PHR

SEC source: 0000899243-20-022171 · doc4.xml · derivative · entry 3

Smith Mark Douglas · CIK 0001756253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,193

Underlying: Common Stock · 6,000 shares

Expires 2028-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 27,306 options vested and became exercisable on September 5, 2019, with 25% of the remainder vesting on September 5, 2019 and 75% of the remainder vesting in thirty-six (36) equal monthly installments thereafter.

SEC source: 0000899243-20-022171 · doc4.xml · nonDerivative · entry 2

Smith Mark Douglas · CIK 0001756253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.73 to $30.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: This amount includes Restricted Stock Units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-022171 · doc4.xml · nonDerivative · entry 1

Smith Mark Douglas · CIK 0001756253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes Restricted Stock Units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-021196 · doc4.xml · derivative · entry 4

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,030

Underlying: Common Stock · 7,000 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

SEC source: 0000899243-20-021196 · doc4.xml · nonDerivative · entry 2

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,392

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-021196 · doc4.xml · nonDerivative · entry 1

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-020059 · doc4.xml · nonDerivative · entry 5

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,467

F5 · kind: This sale was effected by the Reporting Person for his personal tax planning purposes.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.8750 to $29.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6) to this Form 4.

SEC source: 0000899243-20-020059 · doc4.xml · nonDerivative · entry 4

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,547

F4 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Associates, to its members.

SEC source: 0000899243-20-020059 · doc4.xml · nonDerivative · entry 3

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Associates, to its members.

F3 · ownership.nature: These shares are held directly by Associates. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Associates and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-20-020059 · doc4.xml · nonDerivative · entry 2

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,112

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by HLM Venture Partners II, L.P. ("Partners"), to its general and limited partners.

F3 · ownership.nature: These shares are held directly by Associates. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Associates and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-20-020059 · doc4.xml · nonDerivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by HLM Venture Partners II, L.P. ("Partners"), to its general and limited partners.

F2 · ownership.nature: These shares are held directly by Partners. HLM Venture Associates II, L.L.C. ("Associates") is the general partner of Partners. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-20-020100 · doc4.xml · nonDerivative · entry 1

Goldstein Lainie · CIK 0001399513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,764

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in four substantially equal annual installments beginning on July 20, 2021.

F1 · balance_after: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in four substantially equal annual installments beginning on July 20, 2021.

SEC source: 0000899243-20-025458 · doc4a.xml · nonDerivative · entry 2

Goldstein Lainie · CIK 0001399513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,291

F1 · shares: The original Form 4, filed on July 22, 2020, is being amended by this Form 4 amendment to reflect the grant of 5,527 Restricted Stock Units ("RSUs") to the Reporting Person on July 20, 2020 that was inadvertently omitted.

F3 · shares: The shares reported in this transaction represent RSUs issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) July 20, 2021, and (ii) the next annual meeting of the Issuer's stockholders.

F4 · balance_after: These shares represent RSUs.

SEC source: 0000899243-20-025458 · doc4a.xml · nonDerivative · entry 1

Goldstein Lainie · CIK 0001399513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,764

F1 · shares: The original Form 4, filed on July 22, 2020, is being amended by this Form 4 amendment to reflect the grant of 5,527 Restricted Stock Units ("RSUs") to the Reporting Person on July 20, 2020 that was inadvertently omitted.

F2 · shares: The shares reported in this transaction represent RSUs issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in four substantially equal annual installments beginning on July 20, 2021.

F4 · balance_after: These shares represent RSUs.

SEC source: 0000899243-20-019826 · doc4.xml · derivative · entry 3

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,285

Underlying: Common Stock · 2,500 shares

Expires 2026-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of this option vested and became exercisable on October 17, 2017, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

SEC source: 0000899243-20-019826 · doc4.xml · nonDerivative · entry 2

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,150

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.14 to $29.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-019826 · doc4.xml · nonDerivative · entry 1

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-019825 · doc4.xml · derivative · entry 4

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 38,683 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

SEC source: 0000899243-20-019825 · doc4.xml · nonDerivative · entry 2

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,963

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-019825 · doc4.xml · nonDerivative · entry 1

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 46,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-019829 · doc4.xml · nonDerivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,810

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) July 8, 2021, and (ii) the next annual meeting of the Issuer's stockholders.

