Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2021 Filed Jan 21, 2021 22:46 UTC |
Marsh AndrewDirector · President & CEO
|
SaleCommon Stock | 114,120 | $65.66 | $7,493,256.14 |
DisclosureSEC source: 0001104659-21-006361 · tm213809-1_4seq1.xml · nonDerivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,377 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.26 to $66.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:46 UTC |
Marsh AndrewDirector · President & CEO
|
SaleCommon Stock | 156,051 | $64.82 | $10,115,163.40 |
DisclosureSEC source: 0001104659-21-006361 · tm213809-1_4seq1.xml · nonDerivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,497 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.26 to $65.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:46 UTC |
Marsh AndrewDirector · President & CEO
|
SaleCommon Stock | 49,918 | $63.97 | $3,193,054.79 |
DisclosureSEC source: 0001104659-21-006361 · tm213809-1_4seq1.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,548 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.26 to $64.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:46 UTC |
Marsh AndrewDirector · President & CEO
|
SaleCommon Stock | 13,482 | $62.65 | $844,652.69 |
DisclosureSEC source: 0001104659-21-006361 · tm213809-1_4seq1.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308,466 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.25 to $63.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:46 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionCommon Stock | 466,668 | $2.14 | $998,669.52 |
DisclosureSEC source: 0001104659-21-006361 · tm213809-1_4seq1.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:46 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionCommon Stock | 106,600 | $6.10 | $650,260.00 |
DisclosureSEC source: 0001104659-21-006361 · tm213809-1_4seq1.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 21:34 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001104659-21-004253 · tm213041-2_4seq1.xml · derivative · entry 6 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,343 Underlying: Common Stock · 10,000 shares Expires 2027-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 21:34 UTC |
MCNAMEE GEORGE CDirector
|
SaleCommon Stock | 10,000 | $70.45 | $704,500.00 |
DisclosureSEC source: 0001104659-21-004253 · tm213041-2_4seq1.xml · nonDerivative · entry 4 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,390 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 21:34 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionCommon Stock | 10,000 | $2.13 | $21,300.00 |
DisclosureSEC source: 0001104659-21-004253 · tm213041-2_4seq1.xml · nonDerivative · entry 3 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:34 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001104659-21-004253 · tm213041-2_4seq1.xml · derivative · entry 5 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:34 UTC |
MCNAMEE GEORGE CDirector
|
SaleCommon Stock | 10,000 | $62.40 | $624,000.00 |
DisclosureSEC source: 0001104659-21-004253 · tm213041-2_4seq1.xml · nonDerivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,390 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:34 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionCommon Stock | 10,000 | $1.76 | $17,600.00 |
DisclosureSEC source: 0001104659-21-004253 · tm213041-2_4seq1.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 21:03 UTC |
Silver Jonathan MDirector
|
SaleCommon Stock | 1,780 | $48.92 | $87,077.60 |
DisclosureSEC source: 0001104659-21-003853 · tm213041-1_4seq1.xml · nonDerivative · entry 1 Silver Jonathan M · CIK 0001745274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,888 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 14, 2020. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 22:29 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001104659-21-003062 · tm212824-1_4seq1.xml · derivative · entry 3 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 22:29 UTC |
MCNAMEE GEORGE CDirector
|
SaleCommon Stock | 10,000 | $52.07 | $520,700.00 |
DisclosureSEC source: 0001104659-21-003062 · tm212824-1_4seq1.xml · nonDerivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,390 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 22:29 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionCommon Stock | 10,000 | $1.76 | $17,600.00 |
DisclosureSEC source: 0001104659-21-003062 · tm212824-1_4seq1.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 22:29 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001104659-21-003063 · tm212824-2_4seq1.xml · derivative · entry 3 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 33,333 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 33,333 options vested on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 22:29 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
SaleCommon Stock | 33,333 | $52.07 | $1,735,649.31 |
DisclosureSEC source: 0001104659-21-003063 · tm212824-2_4seq1.xml · nonDerivative · entry 2 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,519 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 22:29 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
Exercise / conversionCommon Stock | 33,333 | $2.62 | $87,332.46 |
DisclosureSEC source: 0001104659-21-003063 · tm212824-2_4seq1.xml · nonDerivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 22:48 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001104659-21-002569 · tm212245-2_4seq1.xml · derivative · entry 3 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 33,333 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 33,333 options vested on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 22:48 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
SaleCommon Stock | 33,333 | $43.68 | $1,456,132.11 |
DisclosureSEC source: 0001104659-21-002569 · tm212245-2_4seq1.xml · nonDerivative · entry 2 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,519 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.66 to $44.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 22:48 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
Exercise / conversionCommon Stock | 33,333 | $2.23 | $74,332.59 |
DisclosureSEC source: 0001104659-21-002569 · tm212245-2_4seq1.xml · nonDerivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:26 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001104659-21-002559 · tm212245-1_4seq1.xml · derivative · entry 3 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2026-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:26 UTC |
MCNAMEE GEORGE CDirector
|
SaleCommon Stock | 10,000 | $35.00 | $350,000.00 |
DisclosureSEC source: 0001104659-21-002559 · tm212245-1_4seq1.xml · nonDerivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,390 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:26 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionCommon Stock | 10,000 | $1.76 | $17,600.00 |
DisclosureSEC source: 0001104659-21-002559 · tm212245-1_4seq1.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:58 UTC |
MCNAMEE GEORGE CDirector
|
GrantCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001679 · tm211870-4_4seq1.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,390 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:06 UTC |
Roth Johannes MinhoDirector
|
GrantCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001692 · tm211870d8_4seq1.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,370 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:03 UTC |
Schneider Lucas PDirector
|
GrantCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 4 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,395 F5 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:03 UTC |
