organization · Reporting owner
Chicago Pacific Founders UGP III, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| P3 Health Partners Inc.PIII · Entity 4562 | 10% owner | June 04, 2025 | June 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
P3 Health Partners Inc.
Report date June 04, 2025 · Filed June 06, 2025
Jointly reported with Chicago Pacific Founders GP III, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.34 | IndirectSee Footnote | 1,428,129 |
Reported balance
After 2025-06-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-04 · Purchase · Acquired 1,428,129 · Balance 1,428,129 F1: On February 13, 2025, P3 Health Group, LLC ("P3 LLC"), a subsidiary of P3 Health Partners Inc. (the "Issuer"), entered into a financing transaction with VBC Growth SPV 4, LLC, a Delaware limited liability company ("VBC 4"), consisting of an unsecured promissory note and warrants to purchase 1,428,129 shares of Class A Common Stock ("Common Stock") of the Issuer. The Issuer's shareholders approved the issuance of the Common Stock underlying such warrants on June 4, 2025. F2: On April 11, 2025, the Issuer effected a 1-for-50 reverse stock split of the Issuer's issued and outstanding Common Stock. All amounts reported in this Form 4 have been adjusted to reflect the number of securities issued on an as-adjusted basis. F5: The warrants were issued in connection with a $30 million promissory note issued on February 13, 2025 by P3 LLC to VBC 4, all of which was previously disclosed by the Issuer upon issuance of the warrants and note. F3: The warrants to purchase Common Stock are exercisable for a whole number of shares of Common Stock at any time (as described in the warrant agreement previously filed by the Issuer with the SEC). F4: The warrants and the right to purchase shares of Common Stock upon the exercise of the warrants will terminate on February 13, 2032. F6: Chicago Pacific Founders UGP III, LLC is the general partner of Chicago Pacific Founders GP III, LP ("CPF GP"). CPF GP is the Manager of VBC 4 and has the power to vote and dispose of the Issuer's securities held by VBC 4. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 13, 2025, P3 Health Group, LLC ("P3 LLC"), a subsidiary of P3 Health Partners Inc. (the "Issuer"), entered into a financing transaction with VBC Growth SPV 4, LLC, a Delaware limited liability company ("VBC 4"), consisting of an unsecured promissory note and warrants to purchase 1,428,129 shares of Class A Common Stock ("Common Stock") of the Issuer. The Issuer's shareholders approved the issuance of the Common Stock underlying such warrants on June 4, 2025.
F2: On April 11, 2025, the Issuer effected a 1-for-50 reverse stock split of the Issuer's issued and outstanding Common Stock. All amounts reported in this Form 4 have been adjusted to reflect the number of securities issued on an as-adjusted basis.
F3: The warrants to purchase Common Stock are exercisable for a whole number of shares of Common Stock at any time (as described in the warrant agreement previously filed by the Issuer with the SEC).
F4: The warrants and the right to purchase shares of Common Stock upon the exercise of the warrants will terminate on February 13, 2032.
F5: The warrants were issued in connection with a $30 million promissory note issued on February 13, 2025 by P3 LLC to VBC 4, all of which was previously disclosed by the Issuer upon issuance of the warrants and note.
F6: Chicago Pacific Founders UGP III, LLC is the general partner of Chicago Pacific Founders GP III, LP ("CPF GP"). CPF GP is the Manager of VBC 4 and has the power to vote and dispose of the Issuer's securities held by VBC 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2025 Filed Jun 6, 2025 20:07 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseWarrants to Purchase Class A Common Stock · Derivative | 1,428,129 | $0.00 Strike: $10.34 | $0.00 |
DisclosureSEC source: 0001213900-25-052104 · ownership.xml · derivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,428,129 Underlying: Class A Common Stock · 1,428,129 shares Expires not disclosed F1 · date: On February 13, 2025, P3 Health Group, LLC ("P3 LLC"), a subsidiary of P3 Health Partners Inc. (the "Issuer"), entered into a financing transaction with VBC Growth SPV 4, LLC, a Delaware limited liability company ("VBC 4"), consisting of an unsecured promissory note and warrants to purchase 1,428,129 shares of Class A Common Stock ("Common Stock") of the Issuer. The Issuer's shareholders approved the issuance of the Common Stock underlying such warrants on June 4, 2025. F1 · kind: On February 13, 2025, P3 Health Group, LLC ("P3 LLC"), a subsidiary of P3 Health Partners Inc. (the "Issuer"), entered into a financing transaction with VBC Growth SPV 4, LLC, a Delaware limited liability company ("VBC 4"), consisting of an unsecured promissory note and warrants to purchase 1,428,129 shares of Class A Common Stock ("Common Stock") of the Issuer. The Issuer's shareholders approved the issuance of the Common Stock underlying such warrants on June 4, 2025. F2 · shares: On April 11, 2025, the Issuer effected a 1-for-50 reverse stock split of the Issuer's issued and outstanding Common Stock. All amounts reported in this Form 4 have been adjusted to reflect the number of securities issued on an as-adjusted basis. F5 · price: The warrants were issued in connection with a $30 million promissory note issued on February 13, 2025 by P3 LLC to VBC 4, all of which was previously disclosed by the Issuer upon issuance of the warrants and note. F3 · derivative.exercise_date: The warrants to purchase Common Stock are exercisable for a whole number of shares of Common Stock at any time (as described in the warrant agreement previously filed by the Issuer with the SEC). F4 · derivative.expiration_date: The warrants and the right to purchase shares of Common Stock upon the exercise of the warrants will terminate on February 13, 2032. F6 · ownership.nature: Chicago Pacific Founders UGP III, LLC is the general partner of Chicago Pacific Founders GP III, LP ("CPF GP"). CPF GP is the Manager of VBC 4 and has the power to vote and dispose of the Issuer's securities held by VBC 4. Read SEC document |
