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Polaris Inc.

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760
SEC CIK
0000931015
Parsed reports
662

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2020 Filed May 4, 2020 20:35 UTC
FARR KEVIN MDirector
GrantCommon Stock 1,833 $70.93 $130,014.69
Disclosure

SEC source: 0001209191-20-026795 · doc4.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,279.89

F1 · balance_after: The reported transaction involved the crediting of 1,833 deferred stock units granted under the Polaris Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:35 UTC GrantCommon Stock 1,833 $70.93 $130,014.69
Disclosure

SEC source: 0001209191-20-026792 · doc4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,098.67

F1 · balance_after: The reported transaction involved the crediting of 1,833 deferred stock units granted under the Polaris Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:34 UTC GrantCommon Stock 1,833 $70.93 $130,014.69
Disclosure

SEC source: 0001209191-20-026790 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,912.13

F1 · balance_after: The reported transaction involved the crediting of 1,833 deferred stock units granted under the Polaris Inc. 2007 Omnibus Incentive Plan, each of which may be settled in one share of common stock pursuant to the Company's Deferred Compensation Plan for Directors.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:20 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 745.34 $46.12 $34,375.08
Disclosure

SEC source: 0001209191-20-023057 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,289.79

F1 · balance_after: The reported transaction involved the crediting of 745.34 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 745.34 newly acquired CSEs, 594.81 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan, as well as 59.48 CSEs, reflecting CSEs that were initially reported on the reporting person's Form 4/A filed on May 11, 2010 but inadvertently omitted thereafter, which number of CSEs includes adjustments pursuant to a two-for-one stock split effected on September 12, 2011.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:19 UTC GrantCommon Stock 528.51 $46.12 $24,374.88
Disclosure

SEC source: 0001209191-20-023056 · doc4.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134.05

F1 · balance_after: The reported transaction involved the crediting of 528.51 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors in connection with the reporting person's election to defer receipt of their quarterly cash retainer payment. The total reported in column 5 includes the 528.51 newly acquired CSEs, and 28.98 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:17 UTC GrantCommon Stock 501.41 $46.12 $23,125.03
Disclosure

SEC source: 0001209191-20-023054 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,964.91

F1 · balance_after: The reported transaction involved the crediting of 501.41 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 501.41 newly acquired CSEs, and 327.67 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:17 UTC GrantCommon Stock 528.51 $46.12 $24,374.88
Disclosure

SEC source: 0001209191-20-023053 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,628.27

F1 · balance_after: The reported transaction involved the crediting of 528.51 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 528.51 newly acquired CSEs, and 121.22 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:16 UTC GrantCommon Stock 609.82 $46.12 $28,124.90
Disclosure

SEC source: 0001209191-20-023052 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,014.16

F1 · balance_after: The reported transaction involved the crediting of 609.82 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 609.82 newly acquired CSEs, and 260.28 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:16 UTC
FARR KEVIN MDirector
GrantCommon Stock 636.93 $46.12 $29,375.21
Disclosure

SEC source: 0001209191-20-023051 · doc4.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,446.89

F1 · balance_after: The reported transaction involved the crediting of 636.93 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 636.93 newly acquired CSEs, and 173.32 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:15 UTC GrantCommon Stock 596.27 $46.12 $27,499.97
Disclosure

SEC source: 0001209191-20-023050 · doc4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,265.67

F1 · balance_after: The reported transaction involved the crediting of 596.27 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 596.27 newly acquired CSEs, and 318.83 deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 19:15 UTC GrantCommon Stock 555.62 $46.12 $25,625.19
Disclosure

SEC source: 0001209191-20-023049 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,079.14

F1 · balance_after: The reported transaction involved the crediting of 555.62 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 555.62 newly acquired CSEs, and 61.12 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:41 UTC
Musso ChristopherSVP-Electrification Strategy
Tax withholdingCommon Stock 765 $48.15 $36,834.75
Disclosure

SEC source: 0001209191-20-022429 · doc4.xml · nonDerivative · entry 1

Musso Christopher · CIK 0001721367 · SVP-Electrification Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,367

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:29 UTC SaleCommon Stock 38,590.29 $94.50 $3,646,782.41
Disclosure

SEC source: 0001209191-20-006118 · doc4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,350.56

F1 · balance_after: The reported transaction involves the deemed sale of 38,590.29 Common Stock Equivalents (CSEs) granted since 2003, each of which may be settled in one share of Polaris common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors ("DC Plan") in connection with the reporting person's election to diversify such CSEs into alternative investment options available under the DC Plan.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:07 UTC
Wine Scott W.Director · Chief Executive Officer
GrantEmployee Stock Options (right to buy) · Derivative 159,381 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005846 · doc4.xml · derivative · entry 3

