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Polaris Inc.

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760
SEC CIK
0000931015
Parsed reports
662

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantCommon Stock 2,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003119 · wk-form4_1706916451.xml · nonDerivative · entry 2

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,617

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantCommon Stock 3,891 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003119 · wk-form4_1706916451.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,768

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC GrantEmployee Stock Option (right to buy) · Derivative 20,369 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003118 · wk-form4_1706916430.xml · derivative · entry 4

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,369

Underlying: Common Stock · 20,369 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC Tax withholdingCommon Stock 1,230 $89.96 $110,650.80
Disclosure

SEC source: 0001628280-24-003118 · wk-form4_1706916430.xml · nonDerivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,801

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC GrantCommon Stock 3,599 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003118 · wk-form4_1706916430.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,031

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC GrantCommon Stock 2,544 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003118 · wk-form4_1706916430.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,432

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Duke Benjamin DPresident-Marine
GrantEmployee Stock Option (right to buy) · Derivative 18,874 $0.00 Strike: $89.96 $0.00
Disclosure

SEC source: 0001628280-24-003117 · wk-form4_1706916417.xml · derivative · entry 4

Duke Benjamin D · CIK 0001926204 · President-Marine

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,874

Underlying: Common Stock · 18,874 shares

Expires 2034-01-31

F4 · derivative.exercise_date: The option vests in three equal installments on February 11, 2025, February 10, 2026, and February 9, 2027.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Duke Benjamin DPresident-Marine
Tax withholdingCommon Stock 70 $89.96 $6,297.20
Disclosure

SEC source: 0001628280-24-003117 · wk-form4_1706916417.xml · nonDerivative · entry 3

Duke Benjamin D · CIK 0001926204 · President-Marine

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,190

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock award.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Duke Benjamin DPresident-Marine
GrantCommon Stock 196 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003117 · wk-form4_1706916417.xml · nonDerivative · entry 2

Duke Benjamin D · CIK 0001926204 · President-Marine

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,260

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 23:27 UTC
Duke Benjamin DPresident-Marine
GrantCommon Stock 3,335 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003117 · wk-form4_1706916417.xml · nonDerivative · entry 1

Duke Benjamin D · CIK 0001926204 · President-Marine

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,064

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:46 UTC
Eastman Stephen L.President - PG&A + Aftermarket
GrantDeferred Stock Units · Derivative 1,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002610 · wk-form4_1706658354.xml · derivative · entry 4

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,003

Underlying: Common Stock · 1,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock and is received in exchange for one restricted stock unit upon the vesting of such restricted stock unit.

F2 · price: Upon the vesting on January 27, 2024 of restricted stock units granted to the reported person on January 27, 2021, the reporting person deferred the receipt of 1,918 shares of common stock and received instead 1,918 shares of deferred stock units pursuant to the Issuer's Supplemental Retirement Savings Plan ("SERP").

F4 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental Executive Retirement Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F4 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental Executive Retirement Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:46 UTC
Eastman Stephen L.President - PG&A + Aftermarket
Disposition to issuerCommon Stock 1,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002610 · wk-form4_1706658354.xml · nonDerivative · entry 2

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,272

F1 · shares: Each deferred stock unit represents the right to receive one share of the Issuer's common stock and is received in exchange for one restricted stock unit upon the vesting of such restricted stock unit.

F2 · price: Upon the vesting on January 27, 2024 of restricted stock units granted to the reported person on January 27, 2021, the reporting person deferred the receipt of 1,918 shares of common stock and received instead 1,918 shares of deferred stock units pursuant to the Issuer's Supplemental Retirement Savings Plan ("SERP").

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:46 UTC
Eastman Stephen L.President - PG&A + Aftermarket
Tax withholdingCommon Stock 179 $91.37 $16,355.23
Disclosure

SEC source: 0001628280-24-002610 · wk-form4_1706658354.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,190

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:34 UTC GrantDeferred Stock Units · Derivative 2,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002606 · wk-form4_1706657646.xml · derivative · entry 6

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,257

Underlying: Common Stock · 2,024 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive (1) share of the Issuer's common stock, and is received in exchange for (1) restricted stock unit upon the vesting of such restricted stock unit.