| December 12, 2024 Filed Feb 1, 2025 00:05 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseWarrant to Purchase Class A Common Stock · Derivative | 71,406,480 | $0.00 Strike: $0.21 | $0.00 |
DisclosureSEC source: 0001213900-25-009004 · ownership.xml · derivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 71,406,480 Underlying: Class A Common Stock · 71,406,480 shares Expires not disclosed F1 · kind: On December 12, 2024, P3 Health Group, LLC ("P3 LLC"), a subsidiary of P3 Health Partners Inc. (the "Issuer"), entered into a financing transaction with VBC Growth SPV 3, LLC, a Delaware limited liability company ("VBC"), consisting of an unsecured promissory note and warrants to purchase 71,406,480 shares of Class A Common Stock of the Issuer to VBC. F4 · price: The warrants were issued in connection with a promissory note issued by the P3 LLC to VBC providing for a financing in several tranches up to an aggregate of $25 million. F2 · derivative.exercise_date: Exercisable immediately. F3 · derivative.expiration_date: The warrants and the right to purchase securities upon the exercise of the warrants will terminate upon the earliest to occur of the following: (a) December 12, 2031; and (b) the consummation of (i) a sale, conveyance, disposal, or encumbrance of all or substantially all of the Issuer's or P3 LLC's property or business or the Issuer's or P3 LLC's merger into or consolidation with any other corporation (other than a wholly owned subsidiary corporation) or (ii) any other transaction or series of related transactions in which more than fifty percent (50%) of the voting power of the Issuer or P3 LLC is disposed of. F5 · ownership.nature: Chicago Pacific Founders UGP III, LLC ("UGP") is the general partner of Chicago Pacific Founders GP III, LP, the Manager of VBC which has the power to vote and dispose of the Issuer's securities held by VBC. Affiliates of VBC also own a 66.81% member interest in VBC. Read SEC document |
| September 13, 2024 Filed Sep 14, 2024 01:56 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.50 | $39,952.00 |
DisclosureSEC source: 0001213900-24-078697 · ownership.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 77,185,438 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.49 to $0.51. The reporting person undertakes to provide P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 12, 2024 Filed Sep 14, 2024 01:56 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.52 | $41,600.00 |
DisclosureSEC source: 0001213900-24-078697 · ownership.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 77,105,438 F1 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:12 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.56 | $44,728.00 |
DisclosureSEC source: 0001213900-24-078249 · ownership.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 77,025,438 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.53 to $0.57. The reporting person undertakes to provide P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 10, 2024 Filed Sep 13, 2024 00:12 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.52 | $41,224.00 |
DisclosureSEC source: 0001213900-24-078249 · ownership.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 76,945,438 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.50 to $0.53. The reporting person undertakes to provide P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 09, 2024 Filed Sep 13, 2024 00:12 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.53 | $42,672.00 |
DisclosureSEC source: 0001213900-24-078249 · ownership.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 76,865,438 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.50 to $0.58. The reporting person undertakes to provide P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 06, 2024 Filed Sep 11, 2024 10:17 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.49 | $39,184.00 |
DisclosureSEC source: 0001213900-24-077502 · ownership.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 76,785,438 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.51. The reporting person undertakes to provide P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 05, 2024 Filed Sep 11, 2024 10:17 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.49 | $39,296.00 |
DisclosureSEC source: 0001213900-24-077502 · ownership.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 76,705,438 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.52. The reporting person undertakes to provide P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 04, 2024 Filed Sep 11, 2024 10:17 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 80,000 | $0.49 | $39,064.00 |
DisclosureSEC source: 0001213900-24-077502 · ownership.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 76,625,438 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.47 to $0.50. The reporting person undertakes to provide P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 14, 2023 Filed Sep 10, 2024 21:56 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.52 | $227,142.00 |
DisclosureSEC source: 0001213900-24-077452 · ownership.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,115,442 F1 · date: On September 15, 2023, the reporting person filed a Form 4 which incorrectly stated that the purchase date in Column 2 of Table I was September 11, 2023 when the correct purchase date was September 14, 2023. F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.70, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 20:37 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.65 | $238,221.00 |
DisclosureSEC source: 0001062993-23-017986 · form4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,025,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.52 to $2.84, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 13, 2023 Filed Oct 4, 2023 12:18 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.65 | $238,221.00 |
DisclosureSEC source: 0001062993-23-018941 · form4a.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,755,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.52 to $2.84, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 20:37 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.63 | $236,520.00 |
