organization · Reporting owner

LLR Capital IV, L.P.

Disclosed activity across 2 companies

Tapewire entity: 87475
SEC CIK: 0001777472

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GPGI, Inc.

Report date September 17, 2024 · Filed September 17, 2024

Jointly reported with LLR EQUITY PARTNERS IV, L.P., LLR EQUITY PARTNERS PARALLEL IV, L.P., LLR Capital IV, LLC

Section 16 reporting ended · disclosed 2024-09-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	29,774,258	Reported balance After 2024-09-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-09-17 · Exercise / conversion · Acquired 29,774,258 · Balance 29,774,258 F1: On September 17, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto, LLR Equity Partners IV, L.P. voluntarily exchanged 28,519,690 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 1,254,568 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 1,254,568 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange.
Class A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2024-09-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-09-17 · Sale · Disposed 29,774,258 · Balance 0 F2: As part of the transactions described in the Current Report on Form 8-K filed on September 17, 2024 by CompoSecure, Inc., on September 17, 2024 LLR Equity Partners IV, L.P. sold 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 1,254,568 shares of Class A Common Stock, in each case to Resolute Compo Holdings LLC.
Class B Common StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2024-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2024-09-17 · Exercise / conversion · Disposed 29,774,258 · Balance 0 F1: On September 17, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto, LLR Equity Partners IV, L.P. voluntarily exchanged 28,519,690 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 1,254,568 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 1,254,568 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange. F3: Total amount does not include 43,320 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors until his resignation on September 17, 2024. Mr. Hollin disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: On September 17, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto, LLR Equity Partners IV, L.P. voluntarily exchanged 28,519,690 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 1,254,568 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 1,254,568 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange.

F2: As part of the transactions described in the Current Report on Form 8-K filed on September 17, 2024 by CompoSecure, Inc., on September 17, 2024 LLR Equity Partners IV, L.P. sold 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 1,254,568 shares of Class A Common Stock, in each case to Resolute Compo Holdings LLC.

F3: Total amount does not include 43,320 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors until his resignation on September 17, 2024. Mr. Hollin disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P.

Phreesia, Inc.

Report date June 11, 2020 · Filed February 16, 2021

Jointly reported with LLR Capital IV, LLC, LLR EQUITY PARTNERS IV, L.P., LLR EQUITY PARTNERS PARALLEL IV, L.P.

Section 16 reporting ended · disclosed 2021-02-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2020-06-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-06-11 · Other · Disposed 3,618,234 · Balance 0 F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P. F2: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2020-06-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-06-11 · Other · Disposed 159,164 · Balance 0 F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P. F4: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	Last balance in matching sequence After 2020-06-11 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2020-06-11 · Other · Acquired 551,319 · Balance 551,319 F5: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. F6: Shares held directly by LLR Capital IV, L.P. Row 4 · 2020-06-11 · Other · Disposed 551,319 · Balance 0 F7: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners. F6: Shares held directly by LLR Capital IV, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F2: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F4: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F5: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F6: Shares held directly by LLR Capital IV, L.P.