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,381

Underlying: Common Stock · 159,381 shares

Expires 2030-01-29

F3 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:07 UTC
Wine Scott W.Director · Chief Executive Officer
Exercise / conversionDeferred Stock Units · Derivative 16,659 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005846 · doc4.xml · derivative · entry 2

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,367

Underlying: Common Stock · 16,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F1 · price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F2 · derivative.exercise_date: At the settlement date elected by the reporting person under the SERP, the reporting person is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F2 · derivative.expiration_date: At the settlement date elected by the reporting person under the SERP, the reporting person is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:07 UTC
Wine Scott W.Director · Chief Executive Officer
GrantCommon Stock 18,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005846 · doc4.xml · nonDerivative · entry 1

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,355

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:05 UTC GrantEmployee Stock Option (right to buy) · Derivative 28,461 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005844 · doc4.xml · derivative · entry 4

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,461

Underlying: Common Stock · 28,461 shares

Expires 2030-01-29

F4 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:05 UTC Tax withholdingCommon Stock 1,537 $94.54 $145,307.98
Disclosure

SEC source: 0001209191-20-005844 · doc4.xml · nonDerivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,573

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:05 UTC GrantCommon Stock 3,040 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005844 · doc4.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,110

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:05 UTC GrantCommon Stock 3,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005844 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,070

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:04 UTC GrantEmployee Stock Option (right to buy) · Derivative 42,123 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005842 · doc4.xml · derivative · entry 8

Speetzen Michael T · CIK 0001531484 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,123

Underlying: Common Stock · 42,123 shares

Expires 2030-01-29

F5 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:04 UTC Tax withholdingCommon Stock 2,663 $94.54 $251,760.02
Disclosure

SEC source: 0001209191-20-005842 · doc4.xml · nonDerivative · entry 3

Speetzen Michael T · CIK 0001531484 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,555

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:04 UTC GrantCommon Stock 5,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005842 · doc4.xml · nonDerivative · entry 2

Speetzen Michael T · CIK 0001531484 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,218

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:04 UTC GrantCommon Stock 4,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005842 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,868

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:01 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantEmployee Stock Option (right to buy) · Derivative 54,645 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005841 · doc4.xml · derivative · entry 4

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,645

Underlying: Common Stock · 54,645 shares

Expires 2030-01-29

F4 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:01 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
Tax withholdingCommon Stock 3,493 $94.54 $330,228.22
Disclosure

SEC source: 0001209191-20-005841 · doc4.xml · nonDerivative · entry 3

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,962

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:01 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantCommon Stock 7,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005841 · doc4.xml · nonDerivative · entry 2

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,455

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 23:01 UTC
Pucel KennethEVP, Global Ops, Eng, & Lean
GrantCommon Stock 6,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005841 · doc4.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,403

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:51 UTC
Mack Robert PaulSVP-Corp Dev & Pres-Adj Market
Exercise / conversionDeferred Stock Units · Derivative 2,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005836 · doc4.xml · derivative · entry 3

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

Underlying: Common Stock · 2,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F2 · price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F3 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F3 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:51 UTC
Mack Robert PaulSVP-Corp Dev & Pres-Adj Market
GrantEmployee Stock Options (right to buy) · Derivative 22,769 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005836 · doc4.xml · derivative · entry 2

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,769

Underlying: Common Stock · 22,769 shares

Expires 2030-01-29

F1 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:51 UTC
Mack Robert PaulSVP-Corp Dev & Pres-Adj Market
GrantCommon Stock 2,645 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005836 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,323

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:53 UTC
Menneto StevenPresident-ORV
GrantEmployee Stock Option (right to buy) · Derivative 28,461 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005837 · doc4.xml · derivative · entry 5

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,461

Underlying: Common Stock · 28,461 shares

Expires 2030-01-29

F5 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:53 UTC
Menneto StevenPresident-ORV
Tax withholdingCommon Stock 708 $94.54 $66,934.32
Disclosure

SEC source: 0001209191-20-005837 · doc4.xml · nonDerivative · entry 3

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,976

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock award.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:53 UTC
Menneto StevenPresident-ORV
GrantCommon Stock 2,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005837 · doc4.xml · nonDerivative · entry 2

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:53 UTC
Menneto StevenPresident-ORV
GrantCommon Stock 3,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005837 · doc4.xml · nonDerivative · entry 1

Menneto Steven · CIK 0001792236 · President-ORV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,495

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:49 UTC
Eastman Stephen L.President - PG&A
Exercise / conversionDeferred Stock Units · Derivative 2,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005834 · doc4.xml · derivative · entry 4

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525

Underlying: Common Stock · 2,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F3 · price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit upon the vesting of such performance restricted stock unit.