DisclosureSEC source: 0001062993-23-017986 · form4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,935,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.36 to $2.9366, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 12, 2023 Filed Oct 4, 2023 12:18 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.63 | $236,520.00 |
DisclosureSEC source: 0001062993-23-018941 · form4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,665,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.36 to $2.9366, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:37 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.34 | $210,222.00 |
DisclosureSEC source: 0001062993-23-017986 · form4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,845,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.20 to $2.40, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Sep 15, 2023 20:02 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.52 | $227,142.00 |
DisclosureSEC source: 0001062993-23-018052 · form4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,115,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.70, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Oct 4, 2023 12:20 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.52 | $227,142.00 |
DisclosureSEC source: 0001062993-23-018942 · form4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,845,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.70, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 11, 2023 Filed Oct 4, 2023 12:18 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.34 | $210,222.00 |
DisclosureSEC source: 0001062993-23-018941 · form4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,575,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.20 to $2.40, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 07, 2023 Filed Sep 7, 2023 21:11 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.06 | $185,319.00 |
DisclosureSEC source: 0001062993-23-017795 · form4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,755,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.025 to $2.10, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 07, 2023 Filed Oct 4, 2023 12:15 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.06 | $185,319.00 |
DisclosureSEC source: 0001062993-23-018940 · form4a.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,575,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F5 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.025 to $2.10, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 21:11 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.13 | $191,520.00 |
DisclosureSEC source: 0001062993-23-017795 · form4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,665,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.045 to $2.19, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 06, 2023 Filed Oct 4, 2023 12:15 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.13 | $191,520.00 |
DisclosureSEC source: 0001062993-23-018940 · form4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,485,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.045 to $2.19, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 21:11 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.02 | $181,800.00 |
DisclosureSEC source: 0001062993-23-017795 · form4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,575,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.975 to $2.07, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 05, 2023 Filed Oct 4, 2023 12:15 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.02 | $181,800.00 |
DisclosureSEC source: 0001062993-23-018940 · form4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,395,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.975 to $2.07, inclusive. The reporting persons undertake to provide to P3 Health Partners Inc., any security holder of P3 Health Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 20:28 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.07 | $186,570.00 |
DisclosureSEC source: 0000899243-23-018634 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,485,442 F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) 20,566.32 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| September 01, 2023 Filed Oct 4, 2023 12:14 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.07 | $186,570.00 |
DisclosureSEC source: 0001062993-23-018939 · form4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,305,442 F3 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F2 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:28 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $2.10 | $189,000.00 |
DisclosureSEC source: 0000899243-23-018634 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,395,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 01:04 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $1.83 | $164,826.00 |
DisclosureSEC source: 0000899243-23-018613 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,305,442 F3 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) 20,566.32 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 01:04 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $1.70 | $153,171.00 |
DisclosureSEC source: 0000899243-23-018613 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,215,442 F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) 20,566.32 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 28, 2023 Filed Aug 31, 2023 01:04 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $1.39 | $125,145.00 |
DisclosureSEC source: 0000899243-23-018613 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,125,442 F1 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 01:29 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $1.44 | $129,375.00 |
DisclosureSEC source: 0000899243-23-018560 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 49,035,442 F2 · shares: Includes (i) 69,433.68 shares of Common Stock directly acquired by SPV III, and (ii) ?20,566.32 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| August 24, 2023 Filed Aug 29, 2023 01:29 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $1.50 | $135,018.00 |
DisclosureSEC source: 0000899243-23-018560 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,945,442 F1 · shares: Includes (i) 69,433.68 ?shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) ?20,566.32 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:25 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 21,850 | $4.00 | $87,314.79 |
