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Polaris Inc.

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760
SEC CIK
0000931015
Parsed reports
662

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
GiftCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · nonDerivative · entry 3

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife as UTMA custodian for daughter

Disclosed balance after: 2,741

F3 · ownership.nature: Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

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April 30, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
GiftCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife as UTMA custodian for son

Disclosed balance after: 2,713

F2 · ownership.nature: Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.

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April 30, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
GiftCommon Stock 562 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 32,376

F1 · ownership.nature: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:58 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026530 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,736.82

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:58 UTC GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026529 · doc4.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,886.46

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:56 UTC GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026526 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,397.78

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:57 UTC GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026527 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,719.61

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:55 UTC GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026523 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,754.54

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:54 UTC
FARR KEVIN MDirector
GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026521 · doc4.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,366

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:54 UTC GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026518 · doc4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,699.83

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 19:53 UTC GrantCommon Stock 1,237 $105.14 $130,058.18
Disclosure

SEC source: 0001209191-18-026517 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827.07

F1 · balance_after: The reported transaction involved the crediting of 1,237 deferred stock units granted under the Polaris Industries Inc. 2017 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:07 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 293.64 $112.81 $33,125.53
Disclosure

SEC source: 0001209191-18-023877 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,499.82

F1 · balance_after: The reported transaction involved the crediting of 293.64 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 293.64 newly acquired CSEs and 229.10 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:06 UTC GrantCommon Stock 216.07 $112.81 $24,374.86
Disclosure

SEC source: 0001209191-18-023876 · doc4.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,649.46

F1 · balance_after: The reported transaction involved the crediting of 216.07 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 216.07 newly acquired CSEs and 27.16 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:06 UTC GrantCommon Stock 227.15 $112.81 $25,624.79
Disclosure

SEC source: 0001209191-18-023875 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,482.6

F1 · balance_after: The reported transaction involved the crediting of 227.15 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 227.15 newly acquired CSEs, and 117.86 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:05 UTC GrantCommon Stock 216.07 $112.81 $24,374.86
Disclosure

SEC source: 0001209191-18-023874 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160.78

F1 · balance_after: The reported transaction involved the crediting of 216.07 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 216.07 newly acquired CSEs and 29.12 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:05 UTC GrantCommon Stock 249.31 $112.81 $28,124.66
Disclosure

SEC source: 0001209191-18-023873 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,517.54

F1 · balance_after: The reported transaction involved the crediting of 249.31 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 249.31 newly acquired CSEs, and 87.52 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:04 UTC
FARR KEVIN MDirector
GrantCommon Stock 260.39 $112.81 $29,374.60
Disclosure

SEC source: 0001209191-18-023871 · doc4.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,129

F1 · balance_after: The reported transaction involved the crediting of 260.39 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 260.39 newly acquired CSEs, and 49.51 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:04 UTC GrantCommon Stock 243.77 $112.81 $27,499.69
Disclosure

SEC source: 0001209191-18-023870 · doc4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,462.83

F1 · balance_after: The reported transaction involved the crediting of 243.77 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 243.77 newly acquired CSEs, and 300.12 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:03 UTC GrantCommon Stock 227.15 $112.81 $25,624.79
Disclosure

SEC source: 0001209191-18-023869 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,590.06

F1 · balance_after: The reported transaction involved the crediting of 227.15 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 227.15 newly acquired CSEs and 2.69 CSEs acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:08 UTC
Mack Robert PaulSVP-Corp Dev & Pres-Adj Market
Tax withholdingCommon Stock 738 $114.59 $84,567.42
Disclosure

SEC source: 0001209191-18-022741 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,753

F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of restricted stock award.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:54 UTC
Wine Scott W.Director · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 131,770 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006670 · doc4.xml · derivative · entry 2

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,770

Underlying: Common Stock · 131,770 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:54 UTC
Wine Scott W.Director · Chief Executive Officer
GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006670 · doc4.xml · nonDerivative · entry 1

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,154

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:53 UTC GrantEmployee Stock Options (right to buy) · Derivative 24,046 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006669 · doc4.xml · derivative · entry 4

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,046

Underlying: Common Stock · 24,046 shares

Expires 2028-01-31

F4 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:53 UTC GrantCommon Stock 448 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006669 · doc4.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,878

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:53 UTC GrantCommon Stock 2,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006669 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,430

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:53 UTC
Speetzen Michael TEVP-Finance & CFO
GrantEmployee Stock Option (right to buy) · Derivative 28,855 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006668 · doc4.xml · derivative · entry 2

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,855

Underlying: Common Stock · 28,855 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:53 UTC
Speetzen Michael TEVP-Finance & CFO
GrantCommon Stock 3,319 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006668 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,061

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:51 UTC
Musso ChristopherPresident-ORV
GrantEmployee Stock Option (right to buy) · Derivative 32,702 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006666 · doc4.xml · derivative · entry 2

