staff"), Issuer or any security holder, upon request.

F3 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-26-005864 · marketforms-71893.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 6,335,933

F3 · kind: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.

F4 · price: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-26-005864 · marketforms-71893.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

F1 · kind: Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-25-090761 · marketforms-70826.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,722

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: Such RSUs vest in equal installments beginning on December 31, 2025, and thereafter on March 31, June 30, September 30 and December 31 of 2026, 2027 and 2028, and March 31, June 30, and September 30, 2029.

F3 · price: Not applicable.

SEC source: 0001213900-25-081904 · marketforms-70447.xml · derivative · entry 6

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,451

Underlying: Common Stock · 130,451 shares

Expires not disclosed

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F6 · shares: Such RSUs are tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock). Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied.

F7 · derivative.exercise_date: Not applicable. See footnote 6.

F7 · derivative.expiration_date: Not applicable. See footnote 6.

F8 · balance_after: See footnote 6.

SEC source: 0001213900-25-081904 · marketforms-70447.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,722

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: Such RSUs vested immediately upon grant.

SEC source: 0001213900-25-063329 · marketforms-70076.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,920

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

SEC source: 0001213900-25-063329 · marketforms-70076.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 2,064,447

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.27 to $0.2725 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-25-063329 · marketforms-70076.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 2,044,447

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.283 to $0.2990 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

F3 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-25-060497 · marketforms-69986.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 2,024,447

F1 · shares: Issuer entered into a Securities Purchase Agreement (the "Agreement") with Joachim Gottschalk & Associates ("JGA"). Further to the Agreement, JGA, converted all principal and unpaid interest owing further to a promissory note evidencing a $500,000 loan previously made by JGA to the Issuer into 1,692,694 shares of common stock at a per share conversion rate of $0.30. See also footnote 2.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-25-027375 · marketforms-69060.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 344,797

F1 · ownership.nature: Joachim Gottschalk & Associates Ltd. is 100% owned by the Gottschalk Family Trust (the "Trust") of which the Reporting Person is a beneficiary. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

SEC source: 0001213900-25-022385 · marketforms-68702.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,020

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.045 to $1.108 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001213900-25-022385 · marketforms-68702.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 331,753

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.07 to $1.10 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F4 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-25-022385 · marketforms-68702.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,960

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.97 to $1.02 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 4

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 328,253

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.9799 to $0.99 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F4 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,100

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.92 to $0.9905 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 325,253

F4 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,339

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.0.93015 to $0.0.98505 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

SEC source: 0001213900-25-019594 · marketforms-68541.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 322,253

F2 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.89841 to $0.95 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

SEC source: 0001013762-25-000231 · marketforms-68675.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,660

F2 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.895 to $0.91 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

SEC source: 0001013762-25-000231 · marketforms-68675.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 321,253

F2 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.8999 to $0.96 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff the "Staff"), Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-25-019594 · marketforms-68541.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 314,253

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

SEC source: 0001013762-25-000231 · marketforms-68675.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 314,253

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001213900-25-017163 · marketforms-68358.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 304,253

F2 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.005 to $1.030 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

SEC source: 0001213900-25-017163 · marketforms-68358.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 281,253

F2 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.010 to $1.020 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

SEC source: 0001213900-25-017163 · marketforms-68358.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 266,253

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

SEC source: 0001213900-24-107060 · marketforms-67550.xml · derivative · entry 5

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse.

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2029-03-04

F7 · kind: On December 5, 2024, the board of directors of Issuer cancelled such options.

SEC source: 0001213900-24-107060 · marketforms-67550.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse.

Disclosed balance after: 316,600

F1 · security: Grant of restricted stock units ("RSUs") made by Issuer to Reporting Person's spouse. The RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: RSUs vest 25% on December 5, 2024, and 25% thereafter on October 20th of 2025, 2026 and 2027.

F3 · price: Not applicable.

F4 · ownership.direct: Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.

SEC source: 0001493152-24-028566 · ownership.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 250,625

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-027921 · ownership.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 248,225

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-027921 · ownership.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 245,425

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001493152-24-009289 · ownership.xml · derivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-03-04

F2 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on July 18, 2024.

F3 · balance_after: Does not include stock option to purchase 50,000 shares of the Issuer's common stock held directly by the Reporting Person.

SEC source: 0001493152-24-009289 · ownership.xml · derivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-03-04

F1 · derivative.exercise_date: This stock option vests in four equal annual installments beginning on October 25, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · derivative · entry 8

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 51,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · reported_value: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · derivative.exercise_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

F2 · derivative.expiration_date: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

SEC source: 0001213900-24-014216 · ownership.xml · derivative · entry 7

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 19,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · derivative · entry 6

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fermain Limited

Disclosed balance after: 0

Underlying: Common Stock · 2,624,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 5

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,755,316

F3 · shares: Represents shares of Common Stock purchased in the IPO.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 4

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,738,716

F3 · shares: Represents shares of Common Stock purchased in the IPO.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 3,722,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 3,670,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.

SEC source: 0001213900-24-014216 · ownership.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fermain Limited

Disclosed balance after: 3,650,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.