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PIPER SANDLER COMPANIES

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3863
SEC CIK
0001230245
Parsed reports
711

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202606
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 4, 2021 16:33 UTC
SORAN PHILIPDirector
GrantCommon Stock 222 $142.19 $31,566.18
Disclosure

SEC source: 0001230245-21-000140 · wf-form4_163336520567371.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,799

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 222 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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October 01, 2021 Filed Oct 4, 2021 16:44 UTC GrantCommon Stock 142 $142.19 $20,190.98
Disclosure

SEC source: 0001230245-21-000142 · wf-form4_163336584565788.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,474

F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 142 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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September 27, 2021 Filed Sep 28, 2021 17:23 UTC GrantCommon Stock 573 $148.47 $85,073.31
Disclosure

SEC source: 0001230245-21-000137 · wf-form4_163284981546769.xml · nonDerivative · entry 1

Mitchell Robbin · CIK 0001844599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573

F1 · price: The reporting person elected to defer receipt of an initial and annual equity grant of 573 shares of common stock resulting in an accrual to her account of 573 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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September 16, 2021 Filed Sep 16, 2021 21:15 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 433 $133.86 $57,961.38
Disclosure

SEC source: 0001230245-21-000129 · wf-form4_163182693979375.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,639

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $133.6800 to $134.0500 inclusive.

Read SEC document
September 16, 2021 Filed Sep 16, 2021 21:15 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,217 $133.02 $161,885.34
Disclosure

SEC source: 0001230245-21-000129 · wf-form4_163182693979375.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,072

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) and (3) were sold in multiple transactions at the price ranges provided in footnotes (2) and (3). These shares in footnote (2) were sold in multiple transactions at prices ranging from $132.6600 to $133.5900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 20:51 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 4,047 $135.23 $547,275.81
Disclosure

SEC source: 0001230245-21-000127 · wf-form4_163173906532702.xml · nonDerivative · entry 7

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,289

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F8 · price: These shares were sold in multiple transactions at prices ranging from $134.9400 to $135.6200 inclusive.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 20:51 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,000 $134.16 $134,160.00
Disclosure

SEC source: 0001230245-21-000127 · wf-form4_163173906532702.xml · nonDerivative · entry 6

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,336

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F7 · price: These shares were sold in multiple transactions at prices ranging from $133.6600 to $134.5200 inclusive.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:51 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,300 $135.90 $176,670.00
Disclosure

SEC source: 0001230245-21-000127 · wf-form4_163173906532702.xml · nonDerivative · entry 5

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,336

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F6 · price: These shares were sold in multiple transactions at prices ranging from $135.5800 to $136.4600 inclusive.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:51 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,975 $134.88 $266,388.00
Disclosure

SEC source: 0001230245-21-000127 · wf-form4_163173906532702.xml · nonDerivative · entry 4

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,636

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F5 · price: These shares were sold in multiple transactions at prices ranging from $134.5600 to $135.5300 inclusive.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:51 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 3,203 $134.05 $429,362.15
Disclosure

SEC source: 0001230245-21-000127 · wf-form4_163173906532702.xml · nonDerivative · entry 3

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,611

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $133.5600 to $134.5500 inclusive.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:51 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,203 $136.04 $163,656.12
Disclosure

SEC source: 0001230245-21-000127 · wf-form4_163173906532702.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,814

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $135.6200 to $136.5100 inclusive.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:51 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 3,093 $135.11 $417,895.23
Disclosure

SEC source: 0001230245-21-000127 · wf-form4_163173906532702.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,017

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.5000 to $135.4700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:03 UTC GrantCommon Stock 17 $135.04 $2,295.68
Disclosure

SEC source: 0001230245-21-000115 · wf-form4_163131135106434.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,026

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:06 UTC GrantCommon Stock 21 $135.04 $2,835.84
Disclosure

SEC source: 0001230245-21-000119 · wf-form4_163131158825736.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,284

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:08 UTC
SORAN PHILIPDirector
GrantCommon Stock 52 $135.04 $7,022.08
Disclosure

