Last 12 months
Inside the activity.
6 purchase rows · 37 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 21 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 3 |
| Apr 2026 | 2 | 5 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 24, 2019 Filed Jan 23, 2020 02:57 UTC Amendment |
Davidoff Michael J.See Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,545 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0000899243-20-001755 · doc4a.xml · derivative · entry 2 Davidoff Michael J. · CIK 0001777450 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,006 Underlying: Common Stock · 1,545 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F5 · derivative.underlying_shares: The original Form 4, filed on December 27, 2019, is being amended by this Form 4 amendment to reflect the correct amount of underlying securities. Read SEC document |
| December 24, 2019 Filed Jan 23, 2020 02:57 UTC Amendment |
Davidoff Michael J.See Remarks
|
Exercise / conversionCommon Stock | 1,545 | $0.73 | $1,127.85 |
DisclosureSEC source: 0000899243-20-001755 · doc4a.xml · nonDerivative · entry 1 Davidoff Michael J. · CIK 0001777450 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares are subject to a Lock-Up Agreement (the "Lock-up") until January 26, 2020. The terms of the Lock-up permit the exercise of options by the Reporting Person and the shares of Common Stock issued as a result of the exercise are subject to the terms of the Lock-up. No shares of Common Stock were sold by the Reporting Person in connection with the exercise. F2 · balance_after: Includes 11,377 Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2018 Stock Option and Grant Plan. Each RSU represents the right to receive one share of Common Stock. F4 · balance_after: The original Form 4, filed on December 27, 2019, is being amended by this Form 4 amendment to reflect the correct amount of securities beneficially owned following the reported transaction. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:17 UTC |
CAHILL EDWARD LDirector · 10% owner
|
SaleCommon Stock | 2,181,577 | $24.48 | $53,402,823.38 |
DisclosureSEC source: 0000899243-19-029539 · doc4.xml · nonDerivative · entry 1 CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,016,938 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. ("Partners"). HLM Venture Associates II, L.L.C. ("Associates") is the general partner of Partners. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:50 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 3,446 | $24.48 | $84,354.63 |
DisclosureSEC source: 0000899243-19-029554 · doc4.xml · nonDerivative · entry 4 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Special Founders' Fund V, L.P. Disclosed balance after: 31,015 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:50 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 2,360 | $24.48 | $57,770.44 |
DisclosureSEC source: 0000899243-19-029554 · doc4.xml · nonDerivative · entry 3 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Founders' Fund V, L.P. Disclosed balance after: 21,245 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:50 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 6,716 | $24.48 | $164,400.96 |
DisclosureSEC source: 0000899243-19-029554 · doc4.xml · nonDerivative · entry 2 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Entrepreneurs' Fund V, L.P. Disclosed balance after: 60,446 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:50 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 344,599 | $24.48 | $8,435,438.92 |
DisclosureSEC source: 0000899243-19-029554 · doc4.xml · nonDerivative · entry 1 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners V, L.P. Disclosed balance after: 3,101,386 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:24 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
SaleCommon Stock | 84,272 | $24.48 | $2,062,894.29 |
DisclosureSEC source: 0000899243-19-029545 · doc4.xml · nonDerivative · entry 2 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 159,164 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:24 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
SaleCommon Stock | 1,915,728 | $24.48 | $46,895,105.71 |
DisclosureSEC source: 0000899243-19-029545 · doc4.xml · nonDerivative · entry 1 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,618,234 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:28 UTC |
Perricelli ScottDirector
|
SaleCommon Stock | 84,272 | $24.48 | $2,062,894.29 |
DisclosureSEC source: 0000899243-19-029549 · doc4.xml · nonDerivative · entry 2 Perricelli Scott · CIK 0001776725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 159,164 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:28 UTC |
Perricelli ScottDirector
|
SaleCommon Stock | 1,915,728 | $24.48 | $46,895,105.71 |
DisclosureSEC source: 0000899243-19-029549 · doc4.xml · nonDerivative · entry 1 Perricelli Scott · CIK 0001776725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,618,234 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:23 UTC |
Pegus CherylDirector
|
SaleCommon Stock | 500,000 | $24.48 | $12,239,500.00 |