Musso Christopher · CIK 0001721367 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,702

Underlying: Common Stock · 32,702 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:51 UTC
Musso ChristopherPresident-ORV
GrantCommon Stock 3,761 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006666 · doc4.xml · nonDerivative · entry 1

Musso Christopher · CIK 0001721367 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,761

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:52 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantEmployee Stock Option (right to buy) · Derivative 44,244 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006667 · doc4.xml · derivative · entry 2

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,244

Underlying: Common Stock · 44,244 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:52 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantCommon Stock 5,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006667 · doc4.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,335

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:51 UTC
Mack Robert PaulSVP-Corp Dev & Pres-Adj Market
GrantEmployee Stock Option (right to buy) · Derivative 17,313 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006665 · doc4.xml · derivative · entry 2

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,313

Underlying: Common Stock · 17,313 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:51 UTC
Mack Robert PaulSVP-Corp Dev & Pres-Adj Market
GrantCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006665 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:50 UTC
Eastman Stephen L.President - PG&A
GrantEmployee Stock Option (right to buy) · Derivative 19,237 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006664 · doc4.xml · derivative · entry 5

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

Underlying: Common Stock · 19,237 shares

Expires 2028-01-31

F3 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:50 UTC
Eastman Stephen L.President - PG&A
Exercise / conversionDeferred Stock Units · Derivative 358 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006664 · doc4.xml · derivative · entry 4

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F1 · price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F2 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F2 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:50 UTC
Eastman Stephen L.President - PG&A
GrantCommon Stock 2,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006664 · doc4.xml · nonDerivative · entry 2

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,059

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:50 UTC
Eastman Stephen L.President - PG&A
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006664 · doc4.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,846

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:49 UTC
Dougherty Michael D.President-International
GrantEmployee Stock Options (right to buy) · Derivative 11,542 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006663 · doc4.xml · derivative · entry 8

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,542

Underlying: Common Stock · 11,542 shares

Expires 2028-01-31

F8 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:49 UTC
Dougherty Michael D.President-International
Tax withholdingCommon Stock 89 $113.01 $10,057.89
Disclosure

SEC source: 0001209191-18-006663 · doc4.xml · nonDerivative · entry 3

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,598

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock award.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:49 UTC
Dougherty Michael D.President-International
GrantCommon Stock 246 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006663 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:49 UTC
Dougherty Michael D.President-International
GrantCommon Stock 1,328 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006663 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,441

Read SEC document
January 31, 2018 Filed Feb 2, 2018 17:48 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantEmployee Stock Options (right to buy) · Derivative 19,237 $0.00 Strike: $113.01 $0.00
Disclosure

SEC source: 0001209191-18-006662 · doc4.xml · derivative · entry 2

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

Underlying: Common Stock · 19,237 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.

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January 31, 2018 Filed Feb 2, 2018 17:48 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantCommon Stock 2,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006662 · doc4.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,355

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January 29, 2018 Filed Jan 31, 2018 22:20 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantCommon Stock 25,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006253 · doc4.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,142

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January 13, 2018 Filed Feb 2, 2018 17:53 UTC Tax withholdingCommon Stock 161 $113.01 $18,194.61
Disclosure

SEC source: 0001209191-18-006669 · doc4.xml · nonDerivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

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January 02, 2018 Filed Jan 4, 2018 20:55 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 262.4 $126.24 $33,125.38
Disclosure

SEC source: 0001209191-18-001862 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,977.11

F1 · balance_after: The reported transaction involved the crediting of 262.40 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 262.40 newly acquired CSEs and 206.32 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2018 Filed Jan 4, 2018 20:54 UTC GrantCommon Stock 193.08 $126.24 $24,374.42
Disclosure

SEC source: 0001209191-18-001859 · doc4.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,406.23

F1 · balance_after: The reported transaction involved the crediting of 193.08 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 193.08 newly acquired CSEs and 23.71 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2018 Filed Jan 4, 2018 20:54 UTC GrantCommon Stock 202.99 $126.24 $25,625.46
Disclosure

SEC source: 0001209191-18-001856 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,137.59

F1 · balance_after: The reported transaction involved the crediting of 202.99 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 202.99 newly acquired CSEs, and 105.82 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2018 Filed Jan 4, 2018 20:53 UTC GrantCommon Stock 193.08 $126.24 $24,374.42
Disclosure

SEC source: 0001209191-18-001850 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,915.59

F1 · balance_after: The reported transaction involved the crediting of 193.08 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 193.08 newly acquired CSEs and 25.48 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2018 Filed Jan 4, 2018 20:52 UTC GrantCommon Stock 222.79 $126.24 $28,125.01
Disclosure

SEC source: 0001209191-18-001847 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,180.72

F1 · balance_after: The reported transaction involved the crediting of 222.79 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 222.79 newly acquired CSEs, and 78.25 CSEs and DSUs acquired pursuant to the dividend reinvestment feature of the DC Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.