SEC source: 0001230245-21-000121 · wf-form4_163131169281840.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,577

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 18:00 UTC GrantCommon Stock 77 $135.04 $10,398.08
Disclosure

SEC source: 0001230245-21-000113 · wf-form4_163131120964663.xml · nonDerivative · entry 1

FITZGERALD WILLIAM R · CIK 0001195177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,678

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 18:04 UTC GrantCommon Stock 25 $135.04 $3,376.00
Disclosure

SEC source: 0001230245-21-000117 · wf-form4_163131146561304.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,121

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:10 UTC GrantCommon Stock 2 $135.04 $270.08
Disclosure

SEC source: 0001230245-21-000123 · wf-form4_163131179119244.xml · nonDerivative · entry 1

Sterling Brian R · CIK 0001837229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,332

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,701 $135.50 $230,485.50
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 8

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,110

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F9 · price: These shares were sold in multiple transactions at prices ranging from $135.3300 to $135.7700 inclusive.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 3,567 $134.96 $481,402.32
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 7

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,811

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F8 · price: These shares were sold in multiple transactions at prices ranging from $134.2700 to $135.2300 inclusive.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 900 $133.83 $120,447.00
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 6

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,378

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F7 · price: These shares were sold in multiple transactions at prices ranging from $133.2600 to $134.1000 inclusive.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 200 $136.61 $27,322.00
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 5

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,278

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F6 · price: These shares were sold in multiple transactions at prices ranging from $136.6000 to $136.6200 inclusive.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 3,141 $135.92 $426,924.72
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 4

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,478

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F5 · price: These shares were sold in multiple transactions at prices ranging from $135.5000 to $136.4600 inclusive.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 2,362 $135.04 $318,964.48
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 3

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,619

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $134.5000 to $135.4600 inclusive.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,229 $135.83 $166,935.07
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,981

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $135.6700 to $136.5100 inclusive.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 21:14 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 4,516 $135.15 $610,337.40
Disclosure

SEC source: 0001230245-21-000111 · wf-form4_163130848548546.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,210

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (9) were sold in multiple transactions at the price ranges provided in footnotes (2) through (9). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.6700 to $135.6600 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (9) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 300 $141.27 $42,381.00
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 10

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,726

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F11 · price: These shares were sold in multiple transactions at prices ranging from $141.1100 to $141.5000 inclusive.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 500 $140.42 $70,210.00
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 9

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,026

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F10 · price: These shares were sold in multiple transactions at prices ranging from $140.0700 to $140.9300 inclusive.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 900 $138.95 $125,055.00
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 8

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,526

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F9 · price: These shares were sold in multiple transactions at prices ranging from $138.6900 to $139.5900 inclusive.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 3,904 $137.95 $538,556.80
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 7

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,426

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F8 · price: These shares were sold in multiple transactions at prices ranging from $137.5400 to $138.4800 inclusive.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 4,429 $137.02 $606,861.58
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 6

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,330

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F7 · price: These shares were sold in multiple transactions at prices ranging from $136.5300 to $137.4900 inclusive.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 760 $144.20 $109,592.00
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 5

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,759

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F6 · price: These shares were sold in multiple transactions at prices ranging from $144.0000 to $144.3700 inclusive.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 3,175 $143.44 $455,422.00
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 4

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,519

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F5 · price: These shares were sold in multiple transactions at prices ranging from $143.0000 to $143.9000 inclusive.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 500 $142.44 $71,220.00
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 3

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,694

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $141.9800 to $142.9300 inclusive.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 1,205 $143.95 $173,459.75
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 2

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,194

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $143.6400 to $144.1700 inclusive.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:08 UTC
Doyle Jonathan JDirector · Hd of Financial Services Group
SaleCommon Stock 3,291 $143.10 $470,942.10
Disclosure

SEC source: 0001230245-21-000108 · wf-form4_163105249081283.xml · nonDerivative · entry 1