F2 · price: Upon the vesting on January 27, 2024 of restricted stock units granted to the reported person on January 27, 2021, the reporting person deferred the receipt of 2,024 shares of common stock and received instead 2,024 shares of deferred stock units pursuant to the Issuer's Supplemental Retirement Savings Plan ("SERP").

F5 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F5 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:34 UTC Disposition to issuerCommon Stock 2,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002606 · wk-form4_1706657646.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,615

F1 · shares: Each deferred stock unit represents the right to receive (1) share of the Issuer's common stock, and is received in exchange for (1) restricted stock unit upon the vesting of such restricted stock unit.

F2 · price: Upon the vesting on January 27, 2024 of restricted stock units granted to the reported person on January 27, 2021, the reporting person deferred the receipt of 2,024 shares of common stock and received instead 2,024 shares of deferred stock units pursuant to the Issuer's Supplemental Retirement Savings Plan ("SERP").

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:34 UTC Tax withholdingCommon Stock 1,088 $91.37 $99,410.56
Disclosure

SEC source: 0001628280-24-002606 · wk-form4_1706657646.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,639

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:22 UTC
Menneto StevenPresident - Off Road
Tax withholdingCommon Stock 921 $91.37 $84,151.77
Disclosure

SEC source: 0001628280-24-002603 · wk-form4_1706656956.xml · nonDerivative · entry 1

Menneto Steven · CIK 0001792236 · President - Off Road

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,256

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:21 UTC
Dougherty Michael D.President - On Road and Int'l
Tax withholdingCommon Stock 814 $91.37 $74,375.18
Disclosure

SEC source: 0001628280-24-002601 · wk-form4_1706656883.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President - On Road and Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,453

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:20 UTC Tax withholdingCommon Stock 1,113 $91.37 $101,694.81
Disclosure

SEC source: 0001628280-24-002599 · wk-form4_1706656809.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,888

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:18 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
Tax withholdingCommon Stock 1,045 $91.37 $95,481.65
Disclosure

SEC source: 0001628280-24-002597 · wk-form4_1706656692.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,311

Read SEC document
January 27, 2024 Filed Jan 30, 2024 23:17 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
Tax withholdingCommon Stock 1,537 $91.37 $140,435.69
Disclosure

SEC source: 0001628280-24-002595 · wk-form4_1706656622.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,877

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:04 UTC GrantCommon Stock 324.55 $94.36 $30,624.54
Disclosure

SEC source: 0001628280-24-000252 · wk-form4_1704319433.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,379.11

F1 · balance_after: The reported transaction involved the crediting of 324.55 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 324.55 newly acquired CSEs, and 91.70 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:03 UTC GrantCommon Stock 351.05 $94.36 $33,125.08
Disclosure

SEC source: 0001628280-24-000251 · wk-form4_1704319410.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,914.39

F1 · balance_after: The reported transaction involved the crediting of 351.05 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 351.05 newly acquired CSEs, and 298.96 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:03 UTC GrantCommon Stock 377.54 $94.36 $35,624.67
Disclosure

SEC source: 0001628280-24-000250 · wk-form4_1704319385.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,748.57

F1 · balance_after: The reported transaction involved the crediting of 377.54 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 377.54 newly acquired CSEs, and 248.45 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:03 UTC GrantCommon Stock 324.55 $94.36 $30,624.54
Disclosure

SEC source: 0001628280-24-000249 · wk-form4_1704319355.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,638.56

F1 · balance_after: The reported transaction involved the crediting of 324.55 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 324.55 newly acquired CSEs, and 155.33 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:02 UTC GrantCommon Stock 370.92 $94.36 $35,000.01
Disclosure

SEC source: 0001628280-24-000248 · wk-form4_1704319335.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,819.19

