Tapewire

OTC · USD

PMNT

Perfect Moment Ltd.

Export transactions ↓
Tapewire entity
8202
SEC CIK
0001849221
Parsed reports
62

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2026 Filed Feb 27, 2026 19:09 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 4,050 $0.25 $1,012.50
Disclosure

SEC source: 0001213900-26-021861 · marketforms-72355.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,772

F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.256540 to $0.24910 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 19:09 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 25,000 $0.25 $6,247.50
Disclosure

SEC source: 0001213900-26-021861 · marketforms-72355.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 6,360,933

F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.2500 to $0.24980 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff ("Staff"), Issuer or any security holder, upon request.

F3 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
January 15, 2026 Filed Jan 20, 2026 20:59 UTC
Gottschalk MaxDirector · 10% owner
OtherCommon Stock 4,271,486 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-005864 · marketforms-71893.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 6,335,933

F3 · kind: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.

F4 · price: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
January 15, 2026 Filed Jan 20, 2026 20:59 UTC
Gottschalk MaxDirector · 10% owner
OtherSeries AA Preferred Stock 344,797 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-005864 · marketforms-71893.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 0

F1 · kind: Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:00 UTC
Gottschalk JaneDirector · President · 10% owner
OtherCommon Stock 4,271,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-005866 · marketforms-71900.xml · nonDerivative · entry 2

Gottschalk Jane · CIK 0002009182 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 6,335,933

F3 · kind: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.

F4 · price: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
January 15, 2026 Filed Jan 21, 2026 02:03 UTC OtherCommon Stock 747,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-005868 · marketforms-71901.xml · nonDerivative · entry 4

Epstein Adam Zachary · CIK 0002071026 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MAZE Focus Fund LP

Disclosed balance after: 747,517

F7 · kind: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 5 and 4.

F4 · price: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.

F6 · ownership.nature: Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Focus, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

Read SEC document
January 15, 2026 Filed Jan 21, 2026 02:03 UTC OtherSeries AA Preferred Stock 60,340 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-005868 · marketforms-71901.xml · nonDerivative · entry 3

Epstein Adam Zachary · CIK 0002071026 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MAZE Focus Fund LP

Disclosed balance after: 0

F5 · kind: Conversion of shares of preferred stock of Issuer held directly by MAZE Focus Fund LC ("Focus"), which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.

F6 · ownership.nature: Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Focus, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

Read SEC document
January 15, 2026 Filed Jan 21, 2026 02:03 UTC OtherCommon Stock 961,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-005868 · marketforms-71901.xml · nonDerivative · entry 2

Epstein Adam Zachary · CIK 0002071026 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Opportunity Fund, LP

Disclosed balance after: 961,093

F3 · kind: Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.

F4 · price: The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.

F2 · ownership.nature: Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Blue, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

Read SEC document
January 15, 2026 Filed Jan 21, 2026 02:03 UTC OtherSeries AA Preferred Stock 77,580 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-005868 · marketforms-71901.xml · nonDerivative · entry 1

Epstein Adam Zachary · CIK 0002071026 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Opportunity Fund, LP

Disclosed balance after: 0

F1 · kind: Conversion of shares of preferred stock of Issuer held directly by Blue Opportunity Fund LP ("Blue"), which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.

F2 · ownership.nature: Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Blue, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

Read SEC document
October 01, 2025 Filed Oct 7, 2025 20:44 UTC GrantCommon Stock 54,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-097183 · marketforms-70997.xml · nonDerivative · entry 1

Nixdorff Tim Bernd · CIK 0002009085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,348

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: RSUs vest in four installments of 13,587 shares on December 31, 2025, March 31, 2026, June 30, 2026 and September 30, 2026.

F3 · price: Not applicable.

Read SEC document
October 01, 2025 Filed Oct 7, 2025 20:43 UTC GrantCommon Stock 54,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-097182 · marketforms-70995.xml · nonDerivative · entry 1

Hauptkorn Berndt Dieter · CIK 0002009101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,348

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: RSUs vest in four installments of 13,587 shares on December 31, 2025, March 31, 2026, June 30, 2026 and September 30, 2026.

F3 · price: Not applicable.

Read SEC document
October 01, 2025 Filed Oct 7, 2025 20:44 UTC GrantEmployee Stock Options (right to buy) · Derivative 65,758 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001213900-25-097184 · marketforms-70994.xml · derivative · entry 1

Keijsers Andre Ruben · CIK 0002009467 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,758

Underlying: Common Stock · 65,758 shares

Expires 2035-10-01

F1 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended.

F3 · price: Not applicable.

