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Polaris Inc.

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760
SEC CIK
0000931015
Parsed reports
662

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2018 Filed Dec 21, 2018 19:45 UTC
Speetzen Michael TEVP-Finance & CFO
GiftCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063856 · doc4.xml · nonDerivative · entry 5

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 197

F1 · ownership.nature: Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 19:45 UTC
Speetzen Michael TEVP-Finance & CFO
GiftCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063856 · doc4.xml · nonDerivative · entry 4

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 197

F1 · ownership.nature: Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 19:45 UTC
Speetzen Michael TEVP-Finance & CFO
GiftCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063856 · doc4.xml · nonDerivative · entry 3

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 197

F1 · ownership.nature: Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 19:45 UTC
Speetzen Michael TEVP-Finance & CFO
GiftCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063856 · doc4.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · as UTMA custodian for daughter

Disclosed balance after: 197

Read SEC document
December 19, 2018 Filed Dec 21, 2018 19:45 UTC
Speetzen Michael TEVP-Finance & CFO
GiftCommon Stock 788 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063856 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:01 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 342.04 $100.50 $34,375.02
Disclosure

SEC source: 0001209191-18-054057 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,852.38

F1 · balance_after: The reported transaction involved the crediting of 342.04 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 342.04 newly acquired CSEs, and 260.28 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:01 UTC GrantCommon Stock 242.54 $100.50 $24,375.27
Disclosure

SEC source: 0001209191-18-054055 · doc4.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,396.41

F1 · balance_after: The reported transaction involved the crediting of 242.54 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 242.54 newly acquired CSEs, and 38.78 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:00 UTC GrantCommon Stock 254.98 $100.50 $25,625.49
Disclosure

SEC source: 0001209191-18-054054 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,433.53

F1 · balance_after: The reported transaction involved the crediting of 254.98 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 254.98 newly acquired CSEs, and 137.94 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:00 UTC GrantCommon Stock 242.54 $100.50 $24,375.27
Disclosure

SEC source: 0001209191-18-054052 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911.65

F1 · balance_after: The reported transaction involved the crediting of 242.54 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 242.54 newly acquired CSEs, and 40.92 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:59 UTC GrantCommon Stock 279.85 $100.50 $28,124.93
Disclosure

SEC source: 0001209191-18-054049 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,453.29

F1 · balance_after: The reported transaction involved the crediting of 279.85 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 279.85 newly acquired CSEs, and 105.04 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:59 UTC
FARR KEVIN MDirector
GrantCommon Stock 292.29 $100.50 $29,375.15
Disclosure

SEC source: 0001209191-18-054046 · doc4.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,011.53

F1 · balance_after: The reported transaction involved the crediting of 292.29 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 292.29 newly acquired CSEs, and 63.66 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:58 UTC GrantCommon Stock 273.63 $100.50 $27,499.82
Disclosure

SEC source: 0001209191-18-054045 · doc4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,812.05

F1 · balance_after: The reported transaction involved the crediting of 273.63 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 273.63 newly acquired CSEs, and 337.14 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:58 UTC GrantCommon Stock 254.98 $100.50 $25,625.49
Disclosure

SEC source: 0001209191-18-054043 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505.85

F1 · balance_after: The reported transaction involved the crediting of 254.98 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 254.98 newly acquired CSEs, and 12.18 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:28 UTC
Dougherty Michael D.President-International
Tax withholdingCommon Stock 2,460 $110.99 $273,035.40
Disclosure

SEC source: 0001209191-18-050481 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,138

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:02 UTC
Speetzen Michael TEVP-Finance & CFO
Tax withholdingCommon Stock 2,460 $110.78 $272,518.80
Disclosure

SEC source: 0001209191-18-045659 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,601

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:44 UTC
Wine Scott W.Director · Chief Executive Officer
PurchaseCommon Stock 3,000 $104.09 $312,255.00
Disclosure

SEC source: 0001209191-18-044576 · doc4.xml · nonDerivative · entry 1

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,154

F1 · kind: The reporting person's purchase of 3,000 shares of Polaris stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, with the reporting person's sale of shares of Polaris common stock at prices ranging from $118.59 to $119.165 per share on June 5, 2018. The reporting person has paid the Company $43,998.84, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · price: Reflects the weighted average price of 3,000 shares of Common Stock purchased by the reporting person in multiple transactions on July 27, 2018 with purchase prices ranging from $104.03 to $104.091 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:43 UTC PurchaseCommon Stock 3,000 $105.38 $316,140.00
Disclosure

