Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 23, 2023 Filed Jan 25, 2024 21:14 UTC |
Park Jeffrey GDirector
|
GrantClass A Common Stock | 216,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002232 · wk-form4_1706217236.xml · nonDerivative · entry 1 Park Jeffrey G · CIK 0001406618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,561 F1 · shares: Represents a grant of restricted stock units ("RSUs") granted pursuant to the P3 Health Partners Inc. 2021 Incentive Award Plan. Each RSU represents a right to receive one share of Class A common stock. The RSUs vest in two substantially equal installments on each of October 23, 2024 and October 23, 2025. Read SEC document |
| October 23, 2023 Filed Jan 25, 2024 16:17 UTC |
TOLAN MARY ADirector
|
GrantClass A Common Stock | 216,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002239 · wk-form4_1706217448.xml · nonDerivative · entry 1 TOLAN MARY A · CIK 0001232914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,561 F1 · shares: Represents a grant of restricted stock units ("RSUs") granted pursuant to the P3 Health Partners Inc. 2021 Incentive Award Plan. Each RSU represents a right to receive one share of Class A common stock. The RSUs vest in two substantially equal installments on each of October 23, 2024 and October 23, 2025. Read SEC document |
| October 23, 2023 Filed Jan 25, 2024 21:17 UTC |
WASSON GREGORY DDirector
|
GrantClass A Common Stock | 216,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002236 · wk-form4_1706217401.xml · nonDerivative · entry 1 WASSON GREGORY D · CIK 0001188827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,561 F1 · shares: Represents a grant of restricted stock units ("RSUs") granted pursuant to the P3 Health Partners Inc. 2021 Incentive Award Plan. Each RSU represents a right to receive one share of Class A common stock. The RSUs vest in two substantially equal installments on each of October 23, 2024 and October 23, 2025. Read SEC document |
| October 23, 2023 Filed Jan 25, 2024 16:17 UTC |
Thierer MarkDirector
|
GrantClass A Common Stock | 433,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002237 · wk-form4_1706217422.xml · nonDerivative · entry 1 Thierer Mark · CIK 0001334925 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,121 F1 · shares: Represents a grant of restricted stock units ("RSUs") granted pursuant to the P3 Health Partners Inc. 2021 Incentive Award Plan. Each RSU represents a right to receive one share of Class A common stock. The RSUs vest in two substantially equal installments on each of October 23, 2024 and October 23, 2025. Read SEC document |
| October 23, 2023 Filed Jan 25, 2024 16:18 UTC |
Price Thomas EdmundsDirector
|
GrantClass A Common Stock | 216,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002240 · wk-form4_1706217492.xml · nonDerivative · entry 1 Price Thomas Edmunds · CIK 0001804153 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,561 F1 · shares: Represents a grant of restricted stock units ("RSUs") granted pursuant to the P3 Health Partners Inc. 2021 Incentive Award Plan. Each RSU represents a right to receive one share of Class A common stock. The RSUs vest in two substantially equal installments on each of October 23, 2024 and October 23, 2025. Read SEC document |
| September 14, 2023 Filed Sep 10, 2024 21:56 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.52 | $227,142.00 |
DisclosureSEC source: 0001213900-24-077452 · ownership.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,115,442 F1 · date: On September 15, 2023, the reporting person filed a Form 4 which incorrectly stated that the purchase date in Column 2 of Table I was September 11, 2023 when the correct purchase date was September 14, 2023. F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.70, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 20:37 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.65 | $238,221.00 |
DisclosureSEC source: 0001062993-23-017986 · form4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,025,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.52 to $2.84, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 13, 2023 Filed Oct 4, 2023 12:18 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.65 | $238,221.00 |
DisclosureSEC source: 0001062993-23-018941 · form4a.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,755,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.52 to $2.84, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 20:37 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.63 | $236,520.00 |
DisclosureSEC source: 0001062993-23-017986 · form4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,935,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.36 to $2.9366, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 12, 2023 Filed Oct 4, 2023 12:18 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.63 | $236,520.00 |
DisclosureSEC source: 0001062993-23-018941 · form4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,665,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.36 to $2.9366, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:37 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.34 | $210,222.00 |
DisclosureSEC source: 0001062993-23-017986 · form4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,845,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.20 to $2.40, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Sep 15, 2023 20:02 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.52 | $227,142.00 |
DisclosureSEC source: 0001062993-23-018052 · form4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,115,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.70, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Oct 4, 2023 12:20 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.52 | $227,142.00 |
DisclosureSEC source: 0001062993-23-018942 · form4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,845,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.70, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Oct 4, 2023 12:18 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.34 | $210,222.00 |
DisclosureSEC source: 0001062993-23-018941 · form4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,575,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.20 to $2.40, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 07, 2023 Filed Sep 7, 2023 21:11 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.06 | $185,319.00 |
DisclosureSEC source: 0001062993-23-017795 · form4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,755,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.025 to $2.10, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 07, 2023 Filed Oct 4, 2023 12:15 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.06 | $185,319.00 |