F1 · balance_after: The reported transaction involved the crediting of 370.92 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 370.92 newly acquired CSEs, and 115.34 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:04 UTC GiftCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041691 · wk-form4_1702677840.xml · nonDerivative · entry 3

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by daughter

Disclosed balance after: 696

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:04 UTC GiftCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041691 · wk-form4_1702677840.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · as UTMA custodian for granddaughter

Disclosed balance after: 182

Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:04 UTC GiftCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041691 · wk-form4_1702677840.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,727

F1 · ownership.direct: The reporting person no longer has a reportable beneficial interest in 2,451 shares of Polaris common stock owned by his daughters and included in the reporting person's prior ownership reports.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 23:54 UTC
Dougherty Michael D.President - On Road and Int'l
Tax withholdingCommon Stock 124 $89.86 $11,142.64
Disclosure

SEC source: 0001628280-23-041261 · wk-form4_1702338874.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President - On Road and Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,267

Read SEC document
December 08, 2023 Filed Dec 11, 2023 23:53 UTC
Menneto StevenPresident - Off Road
Tax withholdingCommon Stock 163 $89.86 $14,647.18
Disclosure

SEC source: 0001628280-23-041259 · wk-form4_1702338804.xml · nonDerivative · entry 1

Menneto Steven · CIK 0001792236 · President - Off Road

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,177

Read SEC document
December 08, 2023 Filed Dec 11, 2023 23:52 UTC
Pucel KennethEVP, Global Ops & CTO
Tax withholdingCommon Stock 211 $89.86 $18,960.46
Disclosure

SEC source: 0001628280-23-041257 · wk-form4_1702338750.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,474

Read SEC document
November 02, 2023 Filed Nov 3, 2023 21:44 UTC
Pucel KennethEVP, Global Ops & CTO
OtherCommon Stock 900 $87.82 $79,038.00
Disclosure

SEC source: 0001628280-23-036802 · wk-form4_1699047835.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops & CTO

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 900

F1 · balance_after: Includes 900 shares acquired under Polaris' 401(k) plan since the date of the reporting person's last ownership report.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:38 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 712.44 $102.64 $73,124.84
Disclosure

SEC source: 0001628280-23-033859 · wk-form4_1696455522.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,971.44

F1 · balance_after: The reported transaction involved the crediting of 712.44 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 712.44 newly acquired CSEs, and 436.96 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:37 UTC GrantCommon Stock 298.37 $102.64 $30,624.70
Disclosure

SEC source: 0001628280-23-033857 · wk-form4_1696455470.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,962.86

F1 · balance_after: The reported transaction involved the crediting of 298.37 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 298.37 newly acquired CSEs, and 76.58 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:37 UTC GrantCommon Stock 322.73 $102.64 $33,125.01
Disclosure

SEC source: 0001628280-23-033855 · wk-form4_1696455415.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,264.38

F1 · balance_after: The reported transaction involved the crediting of 322.73 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 322.73 newly acquired CSEs, and 253.63 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:36 UTC GrantCommon Stock 298.37 $102.64 $30,624.70
Disclosure

SEC source: 0001628280-23-033853 · wk-form4_1696455360.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,158.68

F1 · balance_after: The reported transaction involved the crediting of 298.37 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 298.37 newly acquired CSEs, and 130.98 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:35 UTC GrantCommon Stock 347.09 $102.64 $35,625.32
Disclosure

SEC source: 0001628280-23-033851 · wk-form4_1696455303.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,122.58

F1 · balance_after: The reported transaction involved the crediting of 347.09 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 347.09 newly acquired CSEs, and 210.29 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:34 UTC
FARR KEVIN MDirector
GrantCommon Stock 359.27 $102.64 $36,875.47
Disclosure

SEC source: 0001628280-23-033849 · wk-form4_1696455251.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,008.29

F1 · balance_after: The reported transaction involved the crediting of 359.27 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 359.27 newly acquired CSEs, and 88.58 deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan. The total in box 5 of Table I also reflects a reduction of 84.34 CSEs and deferred stock units that were initially reported on the Form 4 filed on July 5, 2023 and inadvertently reported in duplicate on the Form 4 filed on July 31, 2023.