Doyle Jonathan J · CIK 0001796882 · Director · Hd of Financial Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,399

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (11) were sold in multiple transactions at the price ranges provided in footnotes (2) through (11). These shares in footnote (2) were sold in multiple transactions at prices ranging from $142.6100 to $143.5900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (11) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:14 UTC SaleCommon Stock 5,000 $144.04 $720,198.00
Disclosure

SEC source: 0001230245-21-000106 · wf-form4_162923125929458.xml · nonDerivative · entry 1

Schoneman Debbra L. · CIK 0001435654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,544

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.6400 to $144.6000 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 22:12 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 60 $139.68 $8,380.80
Disclosure

SEC source: 0001230245-21-000104 · edgar.xml · nonDerivative · entry 7

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,066

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F8 · price: These shares were sold in multiple transactions at prices ranging from $139.6600 to $139.7200 inclusive.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 22:12 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 639 $138.59 $88,559.01
Disclosure

SEC source: 0001230245-21-000104 · edgar.xml · nonDerivative · entry 6

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,126

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F7 · price: These shares were sold in multiple transactions at prices ranging from $138.4300 to $138.7100 inclusive.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 22:12 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 264 $138.07 $36,450.48
Disclosure

SEC source: 0001230245-21-000104 · edgar.xml · nonDerivative · entry 5

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,765

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F6 · price: These shares were sold in multiple transactions at prices ranging from $137.4200 to $138.2700 inclusive.

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August 06, 2021 Filed Aug 9, 2021 22:12 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 132 $138.78 $18,318.96
Disclosure

SEC source: 0001230245-21-000104 · edgar.xml · nonDerivative · entry 4

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,029

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F5 · price: These shares were sold in multiple transactions at prices ranging from $138.7750 to $138.8000 inclusive.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 22:12 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 4,992 $138.29 $690,343.68
Disclosure

SEC source: 0001230245-21-000104 · edgar.xml · nonDerivative · entry 3

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,161

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F4 · price: These shares were sold in multiple transactions at prices ranging from $137.7700 to $138.7600 inclusive.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 22:12 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 1,000 $137.20 $137,200.00
Disclosure

SEC source: 0001230245-21-000104 · edgar.xml · nonDerivative · entry 2

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,153

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F3 · price: These shares were sold in multiple transactions at prices ranging from $136.7400 to $137.6700 inclusive.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 22:12 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 700 $136.08 $95,256.00
Disclosure

SEC source: 0001230245-21-000104 · edgar.xml · nonDerivative · entry 1

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,153

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $135.7000 to $136.5800 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.

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August 05, 2021 Filed Aug 5, 2021 22:20 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 2,213 $135.15 $299,086.95
Disclosure

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 9

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,853

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F10 · price: These shares were sold in multiple transactions at prices ranging from $135.0000 to $135.5100 inclusive.

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August 04, 2021 Filed Aug 5, 2021 22:20 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 254 $131.45 $33,388.30
Disclosure

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 8

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,066

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F9 · price: These shares were sold in multiple transactions at prices ranging from $131.1800 to $131.4500 inclusive.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:20 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 379 $130.57 $49,486.03
Disclosure

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 7

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,320

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F8 · price: These shares were sold in multiple transactions at prices ranging from $130.0700 to $131.0500 inclusive.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:20 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 517 $129.55 $66,977.35
Disclosure

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 6

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,699

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F7 · price: These shares were sold in multiple transactions at prices ranging from $129.0000 to $130.0000 inclusive.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:20 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 431 $128.94 $55,573.14
Disclosure

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 5

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,216

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F6 · price: These shares were sold in multiple transactions at prices ranging from $127.9500 to $128.9400 inclusive.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 22:20 UTC
Abraham Chad RDirector · Chief Executive Officer
SaleCommon Stock 119 $127.55 $15,178.45
Disclosure

SEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 4

Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,647

F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan.

F5 · price: These shares were sold in multiple transactions at prices ranging from $126.9300 to $127.7300 inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.