DisclosureSEC source: 0000899243-23-014399 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,877,292 F2 · shares: Includes (i) 16,857 shares of Common Stock directly acquired by SPV III, and (ii) 4,993 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 22:25 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 73,969 | $3.98 | $294,330.05 |
DisclosureSEC source: 0000899243-23-014399 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,855,442 F1 · shares: Includes (i) 57,066 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 16,903 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 30, 2023 Filed May 31, 2023 01:02 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 65,862 | $3.75 | $246,824.43 |
DisclosureSEC source: 0000899243-23-014130 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,781,473 F3 · shares: Includes (i) 50,812 shares of Common Stock directly acquired by SPV III, and (ii) 15,050. shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 26, 2023 Filed May 31, 2023 01:02 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.90 | $351,000.00 |
DisclosureSEC source: 0000899243-23-014130 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,715,611 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 25, 2023 Filed May 31, 2023 01:02 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $4.00 | $359,721.00 |
DisclosureSEC source: 0000899243-23-014130 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,625,611 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 24, 2023 Filed May 25, 2023 01:33 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 50,422 | $3.93 | $198,178.63 |
DisclosureSEC source: 0000899243-23-013830 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,693,027 F3 · shares: Includes (i) 38,825 shares of Common Stock directly acquired by SPV III, and (ii) 11,597 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 23, 2023 Filed May 25, 2023 01:33 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 106,994 | $3.91 | $418,036.26 |
DisclosureSEC source: 0000899243-23-013830 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,642,605 F2 · shares: Includes (i) 82,545 shares of Common Stock directly acquired by SPV III, and (ii) 24,449 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 22, 2023 Filed May 25, 2023 01:33 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 73,006 | $3.94 | $287,643.64 |
DisclosureSEC source: 0000899243-23-013830 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,535,611 F1 · shares: Includes (i) 56,323 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 16,683 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 19, 2023 Filed May 20, 2023 01:12 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.63 | $326,907.00 |
DisclosureSEC source: 0000899243-23-013480 · doc4a.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,462,605 F3 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 19, 2023 Filed May 19, 2023 23:33 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.50 | $314,622.00 |
DisclosureSEC source: 0000899243-23-013434 · doc4.xml · nonDerivative · entry 3 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,462,605 F3 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 18, 2023 Filed May 20, 2023 01:12 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.30 | $296,991.00 |
DisclosureSEC source: 0000899243-23-013480 · doc4a.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,372,605 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 18, 2023 Filed May 19, 2023 23:33 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.30 | $296,991.00 |
DisclosureSEC source: 0000899243-23-013434 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,372,605 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III-A. F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 17, 2023 Filed May 20, 2023 01:12 UTC Amendment | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.50 | $314,622.00 |
DisclosureSEC source: 0000899243-23-013480 · doc4a.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,282,605 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 17, 2023 Filed May 19, 2023 23:33 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.50 | $314,622.00 |
DisclosureSEC source: 0000899243-23-013434 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,282,605 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F4 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III-A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III-A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 16, 2023 Filed May 17, 2023 15:59 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.24 | $291,753.00 |
DisclosureSEC source: 0000899243-23-013132 · doc4.xml · nonDerivative · entry 2 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,192,605 F2 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by SPV III, and (ii) 20,566 shares of Common Stock directly acquired by SPV III -A. F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
| May 15, 2023 Filed May 17, 2023 15:59 UTC | P3 Health Partners Inc. PIII · Entity 4562 | PurchaseClass A Common Stock | 90,000 | $3.01 | $270,810.00 |
DisclosureSEC source: 0000899243-23-013132 · doc4.xml · nonDerivative · entry 1 Chicago Pacific Founders UGP III, LLC · CIK 0001975658 · 10% owner Chicago Pacific Founders GP III, L.P. · CIK 0001975828 · 10% owner CPF III PT SPV, LLC · CIK 0001975601 · 10% owner CPF III-A PT SPV, LLC · CIK 0001975600 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,102,605 F1 · shares: Includes (i) 69,434 shares of Common Stock directly acquired by CPF III PT SPV, LLC ("SPV III") and (ii) 20,566 shares of Common Stock directly acquired by CPF III PT SPV-A, LLC ("SPV-A III"). F3 · ownership.nature: Chicago Pacific Founders UGP, III LLC ("UGP III") is the general partner of Chicago Founders GP III, LP ("GP III"), the general partner of each of SPV III and SPV III -A. As a result, UGP III has the power to vote and dispose of the Issuer's securities held by SPV III and SPV III -A (the "Underlying Securities"). Each of UGP III and GP III disclaims beneficial ownership for the amount in excess of their pecuniary interest in the Underlying Securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.