DisclosureSEC source: 0000899243-19-029544 · doc4.xml · nonDerivative · entry 1 Pegus Cheryl · CIK 0001572448 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Echo Health Ventures LLC Disclosed balance after: 1,681,439 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Shares held directly by Echo Health Ventures LLC. Echo Health Ventures LLC is a joint venture between Cascadia Echo Holdings Company, LLC and Mosaic Health Solutions, LLC. Cascadia Echo Holdings LLC is a subsidiary of Cambia Health Solutions, LLC. The reporting person is the Chief Medical Officer and Senior Vice President of Cambia Health Solutions, LLC. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:21 UTC |
HLM VENTURE PARTNERS II, L.P.10% owner
HLM VENTURE ASSOCIATES II, LLC10% owner
GRUA PETER J10% owner
|
SaleCommon Stock | 2,181,577 | $24.48 | $53,402,823.38 |
DisclosureSEC source: 0000899243-19-029541 · doc4.xml · nonDerivative · entry 1 HLM VENTURE PARTNERS II, L.P. · CIK 0001340660 · 10% owner HLM VENTURE ASSOCIATES II, LLC · CIK 0001591541 · 10% owner GRUA PETER J · CIK 0001242813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,016,938 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.direct: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:01 UTC |
Indig ChaimDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,800 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0000899243-19-029151 · doc4.xml · derivative · entry 2 Indig Chaim · CIK 0001776732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,750 Underlying: Common Stock · 3,800 shares Expires 2023-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:01 UTC |
Indig ChaimDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 3,800 | $0.84 | $3,192.00 |
DisclosureSEC source: 0000899243-19-029151 · doc4.xml · nonDerivative · entry 1 Indig Chaim · CIK 0001776732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares are subject to a Lock-Up Agreement (the "Lock-up") until March 11, 2020, except that, during the period beginning January 27, 2020 and through the expiration of the lock-up period, such shares may be traded pursuant to a plan adopted in accordance with Rule 10b5-1 of the Exchange Act. The terms of the Lock-up permit the exercise of options by the Reporting Person and the shares of Common Stock issued as a result of the exercise are subject to the terms of the Lock-up. No shares of Common Stock were sold by the Reporting Person in connection with the exercise. F2 · balance_after: Includes 255,993 Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2018 Stock Option and Grant Plan. Each RSU represents the right to receive one share of Common Stock. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:00 UTC |
Altier ThomasChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 41,666 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0000899243-19-029149 · doc4.xml · derivative · entry 2 Altier Thomas · CIK 0001777448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,343 Underlying: Common Stock · 41,666 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:00 UTC |
Altier ThomasChief Financial Officer
|
Exercise / conversionCommon Stock | 41,666 | $0.84 | $34,999.44 |
DisclosureSEC source: 0000899243-19-029149 · doc4.xml · nonDerivative · entry 1 Altier Thomas · CIK 0001777448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares are subject to a Lock-Up Agreement (the "Lock-up") until January 26, 2020. The terms of the Lock-up permit the exercise of options by the Reporting Person and the shares of Common Stock issued as a result of the exercise are subject to the terms of the Lock-up. No shares of Common Stock were sold by the Reporting Person in connection with the exercise. F2 · balance_after: Includes 11,377 Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2018 Stock Option and Grant Plan. Each RSU represents the right to receive one share of Common Stock. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:00 UTC |
Roberts EvanChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,800 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0000899243-19-029148 · doc4.xml · derivative · entry 2 Roberts Evan · CIK 0001776704 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,750 Underlying: Common Stock · 223,750 shares Expires 2023-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:00 UTC |
Roberts EvanChief Operating Officer
|
Exercise / conversionCommon Stock | 3,800 | $0.84 | $3,192.00 |
DisclosureSEC source: 0000899243-19-029148 · doc4.xml · nonDerivative · entry 1 Roberts Evan · CIK 0001776704 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares are subject to a Lock-Up Agreement (the "Lock-up") until January 26, 2020. The terms of the Lock-up permit the exercise of options by the Reporting Person and the shares of Common Stock issued as a result of the exercise are subject to the terms of the Lock-up. No shares of Common Stock were sold by the Reporting Person in connection with the exercise. F2 · balance_after: Includes 11,377 Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2018 Stock Option and Grant Plan. Each RSU represents the right to receive one share of Common Stock. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionSenior B Preferred Stock · Derivative | 113,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 10 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 51,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionSenior B Preferred Stock · Derivative | 2,591,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 9 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,179,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionSenior A Preferred Stock · Derivative | 489,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 8 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 222,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionSenior A Preferred Stock · Derivative | 11,133,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 7 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 5,066,835 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