F2 · derivative.exercise_date: Options vest and are exercisable as follows: 16,440 Options on December 31, 2025 and March 31, 2026, and 16,439 Options on June 30, 2026 and September 30, 2026.

Read SEC document
October 01, 2025 Filed Oct 9, 2025 19:43 UTC GrantEmployee Stock Options (right to buy) · Derivative 65,758 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001213900-25-097778 · marketforms-70998.xml · derivative · entry 1

Epstein Adam Zachary · CIK 0002071026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,758

Underlying: Common Stock · 65,758 shares

Expires 2035-10-01

F1 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended.

F3 · price: Not applicable.

F2 · derivative.exercise_date: Options vest and are exercisable as follows: 16,440 Options on December 31, 2025 and March 31, 2026, and 16,439 Options on June 30, 2026 and September 30, 2026.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 18:40 UTC GrantCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-090770 · marketforms-70414.xml · nonDerivative · entry 1

WEERASINGHE CHATH J. · CIK 0002056236 · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

F1 · security: Restricted stock units ("RSUs") pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: The RSUs vest in equal installments commencing on December 31, 2025, and thereafter on March 31, June 31, September 30, and December 31 of 2026, 2027, 2028, and March 31, June 30 and September 30, 2029.

F3 · price: Not applicable.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 18:30 UTC
Gottschalk MaxDirector · 10% owner
GrantCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-090761 · marketforms-70826.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,722

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: Such RSUs vest in equal installments beginning on December 31, 2025, and thereafter on March 31, June 30, September 30 and December 31 of 2026, 2027 and 2028, and March 31, June 30, and September 30, 2029.

F3 · price: Not applicable.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 18:35 UTC
Gottschalk JaneDirector · President · 10% owner
GrantCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-090767 · marketforms-70413.xml · nonDerivative · entry 1

Gottschalk Jane · CIK 0002009182 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,600

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: RSUs vest in equal installments beginning on December 31, 2025, and thereafter thereafter on March 31, June 30, September 30, and December 31 of 2026, 2027 and 2028, and March 31, June 30 and September 30, 2029.

F3 · price: Not applicable.

Read SEC document
September 18, 2025 Filed Sep 26, 2025 17:50 UTC GrantEmployee Stock Options (right to buy) · Derivative 40,000 Not disclosed Strike: $0.48 Not disclosed
Disclosure

SEC source: 0001213900-25-092495 · marketforms-70800.xml · derivative · entry 1

Keijsers Andre Ruben · CIK 0002009467 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-09-17

F1 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended.

F3 · price: Not applicable.

F2 · derivative.exercise_date: Options vest as follows: 20,000 Options vest on September 18, 2025. Thereafter, Options vest and are exercisable in installments of 2,500 shares on October 1, 2025, January 1, April 1, July 1, and October 1, 2026, and January 1, April 1, and July 1, 2027.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 17:45 UTC
Gottschalk MaxDirector · 10% owner
GrantRestricted Stock Units · Derivative 130,451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-25-081904 · marketforms-70447.xml · derivative · entry 6

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,451

Underlying: Common Stock · 130,451 shares

Expires not disclosed

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F6 · shares: Such RSUs are tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock). Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied.

F7 · derivative.exercise_date: Not applicable. See footnote 6.

F7 · derivative.expiration_date: Not applicable. See footnote 6.

F8 · balance_after: See footnote 6.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 17:45 UTC
Gottschalk MaxDirector · 10% owner
GrantCommon Stock 521,802 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-081904 · marketforms-70447.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,722

F1 · security: Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: Such RSUs vested immediately upon grant.

Read SEC document
July 07, 2025 Filed Jul 11, 2025 17:00 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 5,900 $0.28 $1,676.78
Disclosure

SEC source: 0001213900-25-063329 · marketforms-70076.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,920

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

Read SEC document
July 07, 2025 Filed Jul 11, 2025 17:00 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 20,000 $0.27 $5,476.00
Disclosure

SEC source: 0001213900-25-063329 · marketforms-70076.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 2,064,447

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.27 to $0.2725 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
July 03, 2025 Filed Jul 11, 2025 17:00 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 20,000 $0.29 $5,780.00
Disclosure

SEC source: 0001213900-25-063329 · marketforms-70076.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 2,044,447

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.283 to $0.2990 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

F3 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
June 30, 2025 Filed Jul 1, 2025 18:00 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 1,692,694 $0.30 $507,808.20
Disclosure

SEC source: 0001213900-25-060497 · marketforms-69986.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 2,024,447