SEC source: 0001209191-18-044574 · doc4.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,115.09

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:42 UTC PurchaseCommon Stock 5,000 $104.88 $524,400.00
Disclosure

SEC source: 0001209191-18-044573 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,068.39

F1 · price: Reflects the weighted average price of 5,000 shares of Common Stock purchased by the reporting person in multiple transactions on July 27, 2018 with purchase prices ranging from $104.51 to $105.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:40 UTC PurchaseCommon Stock 1,195 $104.61 $125,008.95
Disclosure

SEC source: 0001209191-18-044571 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,238.7

F1 · price: Reflects the weighted average price of 1,195 shares of Common Stock purchased by the reporting person in multiple transactions on July 27, 2018 with purchase prices ranging from $104.585 to $104.625 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:08 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 298.56 $123.51 $36,875.15
Disclosure

SEC source: 0001209191-18-040948 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,250.05

F1 · balance_after: The reported transaction involved the crediting of 298.56 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 298.56 newly acquired CSEs, and 214.67 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:07 UTC GrantCommon Stock 207.47 $123.51 $25,624.62
Disclosure

SEC source: 0001209191-18-040936 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,040.62

F1 · balance_after: The reported transaction involved the crediting of 207.47 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 207.47 newly acquired CSEs, and 113.54 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:07 UTC GrantCommon Stock 197.35 $123.51 $24,374.70
Disclosure

SEC source: 0001209191-18-040943 · doc4.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,115.09

F1 · balance_after: The reported transaction involved the crediting of 197.35 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 197.35 newly acquired CSEs, and 31.29 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:06 UTC GrantCommon Stock 227.71 $123.51 $28,124.46
Disclosure

SEC source: 0001209191-18-040932 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,068.39

F1 · balance_after: The reported transaction involved the crediting of 227.71 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 227.71 newly acquired CSEs, and 86.14 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:06 UTC GrantCommon Stock 197.35 $123.51 $24,374.70
Disclosure

SEC source: 0001209191-18-040934 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,628.19

F1 · balance_after: The reported transaction involved the crediting of 197.35 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 197.35 newly acquired CSEs, and 33.06 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:05 UTC
FARR KEVIN MDirector
GrantCommon Stock 237.84 $123.51 $29,375.62
Disclosure

SEC source: 0001209191-18-040931 · doc4.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,655.59

F1 · balance_after: The reported transaction involved the crediting of 237.84 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 237.84 newly acquired CSEs, and 51.75 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:05 UTC GrantCommon Stock 222.65 $123.51 $27,499.50
Disclosure

SEC source: 0001209191-18-040930 · doc4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,201.29

F1 · balance_after: The reported transaction involved the crediting of 222.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 222.65 newly acquired CSEs, and 278.80 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:05 UTC GrantCommon Stock 207.47 $123.51 $25,624.62
Disclosure

SEC source: 0001209191-18-040926 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043.7

F1 · balance_after: The reported transaction involved the crediting of 207.47 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 207.47 newly acquired CSEs, and 9.16 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 21:05 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 14,750 $0.00 Strike: $44.00 $0.00
Disclosure

SEC source: 0001209191-18-037516 · doc4.xml · derivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,750 shares

Expires 2021-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 21:05 UTC SaleCommon Stock 14,750 $127.80 $1,885,050.00
Disclosure

SEC source: 0001209191-18-037516 · doc4.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

F1 · price: Reflects the weighted average price of 14,750 shares of Common Stock sold by the reporting person in multiple transactions on June 11, 2018 with sale prices ranging from $127.54 to $128.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 21:05 UTC Exercise / conversionCommon Stock 14,750 $44.00 $649,000.00
Disclosure

SEC source: 0001209191-18-037516 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 15,000 $0.00 Strike: $65.57 $0.00
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · derivative · entry 9

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in two equal installments on February 1, 2014 and February 1, 2016.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
SaleCommon Stock 100 $126.07 $12,606.50
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · nonDerivative · entry 7