SaleCommon Stock | 31,323 | $18.00 | $563,814.00 |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 6 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 243,436 F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
SaleCommon Stock | 712,065 | $18.00 | $12,817,170.00 |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 5 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,533,962 F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionCommon Stock | 51,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 4 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 274,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionCommon Stock | 1,179,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 3 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,246,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionCommon Stock | 222,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 2 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 222,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:15 UTC |
LLR Capital IV, LLC10% owner
LLR EQUITY PARTNERS IV, L.P.10% owner
LLR Capital IV, L.P.10% owner
|
ConversionCommon Stock | 5,066,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 1 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,066,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
HLM VENTURE PARTNERS II, L.P.10% owner
HLM VENTURE ASSOCIATES II, LLC10% owner
CAHILL EDWARD LDirector · 10% owner
GRUA PETER J10% owner
|
ConversionSenior A Preferred Stock · Derivative | 911,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020232 · doc4.xml · derivative · entry 5 HLM VENTURE PARTNERS II, L.P. · CIK 0001340660 · 10% owner HLM VENTURE ASSOCIATES II, LLC · CIK 0001591541 · 10% owner CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner GRUA PETER J · CIK 0001242813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 414,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
HLM VENTURE PARTNERS II, L.P.10% owner
HLM VENTURE ASSOCIATES II, LLC10% owner
CAHILL EDWARD LDirector · 10% owner
GRUA PETER J10% owner
|
ConversionJunior Convertible Preferred Stock · Derivative | 9,500,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020232 · doc4.xml · derivative · entry 4 HLM VENTURE PARTNERS II, L.P. · CIK 0001340660 · 10% owner HLM VENTURE ASSOCIATES II, LLC · CIK 0001591541 · 10% owner CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner GRUA PETER J · CIK 0001242813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 4,323,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
HLM VENTURE PARTNERS II, L.P.10% owner
HLM VENTURE ASSOCIATES II, LLC10% owner
CAHILL EDWARD LDirector · 10% owner
GRUA PETER J10% owner
|
SaleCommon Stock | 540,229 | $18.00 | $9,724,122.00 |
DisclosureSEC source: 0000899243-19-020232 · doc4.xml · nonDerivative · entry 3 HLM VENTURE PARTNERS II, L.P. · CIK 0001340660 · 10% owner HLM VENTURE ASSOCIATES II, LLC · CIK 0001591541 · 10% owner CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner GRUA PETER J · CIK 0001242813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,198,515 F4 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
HLM VENTURE PARTNERS II, L.P.10% owner
HLM VENTURE ASSOCIATES II, LLC10% owner
CAHILL EDWARD LDirector · 10% owner
GRUA PETER J10% owner
|
ConversionCommon Stock | 414,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020232 · doc4.xml · nonDerivative · entry 2 HLM VENTURE PARTNERS II, L.P. · CIK 0001340660 · 10% owner HLM VENTURE ASSOCIATES II, LLC · CIK 0001591541 · 10% owner CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner GRUA PETER J · CIK 0001242813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,738,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
HLM VENTURE PARTNERS II, L.P.10% owner
HLM VENTURE ASSOCIATES II, LLC10% owner
CAHILL EDWARD LDirector · 10% owner
GRUA PETER J10% owner
|
ConversionCommon Stock | 4,323,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020232 · doc4.xml · nonDerivative · entry 1 HLM VENTURE PARTNERS II, L.P. · CIK 0001340660 · 10% owner HLM VENTURE ASSOCIATES II, LLC · CIK 0001591541 · 10% owner CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner GRUA PETER J · CIK 0001242813 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,323,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
CAHILL EDWARD LDirector · 10% owner
|