F1 · shares: Issuer entered into a Securities Purchase Agreement (the "Agreement") with Joachim Gottschalk & Associates ("JGA"). Further to the Agreement, JGA, converted all principal and unpaid interest owing further to a promissory note evidencing a $500,000 loan previously made by JGA to the Issuer into 1,692,694 shares of common stock at a per share conversion rate of $0.30. See also footnote 2.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
June 30, 2025 Filed Jul 2, 2025 18:54 UTC
Benaron Reeve10% owner
PurchaseCommon Stock 1,000,000 $0.30 $300,000.00
Disclosure

SEC source: 0001213900-25-061132 · marketforms-70027.xml · nonDerivative · entry 1

Benaron Reeve · CIK 0002002060 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Kahala19 LLC

Disclosed balance after: 5,851,995

F1 · balance_after: Such securities include 861,995 shares of common stock issuable upon conversion of 172,399 shares of 12% Series AA Convertible Preferred Stock of Issuer (the "Preferred Stock") held by Kahala19 LLC. The Preferred Stock is convertible, at holder's option, at any time and from time to time, without payment of additional consideration, into shares of common stock determined by dividing the Original Issue Price by the Conversion Price in effect at the time of conversion, each subject to adjustment.

F2 · ownership.nature: Kahala19 LLC is the direct holder of such shares. The Reporting Person is the sole manager of Vantage19 LLC, the manager of Kahala19 LLC. Reporting Person has sole voting and dispositive power over all securities reported herein but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest, if any, therein.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 18:30 UTC
Gottschalk MaxDirector · 10% owner
PurchaseSeries AA Preferred Stock 344,797 $5.80 $1,999,995.00
Disclosure

SEC source: 0001213900-25-027375 · marketforms-69060.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 344,797

F1 · ownership.nature: Joachim Gottschalk & Associates Ltd. is 100% owned by the Gottschalk Family Trust (the "Trust") of which the Reporting Person is a beneficiary. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:29 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 1,060 $1.07 $1,129.54
Disclosure

SEC source: 0001213900-25-022385 · marketforms-68702.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,020

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.045 to $1.108 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:29 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 3,500 $1.10 $3,834.95
Disclosure

SEC source: 0001213900-25-022385 · marketforms-68702.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 331,753

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.07 to $1.10 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F4 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
March 06, 2025 Filed Mar 10, 2025 20:29 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 9,860 $1.00 $9,885.64
Disclosure

SEC source: 0001213900-25-022385 · marketforms-68702.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,960

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.97 to $1.02 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 21:54 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 3,000 $0.98 $2,945.10
Disclosure

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 4

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 328,253

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.9799 to $0.99 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F4 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
March 05, 2025 Filed Mar 6, 2025 21:54 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 8,761 $0.96 $8,400.92
Disclosure

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,100

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.92 to $0.9905 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:54 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 4,000 $0.95 $3,800.00
Disclosure

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 325,253

F4 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:54 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 9,739 $0.94 $9,199.46
Disclosure

SEC source: 0001013762-25-000232 · marketforms-68673.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,339

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.0.93015 to $0.0.98505 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

Read SEC document
March 03, 2025 Filed Mar 3, 2025 19:43 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 8,000 $0.94 $7,508.00
Disclosure

SEC source: 0001213900-25-019594 · marketforms-68541.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 322,253

F2 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.89841 to $0.95 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 21:53 UTC Amendment
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 1,000 $0.90 $898.30
Disclosure

SEC source: 0001013762-25-000231 · marketforms-68675.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,660

F2 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.895 to $0.91 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 21:53 UTC Amendment
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 7,000 $0.94 $6,569.50
Disclosure

SEC source: 0001013762-25-000231 · marketforms-68675.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 321,253

F2 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.8999 to $0.96 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff the "Staff"), Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
February 27, 2025 Filed Mar 3, 2025 19:43 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 10,000 $1.01 $10,100.00
Disclosure

SEC source: 0001213900-25-019594 · marketforms-68541.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 314,253

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

Read SEC document
February 27, 2025 Filed Mar 6, 2025 21:53 UTC Amendment
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 10,000 $1.01 $10,100.00
Disclosure

SEC source: 0001013762-25-000231 · marketforms-68675.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 314,253

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
February 25, 2025 Filed Feb 25, 2025 18:00 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 23,000 $1.01 $23,278.30
Disclosure

SEC source: 0001213900-25-017163 · marketforms-68358.xml · nonDerivative · entry 3

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 304,253

F2 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.005 to $1.030 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 18:00 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 15,000 $1.01 $15,199.50
Disclosure

SEC source: 0001213900-25-017163 · marketforms-68358.xml · nonDerivative · entry 2

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 281,253

F2 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.010 to $1.020 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 18:00 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 13,000 $1.03 $13,390.00
Disclosure

SEC source: 0001213900-25-017163 · marketforms-68358.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 266,253

F1 · ownership.nature: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.

