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Nasdaq · USD

PLUG

PLUG POWER INC

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Tapewire entity
4258
SEC CIK
0001093691
Parsed reports
630

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
SalePlug Power Common Stock 961,059 $7.30 $7,019,478.83
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 6

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,412

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.071 to $7.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionPlug Power Common Stock 361,625 $2.14 $773,877.50
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 5

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionPlug Power Common Stock 599,434 $2.43 $1,456,624.62
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 4

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 00:45 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 30,621 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001104659-20-077003 · a4.xml · derivative · entry 6

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 30,621 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 00:45 UTC
Schmid KeithCOO & Sr. VP
SalePlug Power Common Stock 30,621 $7.25 $222,002.25
Disclosure

SEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 4

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,020

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 00:45 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionPlug Power Common Stock 30,621 $5.39 $165,047.19
Disclosure

SEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 3

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 29,621 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 17

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,621 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 29,343 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 16

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,343 shares

Expires 2027-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 15

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2026-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 14

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 13

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 12

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 11

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,200 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · derivative · entry 10

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2021-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC SalePlug Power Common Stock 150,164 $6.29 $944,546.58
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 9

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,113

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.10 to $6.2916, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 29,621 $2.11 $62,500.31
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 8

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 29,343 $2.13 $62,500.59
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 7

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 30,000 $1.76 $52,800.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 6

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 30,000 $2.62 $78,600.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 5

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 10,000 $5.63 $56,300.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 4

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 10,000 $0.38 $3,800.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 3

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 10,000 $1.22 $12,200.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC Exercise / conversionPlug Power Common Stock 1,200 $5.10 $6,120.00
Disclosure

SEC source: 0001104659-20-077004 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 105,041 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · derivative · entry 8

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,293

Underlying: Common Stock · 105,041 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 466,666 options vested on August 31, 2018, 466,667 options vested on August 31, 2019 and 466,667 options vest on August 31, 2020.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 150,566 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · derivative · entry 7

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,434

Underlying: Common Stock · 150,566 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
SalePlug Power Common Stock 255,607 $7.00 $1,789,990.26
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,412

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.029, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionPlug Power Common Stock 105,041 $2.14 $224,787.74
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionPlug Power Common Stock 150,566 $2.43 $365,875.38
Disclosure

SEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 169,379 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001104659-20-077003 · a4.xml · derivative · entry 5

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,621

Underlying: Common Stock · 169,379 shares

Expires 2024-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Schmid KeithCOO & Sr. VP
SalePlug Power Common Stock 169,379 $7.00 $1,186,042.57
Disclosure

SEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 2

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,020

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 23, 2020 Filed Jun 26, 2020 00:45 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionPlug Power Common Stock 169,379 $5.39 $912,952.81
Disclosure

SEC source: 0001104659-20-077003 · a4.xml · nonDerivative · entry 1

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 466,666 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · derivative · entry 11

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,334

Underlying: Common Stock · 466,666 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 466,666 options vested on August 31, 2018, 466,667 options vested on August 31, 2019 and 466,667 options vest on August 31, 2020.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 190,336 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · derivative · entry 10

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 190,336 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
SalePlug Power Common Stock 657,002 $5.03 $3,302,026.35
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 7

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,412

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.135, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionPlug Power Common Stock 466,666 $2.14 $998,665.24
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 6

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionPlug Power Common Stock 190,336 $1.72 $327,377.92
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 5

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 358,378 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · derivative · entry 9

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,336

Underlying: Common Stock · 358,378 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
SalePlug Power Common Stock 358,378 $5.03 $1,801,602.04
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 4

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,412

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 00:07 UTC
Marsh AndrewDirector · President and CEO
Exercise / conversionPlug Power Common Stock 358,378 $1.72 $616,410.16
Disclosure

SEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:50 UTC GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071530 · a4.xml · derivative · entry 2

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F2 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date .

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:50 UTC GrantPlug Power Common Stock 12,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071530 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,849

F1 · shares: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

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June 05, 2020 Filed Jun 9, 2020 21:51 UTC GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071537 · a4.xml · derivative · entry 2

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F2 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date .

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC GrantPlug Power Common Stock 12,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071537 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,113

F1 · shares: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071536 · a4.xml · derivative · entry 2

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F2 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date .

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC GrantPlug Power Common Stock 12,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071536 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,718

F1 · shares: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071535 · a4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F3 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date .

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:51 UTC GrantPlug Power Common Stock 12,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071535 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,394

F1 · shares: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:50 UTC GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071533 · a4.xml · derivative · entry 2

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F2 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date .

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:50 UTC GrantPlug Power Common Stock 12,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071533 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,696

F1 · shares: Consists of a restricted stock unit award made pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. The restricted stock units vest (100%) on the first anniversary of the grant date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:50 UTC GrantStock Option (right to buy) · Derivative 12,807 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001104659-20-071532 · a4.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,807

Underlying: Common Stock · 12,807 shares

Expires 2030-06-05

F2 · derivative.exercise_date: The options vest (100%) on the first anniversary of the grant date .

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.