F4 · derivative.exercise_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F4 · derivative.expiration_date: At the settlement date elected by the reporting officer under the Issuer's Supplemental/Retirement Savings Plan ("SERP"), the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:49 UTC
Eastman Stephen L.President - PG&A
GrantEmployee Stock Option (right to buy) · Derivative 27,323 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005834 · doc4.xml · derivative · entry 3

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,323

Underlying: Common Stock · 27,323 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:49 UTC
Eastman Stephen L.President - PG&A
GrantCommon Stock 3,174 $94.54 $300,069.96
Disclosure

SEC source: 0001209191-20-005834 · doc4.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,352

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:48 UTC
Dougherty Michael D.President-Motorcycles & Int'l
GrantEmployee Stock Options (right to buy) · Derivative 19,354 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005833 · doc4.xml · derivative · entry 8

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,354

Underlying: Common Stock · 19,354 shares

Expires 2030-01-29

F8 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

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January 29, 2020 Filed Jan 31, 2020 22:48 UTC
Dougherty Michael D.President-Motorcycles & Int'l
Tax withholdingCommon Stock 1,119 $94.54 $105,790.26
Disclosure

SEC source: 0001209191-20-005833 · doc4.xml · nonDerivative · entry 3

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,157

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock award.

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January 29, 2020 Filed Jan 31, 2020 22:48 UTC
Dougherty Michael D.President-Motorcycles & Int'l
GrantCommon Stock 2,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005833 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,276

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

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January 29, 2020 Filed Jan 31, 2020 22:48 UTC
Dougherty Michael D.President-Motorcycles & Int'l
GrantCommon Stock 2,248 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005833 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,087

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January 29, 2020 Filed Jan 31, 2020 22:46 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantEmployee Stock Options (right to buy) · Derivative 31,877 $0.00 Strike: $94.54 $0.00
Disclosure

SEC source: 0001209191-20-005831 · doc4.xml · derivative · entry 3

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,877

Underlying: Common Stock · 31,877 shares

Expires 2030-01-29

F1 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

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January 29, 2020 Filed Jan 31, 2020 22:46 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
GrantCommon Stock 3,703 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005831 · doc4.xml · nonDerivative · entry 2

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,991

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January 29, 2020 Filed Jan 31, 2020 22:46 UTC
Clark Dougherty LucySVP-Gen Counsel & Secretary
Tax withholdingCommon Stock 2,600 $94.54 $245,804.00
Disclosure

SEC source: 0001209191-20-005831 · doc4.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,288

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January 02, 2020 Filed Jan 6, 2020 23:28 UTC
WIEHOFF JOHNDirector
GrantCommon Stock 333.64 $103.03 $34,374.93
Disclosure

SEC source: 0001209191-20-002109 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,890.17

F1 · balance_after: The reported transaction involved the crediting of 333.64 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 333.64 newly acquired CSEs, and 319.06 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2020 Filed Jan 6, 2020 23:27 UTC GrantCommon Stock 236.58 $103.03 $24,374.84
Disclosure

SEC source: 0001209191-20-002108 · doc4.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576.57

F1 · balance_after: The reported transaction involved the crediting of 236.58 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors in connection with the reporting person's election to defer receipt of their quarterly cash retainer payment. The total reported in column 5 includes the 236.58 newly acquired CSEs, and 14.21 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2020 Filed Jan 6, 2020 23:27 UTC GrantCommon Stock 224.45 $103.03 $23,125.08
Disclosure

SEC source: 0001209191-20-002107 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,135.83

F1 · balance_after: The reported transaction involved the crediting of 224.45 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 224.45 newly acquired CSEs, and 175.52 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2020 Filed Jan 6, 2020 23:26 UTC GrantCommon Stock 236.58 $103.03 $24,374.84
Disclosure

SEC source: 0001209191-20-002106 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,978.54

F1 · balance_after: The reported transaction involved the crediting of 236.58 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 236.58 newly acquired CSEs, and 64 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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January 02, 2020 Filed Jan 6, 2020 23:26 UTC GrantCommon Stock 272.98 $103.03 $28,125.13
Disclosure

SEC source: 0001209191-20-002104 · doc4.xml · nonDerivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,144.05

F1 · balance_after: The reported transaction involved the crediting of 272.98 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 272.98 newly acquired CSEs, and 138.85 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.