DisclosureSEC source: 0001062993-23-018940 · form4a.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,575,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.025 to $2.10, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 21:11 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.13 | $191,520.00 |
DisclosureSEC source: 0001062993-23-017795 · form4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,665,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.045 to $2.19, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 06, 2023 Filed Oct 4, 2023 12:15 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.13 | $191,520.00 |
DisclosureSEC source: 0001062993-23-018940 · form4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,485,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.045 to $2.19, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 21:11 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.02 | $181,800.00 |
DisclosureSEC source: 0001062993-23-017795 · form4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,575,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.975 to $2.07, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 05, 2023 Filed Oct 4, 2023 12:15 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.02 | $181,800.00 |
DisclosureSEC source: 0001062993-23-018940 · form4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,395,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.975 to $2.07, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 20:28 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.07 | $186,570.00 |
DisclosureSEC source: 0000899243-23-018634 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,485,442 F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) 20,566.32 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 01, 2023 Filed Oct 4, 2023 12:14 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.07 | $186,570.00 |
DisclosureSEC source: 0001062993-23-018939 · form4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,305,442 F3 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:28 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $2.10 | $189,000.00 |
DisclosureSEC source: 0000899243-23-018634 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,395,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 01:04 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $1.83 | $164,826.00 |
DisclosureSEC source: 0000899243-23-018613 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,305,442 F3 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) 20,566.32 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 01:04 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $1.70 | $153,171.00 |
DisclosureSEC source: 0000899243-23-018613 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,215,442 F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) 20,566.32 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 28, 2023 Filed Aug 31, 2023 01:04 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $1.39 | $125,145.00 |
DisclosureSEC source: 0000899243-23-018613 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,125,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 01:29 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $1.44 | $129,375.00 |
DisclosureSEC source: 0000899243-23-018560 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,035,442 F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) ?20,566.32 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 24, 2023 Filed Aug 29, 2023 01:29 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $1.50 | $135,018.00 |
DisclosureSEC source: 0000899243-23-018560 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,945,442 F1 · shares: Includes (i) 69,433.68 ?shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) ?20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 21:51 UTC |
Bacchus AmirDirector · Chief Medical Officer
|
GrantClass A Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-088999 · tm2323184-3_4seq1.xml · nonDerivative · entry 1 Bacchus Amir · CIK 0001890100 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,005,193 F1 · shares: Represents a grant of restricted stock units ("RSUs") granted pursuant to the P3 Health Partners Inc. 2021 Incentive Award Plan in full satisfaction of the "Second Bonus" set forth in the Transaction Bonus Agreement between Reporting Person, the Issuer and P3 Health Group Management, LLC, dated May 2022. Each RSU represents a right to receive one share of Class A common stock. The RSUs will be settled in Class A common stock on the earlier of (i) December 31, 2023 and (ii) the closing of the Company's first underwritten offering and sale of common stock. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 21:51 UTC |
Abdou SherifDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-089000 · tm2323184-4_4seq1.xml · nonDerivative · entry 1 Abdou Sherif · CIK 0001890129 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,608,225 F1 · shares: Represents a grant of restricted stock units ("RSUs") granted pursuant to the P3 Health Partners Inc. 2021 Incentive Award Plan in full satisfaction of the "Second Bonus" set forth in the Transaction Bonus Agreement between Reporting Person, the Issuer and P3 Health Group Management, LLC, dated May 2022. Each RSU represents a right to receive one share of Class A common stock. The RSUs will be settled in Class A common stock on the earlier of (i) December 31, 2023 and (ii) the closing of the Company's first underwritten offering and sale of common stock. Read SEC document |
| August 02, 2023 Filed Sep 1, 2023 20:07 UTC |
Kavthekar AtulChief Financial Officer
|
GrantClass A Common Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-097747 · tm2325336-1_4seq1.xml · nonDerivative · entry 1 Kavthekar Atul · CIK 0001703619 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768,868 F1 · shares: Reflects a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of Class A common stock of P3 Health Partners Inc. (the "Issuer"). The RSUs vest in four equal annual installments beginning August 2, 2024, subject to the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:25 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 21,850 | $4.00 | $87,314.79 |
DisclosureSEC source: 0000899243-23-014399 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,877,292 F2 · shares: Includes (i) 16,857 shares of Common Stock directly acquired by SPV III, and (ii) 4,993 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 22:25 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 73,969 | $3.98 | $294,330.05 |