Read SEC document
February 03, 2025 Filed Feb 12, 2025 18:15 UTC GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-013078 · marketforms-68120.xml · nonDerivative · entry 1

WEERASINGHE CHATH J. · CIK 0002056236 · CFO, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F1 · security: Grant of restricted stock units ("RSUs") pursuant to Issuer's 2021 Equity Incentive Plan. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: The RSUs will vest 25% on the one year anniversary of the date of grant. The remaining 75% will vest quarterly over the following three years in 1/16th installments of 18,750 RSUs on each quarterly vesting date.

F3 · price: Not applicable.

Read SEC document
January 15, 2025 Filed Jan 20, 2026 21:00 UTC
Gottschalk JaneDirector · President · 10% owner
OtherSeries AA Preferred Stock 344,797 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-005866 · marketforms-71900.xml · nonDerivative · entry 1

Gottschalk Jane · CIK 0002009182 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottshcalk & Associates Ltd.

Disclosed balance after: 0

F1 · kind: Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.

F2 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document
December 05, 2024 Filed Dec 9, 2024 18:30 UTC
Gottschalk MaxDirector · 10% owner
Disposition to issuerEmployee Stock Options (right to buy) · Derivative 300,000 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001213900-24-107060 · marketforms-67550.xml · derivative · entry 5

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse.

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2029-03-04

F7 · kind: On December 5, 2024, the board of directors of Issuer cancelled such options.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 18:30 UTC
Gottschalk MaxDirector · 10% owner
GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-107060 · marketforms-67550.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse.

Disclosed balance after: 316,600

F1 · security: Grant of restricted stock units ("RSUs") made by Issuer to Reporting Person's spouse. The RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: RSUs vest 25% on December 5, 2024, and 25% thereafter on October 20th of 2025, 2026 and 2027.

F3 · price: Not applicable.

F4 · ownership.direct: Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 18:30 UTC
Gottschalk JaneDirector · Chief Creative Officer · 10% owner
Disposition to issuerEmployee Stock Options (right to buy) · Derivative 300,000 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001213900-24-107059 · marketforms-67522.xml · derivative · entry 5

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2029-03-04

F7 · kind: On December 5, 2024, the board of directors of Issuer cancelled such options.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 18:30 UTC
Gottschalk JaneDirector · Chief Creative Officer · 10% owner
GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-107059 · marketforms-67522.xml · nonDerivative · entry 1

Gottschalk Jane · CIK 0002009182 · Director · Chief Creative Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,600

F1 · security: Grant of restricted stock units ("RSUs"). Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: RSUs vest 25% on December 5, 2024, and 25% thereafter on October 20th of 2025, 2026 and 2027.

F3 · price: Not applicable.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 23:30 UTC
CLAYBORNE JEFFChief Financial Officer
Disposition to issuerEmployee Stock Options (right to buy) · Derivative 300,000 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001213900-24-107061 · marketforms-67521.xml · derivative · entry 3

CLAYBORNE JEFF · CIK 0001685437 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2034-03-04

F5 · kind: On December 5, 2024, the board of directors of Issuer cancelled such options.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 23:30 UTC
CLAYBORNE JEFFChief Financial Officer
GrantCommon Stock 106,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-107061 · marketforms-67521.xml · nonDerivative · entry 2

CLAYBORNE JEFF · CIK 0001685437 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,083

F1 · security: Grant of restricted stock units ("RSUs"). The RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F4 · shares: RSUs vest 25% on October 20th of 2025, 2026, 2027 and 2028.

F3 · price: Not applicable.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 23:30 UTC
CLAYBORNE JEFFChief Financial Officer
GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-107061 · marketforms-67521.xml · nonDerivative · entry 1

CLAYBORNE JEFF · CIK 0001685437 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,416

F1 · security: Grant of restricted stock units ("RSUs"). The RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.

F2 · shares: RSUs vest 25% on December 5, 2024, and 25% thereafter on October 20th of 2025, 2026 and 2027.

F3 · price: Not applicable.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 17:21 UTC
Gottschalk MaxDirector · 10% owner
PurchaseCommon Stock 2,400 $1.88 $4,516.08
Disclosure

SEC source: 0001493152-24-028566 · ownership.xml · nonDerivative · entry 1

Gottschalk Max · CIK 0002009228 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joachim Gottschalk & Associates Ltd.

Disclosed balance after: 250,625

F1 · ownership.nature: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.