F7: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 17, 2024 Filed Sep 17, 2024 18:46 UTC	GPGI, Inc. CMPO · Entity 4098	Exercise / conversionClass B Common Stock · Derivative	29,774,258	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-24-100741 · tm2424170-2_4seq1.xml · derivative · entry 3 LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner LLR Capital IV, LLC · CIK 0001777454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,774,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On September 17, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto, LLR Equity Partners IV, L.P. voluntarily exchanged 28,519,690 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 1,254,568 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 1,254,568 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange. F3 · price: Total amount does not include 43,320 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors until his resignation on September 17, 2024. Mr. Hollin disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. F3 · derivative.exercise_date: Total amount does not include 43,320 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors until his resignation on September 17, 2024. Mr. Hollin disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. F3 · derivative.expiration_date: Total amount does not include 43,320 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors until his resignation on September 17, 2024. Mr. Hollin disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. F3 · balance_after: Total amount does not include 43,320 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors until his resignation on September 17, 2024. Mr. Hollin disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. Read SEC document
September 17, 2024 Filed Sep 17, 2024 18:46 UTC	GPGI, Inc. CMPO · Entity 4098	SaleClass A Common Stock	29,774,258	$7.55	$224,795,647.90	Disclosure SEC source: 0001104659-24-100741 · tm2424170-2_4seq1.xml · nonDerivative · entry 2 LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner LLR Capital IV, LLC · CIK 0001777454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: As part of the transactions described in the Current Report on Form 8-K filed on September 17, 2024 by CompoSecure, Inc., on September 17, 2024 LLR Equity Partners IV, L.P. sold 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 1,254,568 shares of Class A Common Stock, in each case to Resolute Compo Holdings LLC. Read SEC document
September 17, 2024 Filed Sep 17, 2024 18:46 UTC	GPGI, Inc. CMPO · Entity 4098	Exercise / conversionClass A Common Stock	29,774,258	$0.00	$0.00	Disclosure SEC source: 0001104659-24-100741 · tm2424170-2_4seq1.xml · nonDerivative · entry 1 LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner LLR Capital IV, LLC · CIK 0001777454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,774,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 17, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto, LLR Equity Partners IV, L.P. voluntarily exchanged 28,519,690 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 1,254,568 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 1,254,568 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange. Read SEC document
May 13, 2024 Filed May 13, 2024 21:53 UTC	GPGI, Inc. CMPO · Entity 4098	Exercise / conversionClass B Common Stock · Derivative	4,752,150	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-24-060778 · tm249311-7_4seq1.xml · derivative · entry 3 LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner LLR Capital IV, LLC · CIK 0001777454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,774,258 Underlying: Class A Common Stock · 4,572,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 13, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto (the "Exchange Agreement"), LLR Equity Partners IV, L.P. voluntarily exchanged 4,551,913 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 200,237 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 200,237 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange. F3 · price: Total amount includes 28,519,690 shares of Class B Common Stock and 1,254,568 shares of Class B Common Stock and a corresponding number of Class B Common Units issued by Holdings that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, pursuant to the Exchange Agreement, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Total amount does not include 20,829 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors. Mr. Hollins disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. F3 · derivative.exercise_date: Total amount includes 28,519,690 shares of Class B Common Stock and 1,254,568 shares of Class B Common Stock and a corresponding number of Class B Common Units issued by Holdings that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, pursuant to the Exchange Agreement, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Total amount does not include 20,829 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors. Mr. Hollins disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. F3 · derivative.expiration_date: Total amount includes 28,519,690 shares of Class B Common Stock and 1,254,568 shares of Class B Common Stock and a corresponding number of Class B Common Units issued by Holdings that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, pursuant to the Exchange Agreement, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Total amount does not include 20,829 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors. Mr. Hollins disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. F3 · balance_after: Total amount includes 28,519,690 shares of Class B Common Stock and 1,254,568 shares of Class B Common Stock and a corresponding number of Class B Common Units issued by Holdings that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, pursuant to the Exchange Agreement, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Total amount does not include 20,829 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors. Mr. Hollins disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. Read SEC document
May 13, 2024 Filed May 13, 2024 21:53 UTC	GPGI, Inc. CMPO · Entity 4098	SaleClass A Common Stock	4,752,150	$6.50	$30,888,975.00	Disclosure SEC source: 0001104659-24-060778 · tm249311-7_4seq1.xml · nonDerivative · entry 2 LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner LLR Capital IV, LLC · CIK 0001777454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: As described in the prospectus supplement, dated May 8, 2024, filed by the Company on May 9, 2024, in connection with an underwritten registered secondary public offering (the "Offering") and sale of Class A Common Stock of CompoSecure, Inc. by certain of its selling stockholders, LLR Equity Partners IV, L.P. sold 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 200,237 shares of Class A Common Stock at a purchase price of $6.50 per share. Read SEC document
May 13, 2024 Filed May 13, 2024 21:53 UTC	GPGI, Inc. CMPO · Entity 4098	Exercise / conversionClass A Common Stock	4,752,150	$0.00	$0.00	Disclosure SEC source: 0001104659-24-060778 · tm249311-7_4seq1.xml · nonDerivative · entry 1 LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner LLR Capital IV, LLC · CIK 0001777454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,752,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 13, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto (the "Exchange Agreement"), LLR Equity Partners IV, L.P. voluntarily exchanged 4,551,913 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 200,237 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 200,237 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange. Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:47 UTC	Phreesia, Inc. PHR · Entity 2606	OtherCommon Stock	551,319	$0.00	$0.00	Disclosure SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 4 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F7 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners. F6 · ownership.direct: Shares held directly by LLR Capital IV, L.P. Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:47 UTC	Phreesia, Inc. PHR · Entity 2606	OtherCommon Stock	551,319	$0.00	$0.00	Disclosure SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 3 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,319 F5 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. F6 · ownership.direct: Shares held directly by LLR Capital IV, L.P. Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:47 UTC	Phreesia, Inc. PHR · Entity 2606	OtherCommon Stock	159,164	$0.00	$0.00	Disclosure SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 2 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P. F4 · ownership.nature: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
June 11, 2020 Filed Feb 16, 2021 17:47 UTC	Phreesia, Inc. PHR · Entity 2606	OtherCommon Stock	3,618,234	$0.00	$0.00	Disclosure SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 1 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P. F2 · ownership.nature: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:24 UTC	Phreesia, Inc. PHR · Entity 2606	SaleCommon Stock	84,272	$24.48	$2,062,894.29	Disclosure SEC source: 0000899243-19-029545 · doc4.xml · nonDerivative · entry 2 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 159,164 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:24 UTC	Phreesia, Inc. PHR · Entity 2606	SaleCommon Stock	1,915,728	$24.48	$46,895,105.71	Disclosure SEC source: 0000899243-19-029545 · doc4.xml · nonDerivative · entry 1 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,618,234 F1 · kind: These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 12, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionSenior B Preferred Stock · Derivative	113,980	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 10 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 51,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionSenior B Preferred Stock · Derivative	2,591,062	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 9 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,179,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F4 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionSenior A Preferred Stock · Derivative	489,756	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 8 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 222,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionSenior A Preferred Stock · Derivative	11,133,455	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · derivative · entry 7 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 5,066,835 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	SaleCommon Stock	31,323	$18.00	$563,814.00	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 6 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 243,436 F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	SaleCommon Stock	712,065	$18.00	$12,817,170.00	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 5 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,533,962 F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionCommon Stock	51,872	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 4 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 274,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionCommon Stock	1,179,192	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 3 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,246,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionCommon Stock	222,887	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 2 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 222,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F3 · ownership.nature: Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:15 UTC	Phreesia, Inc. PHR · Entity 2606	ConversionCommon Stock	5,066,835	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-020227 · doc4.xml · nonDerivative · entry 1 LLR Capital IV, LLC · CIK 0001777454 · 10% owner LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner LLR Capital IV, L.P. · CIK 0001777472 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,066,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date. F2 · ownership.nature: Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.