ConversionSenior A Preferred Stock · Derivative | 911,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020230 · doc4.xml · derivative · entry 5 CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 414,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
CAHILL EDWARD LDirector · 10% owner
|
ConversionJunior Convertible Preferred Stock · Derivative | 9,500,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020230 · doc4.xml · derivative · entry 4 CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 4,323,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
CAHILL EDWARD LDirector · 10% owner
|
SaleCommon Stock | 540,229 | $18.00 | $9,724,122.00 |
DisclosureSEC source: 0000899243-19-020230 · doc4.xml · nonDerivative · entry 3 CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,198,515 F4 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
CAHILL EDWARD LDirector · 10% owner
|
ConversionCommon Stock | 414,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020230 · doc4.xml · nonDerivative · entry 2 CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,738,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
CAHILL EDWARD LDirector · 10% owner
|
ConversionCommon Stock | 4,323,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020230 · doc4.xml · nonDerivative · entry 1 CAHILL EDWARD L · CIK 0001025665 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,323,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
ConversionJunior Convertible Preferred Stock · Derivative | 84,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · derivative · entry 12 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Special Founders' Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 38,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
ConversionJunior Convertible Preferred Stock · Derivative | 57,631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · derivative · entry 11 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Founders' Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 26,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
ConversionJunior Convertible Preferred Stock · Derivative | 163,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · derivative · entry 10 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Entrepreneurs' Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 74,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
ConversionJunior Convertible Preferred Stock · Derivative | 8,413,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · derivative · entry 9 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,828,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 3,828 | $18.00 | $68,904.00 |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · nonDerivative · entry 8 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Special Founders' Fund V, L.P. Disclosed balance after: 34,461 F3 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 2,622 | $18.00 | $47,196.00 |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · nonDerivative · entry 7 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Founders' Fund V, L.P. Disclosed balance after: 23,605 F3 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 7,462 | $18.00 | $134,316.00 |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · nonDerivative · entry 6 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Entrepreneurs' Fund V, L.P. Disclosed balance after: 67,162 F3 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
SaleCommon Stock | 382,887 | $18.00 | $6,891,966.00 |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · nonDerivative · entry 5 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners V, L.P. Disclosed balance after: 3,445,985 F3 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
ConversionCommon Stock | 38,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · nonDerivative · entry 4 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Special Founders' Fund V, L.P. Disclosed balance after: 38,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
|
ConversionCommon Stock | 26,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · nonDerivative · entry 3 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Founders' Fund V, L.P. Disclosed balance after: 26,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:16 UTC |
Polaris Venture Partners V, L.P.10% owner
Flint Jonathan A10% owner
MCGUIRE TERRANCE10% owner
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ConversionCommon Stock | 74,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020231 · doc4.xml · nonDerivative · entry 2 Polaris Venture Management Co. V, L.L.C. · CIK 0001439589 · 10% owner Polaris Venture Partners Founders' Fund V, L.P. · CIK 0001439588 · 10% owner Polaris Venture Partners V, L.P. · CIK 0001439590 · 10% owner Polaris Venture Partners Entrepreneurs' Fund V, L.P. · CIK 0001439587 · 10% owner Polaris Venture Partners Special Founders' Fund V, L.P. · CIK 0001439586 · 10% owner Flint Jonathan A · CIK 0001295676 · 10% owner MCGUIRE TERRANCE · CIK 0001117003 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Polaris Venture Partners Entrepreneurs' Fund V, L.P. Disclosed balance after: 74,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date. F2 · ownership.nature: Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.