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Perricelli Scott

Disclosed activity across 1 company

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142643
SEC CIK
0001776725

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Phreesia, Inc.

Report date June 11, 2020 · Filed February 16, 2021

Section 16 reporting ended · disclosed 2021-02-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2020-06-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-06-11 · Other · Disposed 3,618,234 · Balance 0

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F2: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2020-06-11 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-11 · Other · Disposed 159,164 · Balance 0

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F4: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote551,319 Reported balance After 2020-06-11 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-06-11 · Other · Acquired 551,319 · Balance 551,319

F5: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities and expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F6: Shares held directly by LLR Capital IV, L.P.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2020-06-11 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2020-06-11 · Other · Disposed 551,319 · Balance 0

F7: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners.

F6: Shares held directly by LLR Capital IV, L.P.

Common StockSEC Table I · non-derivativeIndirectSee Footnote21,543 Reported balance After 2020-06-11 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2020-06-11 · Other · Acquired 21,543 · Balance 21,543

F9: Represents the receipt of shares of Common Stock of the Issuer by The 2014 Perricelli Investment Trust by virtue of the pro-rata in-kind distributions described above. The Reporting Person expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect44,770 Reported balance After 2020-06-11 transaction · row 5
1 source row

Row 5 · 2020-06-11 · Other · Acquired 44,770 · Balance 44,770

F8: (Represents the receipt of shares of Common Stock of the Issuer by the Reporting Person by virtue of the pro-rata in-kind distributions described above.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F2: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F4: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F5: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities and expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F6: Shares held directly by LLR Capital IV, L.P.

F7: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners.

F8: (Represents the receipt of shares of Common Stock of the Issuer by the Reporting Person by virtue of the pro-rata in-kind distributions described above.

F9: Represents the receipt of shares of Common Stock of the Issuer by The 2014 Perricelli Investment Trust by virtue of the pro-rata in-kind distributions described above. The Reporting Person expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2020 Filed Feb 16, 2021 17:39 UTC Phreesia, Inc. PHR · Entity 2606 OtherCommon Stock 21,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 6

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,543

F9 · kind: Represents the receipt of shares of Common Stock of the Issuer by The 2014 Perricelli Investment Trust by virtue of the pro-rata in-kind distributions described above. The Reporting Person expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F9 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by The 2014 Perricelli Investment Trust by virtue of the pro-rata in-kind distributions described above. The Reporting Person expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:39 UTC Phreesia, Inc. PHR · Entity 2606 OtherCommon Stock 44,770 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 5

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,770

F8 · kind: (Represents the receipt of shares of Common Stock of the Issuer by the Reporting Person by virtue of the pro-rata in-kind distributions described above.

Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:39 UTC Phreesia, Inc. PHR · Entity 2606 OtherCommon Stock 551,319 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 4

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners.

F6 · ownership.nature: Shares held directly by LLR Capital IV, L.P.

Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:39 UTC Phreesia, Inc. PHR · Entity 2606 OtherCommon Stock 551,319 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 3

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 551,319

F5 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities and expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F6 · ownership.nature: Shares held directly by LLR Capital IV, L.P.

Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:39 UTC Phreesia, Inc. PHR · Entity 2606 OtherCommon Stock 159,164 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 2

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F4 · ownership.nature: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:39 UTC Phreesia, Inc. PHR · Entity 2606 OtherCommon Stock 3,618,234 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 1

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F2 · ownership.nature: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:28 UTC Phreesia, Inc. PHR · Entity 2606 SaleCommon Stock 84,272 $24.48 $2,062,894.29
Disclosure

SEC source: 0000899243-19-029549 · doc4.xml · nonDerivative · entry 2

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 159,164

F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein.

F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:28 UTC Phreesia, Inc. PHR · Entity 2606 SaleCommon Stock 1,915,728 $24.48 $46,895,105.71
Disclosure

SEC source: 0000899243-19-029549 · doc4.xml · nonDerivative · entry 1

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,618,234

F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein.

F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionSenior B Preferred Stock · Derivative 113,980 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · derivative · entry 10

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 51,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionSenior B Preferred Stock · Derivative 2,591,062 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · derivative · entry 9

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,179,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionSenior A Preferred Stock · Derivative 489,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · derivative · entry 8

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 222,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionSenior A Preferred Stock · Derivative 11,133,455 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · derivative · entry 7

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,066,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 SaleCommon Stock 31,323 $18.00 $563,814.00
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · nonDerivative · entry 6

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 243,436

F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 SaleCommon Stock 712,065 $18.00 $12,817,170.00
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · nonDerivative · entry 5

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,533,962

F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionCommon Stock 51,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · nonDerivative · entry 4

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 274,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionCommon Stock 1,179,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · nonDerivative · entry 3

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,246,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.

F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionCommon Stock 222,887 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · nonDerivative · entry 2

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 222,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC Phreesia, Inc. PHR · Entity 2606 ConversionCommon Stock 5,066,835 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020226 · doc4.xml · nonDerivative · entry 1

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,066,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.

F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.