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,598

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
SaleCommon Stock 14,900 $125.60 $1,871,440.00
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · nonDerivative · entry 6

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698

F4 · price: Reflects the weighted average price of 14,900 shares of Common Stock sold by the reporting person in multiple transactions on June 8, 2018 with sale prices ranging from $125.05 to $125.795 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
Exercise / conversionCommon Stock 15,000 $65.57 $983,550.00
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · nonDerivative · entry 5

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:38 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 36,000 $0.00 Strike: $70.18 $0.00
Disclosure

SEC source: 0001209191-18-036985 · doc4.xml · derivative · entry 3

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in two equal installments on January 27, 2018 and January 27, 2020.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:38 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
SaleCommon Stock 36,000 $124.77 $4,491,720.00
Disclosure

SEC source: 0001209191-18-036985 · doc4.xml · nonDerivative · entry 2

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,335

F1 · price: Reflects the weighted average price of 36,000 shares of Common Stock sold by the reporting person in multiple transactions on June 7, 2018 with sale prices ranging from $124.50 to $125.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:38 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
Exercise / conversionCommon Stock 36,000 $70.18 $2,526,480.00
Disclosure

SEC source: 0001209191-18-036985 · doc4.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 07, 2018 Filed Jun 11, 2018 20:38 UTC
Mack Robert PaulSVP-Corp Dev & Pres-Adj Market
SaleCommon Stock 762 $125.51 $95,634.81
Disclosure

SEC source: 0001209191-18-036981 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,991

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June 07, 2018 Filed Jun 12, 2018 21:07 UTC
Dougherty Michael D.President-International
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037267 · doc4.xml · nonDerivative · entry 4

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 32,236

F1 · ownership.nature: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.

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June 06, 2018 Filed Jun 8, 2018 20:37 UTC
Speetzen Michael TEVP-Finance & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,500 $0.00 Strike: $70.18 $0.00
Disclosure

SEC source: 0001209191-18-036704 · doc4.xml · derivative · entry 3

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Common Stock · 24,500 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in two equal installments on January 27, 2018 and January 27, 2020.

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June 06, 2018 Filed Jun 8, 2018 20:37 UTC
Speetzen Michael TEVP-Finance & CFO
SaleCommon Stock 24,500 $125.28 $3,069,360.00
Disclosure

SEC source: 0001209191-18-036704 · doc4.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,061

F1 · price: Reflects the weighted average price of 24,500 shares of Common Stock sold by the reporting person in multiple transactions on June 6, 2018 with sale prices ranging from $125.00 to $125.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 06, 2018 Filed Jun 8, 2018 20:37 UTC
Speetzen Michael TEVP-Finance & CFO
Exercise / conversionCommon Stock 24,500 $70.18 $1,719,410.00
Disclosure

SEC source: 0001209191-18-036704 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 90,000 $0.00 Strike: $65.57 $0.00
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · derivative · entry 8

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested in two equal installments on February 1, 2014 and February 1, 2016.

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June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 130,000 $0.00 Strike: $38.46 $0.00
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · derivative · entry 7

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in two equal installments on January 31, 2013 and January 31, 2015.

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June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · derivative · entry 6

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in two equal installments on February 10, 2011 and February 10, 2013.

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June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
SaleCommon Stock 1,259 $119.05 $149,883.95
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · nonDerivative · entry 5

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,154

F2 · price: Reflects the weighted average price of 1,259 shares of Common Stock sold by the reporting person in multiple transactions on June 5, 2018 with sale prices ranging from $119.02 to $119.165 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
SaleCommon Stock 243,741 $118.36 $28,849,184.76
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · nonDerivative · entry 4

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,413

F1 · price: Reflects the weighted average price of 243,741 shares of Common Stock sold by the reporting person in multiple transactions on June 5, 2018 with sale prices ranging from $118.00 to $118.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
Exercise / conversionCommon Stock 90,000 $65.57 $5,901,300.00
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · nonDerivative · entry 3

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
Exercise / conversionCommon Stock 130,000 $38.46 $4,999,800.00
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · nonDerivative · entry 2

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 18:26 UTC
Wine Scott W.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $10.03 $250,750.00
Disclosure

SEC source: 0001209191-18-036256 · doc4.xml · nonDerivative · entry 1

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.