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October 02, 2023 Filed Oct 4, 2023 21:33 UTC GrantCommon Stock 366.69 $102.64 $37,637.06
Disclosure

SEC source: 0001628280-23-033846 · wk-form4_1696455184.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,332.93

F1 · balance_after: The reported transaction involved the crediting of 366.69 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 366.69 newly acquired CSEs, and 96.38 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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August 07, 2023 Filed Aug 8, 2023 21:25 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 8,312 $0.00 Strike: $84.58 $0.00
Disclosure

SEC source: 0001628280-23-028293 · wk-form4_1691529927.xml · derivative · entry 3

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,312

Underlying: Common Stock · 8,312 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.

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August 07, 2023 Filed Aug 8, 2023 21:25 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
SaleCommon Stock 8,312 $130.00 $1,080,560.00
Disclosure

SEC source: 0001628280-23-028293 · wk-form4_1691529927.xml · nonDerivative · entry 2

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,356

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August 07, 2023 Filed Aug 8, 2023 21:25 UTC
Mack Robert PaulCFO, EVP - Finance + Corp Dev
Exercise / conversionCommon Stock 8,312 $84.58 $703,028.96
Disclosure

SEC source: 0001628280-23-028293 · wk-form4_1691529927.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, EVP - Finance + Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 03, 2023 Filed Aug 7, 2023 21:03 UTC
FARR KEVIN MDirector
SaleCommon Stock 3,225 $133.28 $429,828.00
Disclosure

SEC source: 0001628280-23-027827 · wk-form4_1691442226.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,644.78

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August 01, 2023 Filed Aug 1, 2023 22:20 UTC
Eastman Stephen L.President - PG&A + Aftermarket
OtherDeferred Stock Units · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-026515 · wk-form4_1690928413.xml · derivative · entry 5

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,694

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock.

F5 · price: The reporting person transferred the value of 10,000 deferred stock units held under the SERP into another investment within the SERP, at a deemed price per unit of $133.66.

F4 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental Executive Retirement Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F4 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental Executive Retirement Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

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August 01, 2023 Filed Aug 2, 2023 22:03 UTC GiftCommon Stock 1,890 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026861 · wk-form4_1691013779.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,637

F1 · shares: This transaction represents a bona fide charitable contribution. No shares were sold by the Reporting Person.

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July 28, 2023 Filed Aug 1, 2023 01:38 UTC SaleCommon Stock 2,540 $135.81 $344,957.40
Disclosure

SEC source: 0001628280-23-026323 · wk-form4_1690853925.xml · nonDerivative · entry 12

Speetzen Michael T · CIK 0001531484 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,527

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July 28, 2023 Filed Aug 1, 2023 22:20 UTC
Eastman Stephen L.President - PG&A + Aftermarket
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $125.67 $0.00
Disclosure

SEC source: 0001628280-23-026515 · wk-form4_1690928413.xml · derivative · entry 4

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in two equal installments on January 29, 2016 and January 29, 2018.

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July 28, 2023 Filed Aug 1, 2023 22:20 UTC
Eastman Stephen L.President - PG&A + Aftermarket
SaleCommon Stock 10,000 $135.82 $1,358,200.00
Disclosure

SEC source: 0001628280-23-026515 · wk-form4_1690928413.xml · nonDerivative · entry 2

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,800

F1 · price: Reflects the weighted average price of 10,000 shares of Common Stock sold by the reporting person in multiple transactions on July 28, 2023 with sales prices ranging from $135.66 to $136.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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July 28, 2023 Filed Aug 1, 2023 22:20 UTC
Eastman Stephen L.President - PG&A + Aftermarket
Exercise / conversionCommon Stock 10,000 $125.67 $1,256,700.00
Disclosure

SEC source: 0001628280-23-026515 · wk-form4_1690928413.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A + Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.