Schneider Lucas PDirector
|
SaleCommon Stock | 312 | $33.88 | $10,571.53 |
DisclosureSEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 3 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,229 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:03 UTC |
Schneider Lucas PDirector
|
SaleCommon Stock | 827 | $32.59 | $26,951.10 |
DisclosureSEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 2 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,541 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.295 to $33.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:03 UTC |
Schneider Lucas PDirector
|
SaleCommon Stock | 2,361 | $31.85 | $75,189.59 |
DisclosureSEC source: 0001104659-21-001691 · tm211870-7_4seq1.xml · nonDerivative · entry 1 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,368 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.255 to $32.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:02 UTC |
Silver Jonathan MDirector
|
GrantCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001690 · tm211870-6_4seq1.xml · nonDerivative · entry 1 Silver Jonathan M · CIK 0001745274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,668 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:00 UTC |
WILLIS GARY KDirector
|
GrantCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001680 · tm211870-5_4seq1.xml · nonDerivative · entry 1 WILLIS GARY K · CIK 0001121475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,191 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:56 UTC |
Kenausis GregoryDirector
|
GrantCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001678 · tm211870d3_4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,390 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:54 UTC |
HELMER MAUREEN ODirector
|
GrantCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001676 · tm211870-2_4seq1.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,638 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:52 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 108,333 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-21-001674 · tm211870-1_4seq1.xml · derivative · entry 6 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,333 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:52 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
SaleCommon Stock | 5,600 | $34.59 | $193,696.72 |
DisclosureSEC source: 0001104659-21-001674 · tm211870-1_4seq1.xml · nonDerivative · entry 5 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,519 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.19 to $34.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:52 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
SaleCommon Stock | 6,100 | $33.62 | $205,073.46 |
DisclosureSEC source: 0001104659-21-001674 · tm211870-1_4seq1.xml · nonDerivative · entry 4 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,119 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.19 to $34.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:52 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
SaleCommon Stock | 35,095 | $32.71 | $1,148,003.07 |
DisclosureSEC source: 0001104659-21-001674 · tm211870-1_4seq1.xml · nonDerivative · entry 3 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,219 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.19 to $33.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:52 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
SaleCommon Stock | 61,538 | $31.94 | $1,965,536.03 |
DisclosureSEC source: 0001104659-21-001674 · tm211870-1_4seq1.xml · nonDerivative · entry 2 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,314 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.19 to $32.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:52 UTC |
Conway Gerard L JRGen Counsel, Corp Sec, Sr VP
|
Exercise / conversionCommon Stock | 108,333 | $2.14 | $231,832.62 |
DisclosureSEC source: 0001104659-21-001674 · tm211870-1_4seq1.xml · nonDerivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Feb 16, 2021 21:21 UTC |
MCNAMEE GEORGE CDirector
|
GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024064 · tm216904-1_5seq1.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,058 F1 · balance_after: The amount reported in Table I, Column 5 reflects the aggregate number of shares held by the Reporting Person as of December 31, 2020, and does not include shares acquired or disposed of in subsequent transactions. As of the filing date, the Reporting Person directly holds 599,390 shares of Common Stock. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:09 UTC |
Kenausis GregoryDirector
|
SaleCommon Stock | 3,200 | $37.05 | $118,550.08 |
DisclosureSEC source: 0001104659-20-140537 · tm2039429d2_4.xml · nonDerivative · entry 4 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,169 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective September 10, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.54 to $37.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:09 UTC |
Kenausis GregoryDirector
|
SaleCommon Stock | 5,246 | $36.16 | $189,681.72 |
DisclosureSEC source: 0001104659-20-140537 · tm2039429d2_4.xml · nonDerivative · entry 3 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,369 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective September 10, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.54 to $36.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:09 UTC |
Kenausis GregoryDirector
|
SaleCommon Stock | 16,238 | $35.08 | $569,560.84 |
DisclosureSEC source: 0001104659-20-140537 · tm2039429d2_4.xml · nonDerivative · entry 2 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,615 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective September 10, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $35.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:09 UTC |
Kenausis GregoryDirector
|
SaleCommon Stock | 30,316 | $33.91 | $1,028,024.65 |
DisclosureSEC source: 0001104659-20-140537 · tm2039429d2_4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,853 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective September 10, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.53 to $34.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:11 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 133,333 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-139755 · tm2039429-1_4seq1.xml · derivative · entry 7 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 133,333 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:11 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 41,667 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001104659-20-139755 · tm2039429-1_4seq1.xml · derivative · entry 6 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 41,667 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 125,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:11 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 41,667 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001104659-20-139755 · tm2039429-1_4seq1.xml · derivative · entry 5 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 41,667 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 125,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:11 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
SaleCommon Stock | 216,667 | $35.13 | $7,611,490.04 |
DisclosureSEC source: 0001104659-20-139755 · tm2039429-1_4seq1.xml · nonDerivative · entry 4 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,990 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 2, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.03 to $35.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.