DisclosureSEC source: 0000899243-23-014399 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,855,442 F1 · shares: Includes (i) 57,066 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 16,903 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 30, 2023 Filed May 31, 2023 01:02 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 65,862 | $3.75 | $246,824.43 |
DisclosureSEC source: 0000899243-23-014130 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,781,473 F3 · shares: Includes (i) 50,812 shares of Common Stock directly acquired by SPV III, and (ii) 15,050. shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 26, 2023 Filed May 31, 2023 01:02 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.90 | $351,000.00 |
DisclosureSEC source: 0000899243-23-014130 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,715,611 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 25, 2023 Filed May 31, 2023 01:02 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $4.00 | $359,721.00 |
DisclosureSEC source: 0000899243-23-014130 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,625,611 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 24, 2023 Filed May 25, 2023 01:33 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 50,422 | $3.93 | $198,178.63 |
DisclosureSEC source: 0000899243-23-013830 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,693,027 F3 · shares: Includes (i) 38,825 shares of Common Stock directly acquired by SPV III, and (ii) 11,597 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 23, 2023 Filed May 25, 2023 01:33 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 106,994 | $3.91 | $418,036.26 |
DisclosureSEC source: 0000899243-23-013830 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,642,605 F2 · shares: Includes (i) 82,545 shares of Common Stock directly acquired by SPV III, and (ii) 24,449 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 22, 2023 Filed May 25, 2023 01:33 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 73,006 | $3.94 | $287,643.64 |
DisclosureSEC source: 0000899243-23-013830 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,535,611 F1 · shares: Includes (i) 56,323 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 16,683 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 19, 2023 Filed May 20, 2023 01:12 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.63 | $326,907.00 |
DisclosureSEC source: 0000899243-23-013480 · doc4a.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,462,605 F3 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 19, 2023 Filed May 19, 2023 23:33 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.50 | $314,622.00 |
DisclosureSEC source: 0000899243-23-013434 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,462,605 F3 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 18, 2023 Filed May 20, 2023 01:12 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.30 | $296,991.00 |
DisclosureSEC source: 0000899243-23-013480 · doc4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,372,605 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 18, 2023 Filed May 19, 2023 23:33 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.30 | $296,991.00 |
DisclosureSEC source: 0000899243-23-013434 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,372,605 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 17, 2023 Filed May 20, 2023 01:12 UTC Amendment |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.50 | $314,622.00 |
DisclosureSEC source: 0000899243-23-013480 · doc4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,282,605 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 17, 2023 Filed May 19, 2023 23:33 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.50 | $314,622.00 |
DisclosureSEC source: 0000899243-23-013434 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,282,605 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 16, 2023 Filed May 17, 2023 15:59 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.24 | $291,753.00 |
DisclosureSEC source: 0000899243-23-013132 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,192,605 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 15, 2023 Filed May 16, 2023 22:15 UTC |
Kavthekar AtulChief Financial Officer
|
PurchaseClass A Common Stock | 18,868 | $2.65 | $49,998.31 |
DisclosureSEC source: 0001104659-23-061504 · tm2316004-1_4seq1.xml · nonDerivative · entry 1 Kavthekar Atul · CIK 0001703619 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,868 F1 · shares: The price reported is a weighted average price. The securities were purchased in multiple transactions at per share prices ranging from $2.6388 to $2.65, inclusive. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2023 Filed May 17, 2023 15:59 UTC |
CPF III PT SPV, LLC10% owner
CPF III-A PT SPV, LLC10% owner
|
PurchaseClass A Common Stock | 90,000 | $3.01 | $270,810.00 |
DisclosureSEC source: 0000899243-23-013132 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,102,605 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 12, 2023 Filed May 16, 2023 18:16 UTC |
Abdou SherifDirector · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 108,225 | $2.63 | $284,447.77 |
DisclosureSEC source: 0001104659-23-061505 · tm2316004-2_4seq1.xml · nonDerivative · entry 1 Abdou Sherif · CIK 0001890129 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,225 F1 · price: The price reported is a weighted average price. The securities were purchased in multiple transactions at per share prices ranging from $2.54 to $2.69, inclusive. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 18:42 UTC |
Bacchus AmirDirector · Chief Medical Officer
|
GrantWarrant · Derivative | 188,474 | Not disclosed Strike: $1.13 | Not disclosed |
DisclosureSEC source: 0001104659-23-043700 · tm2312243-1_4seq1.xml · derivative · entry 6 Bacchus Amir · CIK 0001890100 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Charlee Co LLC Disclosed balance after: 188,474 Underlying: Class A Common Stock · 188,474 shares Expires 2028-04-05 F2 · shares: The reported securities were issued in connection with the Issuer's sale of 251,298 Units purchased by the Reporting Person for $1.1938 per Unit. Each Unit consists of (i) one share of Class A Common Stock and (ii) 0.75 of a warrant to purchase one share of Class A Common Stock. F2 · price: The reported securities were issued in connection with the Issuer's sale of 251,298 Units purchased by the Reporting Person for $1.1938 per Unit. Each Unit consists of (i) one share of Class A Common Stock and (ii) 0.75 of a warrant to purchase one share of Class A Common Stock. F4 · derivative.exercise_date: Exercisable Immediately. F3 · ownership.nature: These shares are held directly by Charlee Co LLC, an entity for which the Reporting Person serves as managing member. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.