F2 · balance_after: A portion of these shares represent RSUs.

SEC source: 0000899243-20-019834 · doc4.xml · nonDerivative · entry 1

Weintraub Michael · CIK 0001776800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,484

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) July 8, 2021, and (ii) the next annual meeting of the Issuer's stockholders.

F2 · balance_after: A portion of these shares represent RSUs.

SEC source: 0000899243-20-019833 · doc4.xml · nonDerivative · entry 1

Smith Mark Douglas · CIK 0001756253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) July 8, 2021, and (ii) the next annual meeting of the Issuer's stockholders.

F2 · balance_after: Consists of RSUs.

SEC source: 0000899243-20-019831 · doc4.xml · nonDerivative · entry 1

Munson Gillian · CIK 0001592494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) July 8, 2021, and (ii) the next annual meeting of the Issuer's stockholders.

F2 · balance_after: A portion of these shares represent RSUs.

SEC source: 0000899243-20-019824 · doc4.xml · nonDerivative · entry 1

Pegus Cheryl · CIK 0001572448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,158

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) July 8, 2021, and (ii) the next annual meeting of the Issuer's stockholders.

F2 · balance_after: A portion of these shares represent RSUs.

SEC source: 0000950123-20-006693 · doc4.xml · nonDerivative · entry 1

Roberts Evan · CIK 0001776704 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,299

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.21 to $28.645 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000950123-20-006691 · doc4.xml · derivative · entry 3

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,003

Underlying: Common Stock · 1,376 shares

Expires 2028-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of this option vested and became exercisable on October 17, 2017, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

SEC source: 0000950123-20-006691 · doc4.xml · nonDerivative · entry 2

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,177

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.98 to $28.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000950123-20-006691 · doc4.xml · nonDerivative · entry 1

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001562180-21-005907 · primarydocument.xml · derivative · entry 1

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,380

Underlying: Common Stock · 1,376 shares

Expires 2028-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of this option vested and became exercisable on August 7, 2019, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

F3 · derivative.exercise_date: The original Form 4, filed on July 6, 2020, is being amended by this Form 4 amendment to correct the vesting schedule of this grant.

F4 · balance_after: The original Form 4, filed on July 6, 2020, is being amended by this Form 4 amendment to correct the number of derivative securities beneficially owned by the Reporting Person after the reported transaction.

SEC source: 0000899243-20-017277 · doc4.xml · derivative · entry 3

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,785

Underlying: Common Stock · 2,500 shares

Expires 2026-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of this option vested and became exercisable on October 17, 2017, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

SEC source: 0000899243-20-017277 · doc4.xml · nonDerivative · entry 2

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,150

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.91 to $29.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-017277 · doc4.xml · nonDerivative · entry 1

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-018938 · doc4.xml · nonDerivative · entry 4

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

F4 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Associates, to its members.

SEC source: 0000899243-20-018938 · doc4.xml · nonDerivative · entry 3

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Associates, to its members.

F3 · ownership.nature: These shares are held directly by Associates. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Associates and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-20-018938 · doc4.xml · nonDerivative · entry 2

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 99,424

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by HLM Venture Partners II, L.P. ("Partners"), to its general and limited partners.

F3 · ownership.nature: These shares are held directly by Associates. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Associates and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-20-018938 · doc4.xml · nonDerivative · entry 1

CAHILL EDWARD L · CIK 0001025665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,550,000

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by HLM Venture Partners II, L.P. ("Partners"), to its general and limited partners.

F2 · ownership.nature: These shares are held directly by Partners. HLM Venture Associates II, L.L.C. ("Associates") is the general partner of Partners. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein.

SEC source: 0000899243-20-016692 · doc4.xml · nonDerivative · entry 1

Munson Gillian · CIK 0001592494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,048

F1 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-016575 · doc4.xml · derivative · entry 2

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,252

Underlying: Common Stock · 13,084 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

SEC source: 0000899243-20-016575 · doc4.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 4

LLR Capital IV, LLC · CIK 0001777454 · 10% owner

LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner

LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner

LLR Capital IV, L.P. · CIK 0001777472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F7 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners.

F6 · ownership.direct: Shares held directly by LLR Capital IV, L.P.

SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 3

LLR Capital IV, LLC · CIK 0001777454 · 10% owner

LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner

LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner

LLR Capital IV, L.P. · CIK 0001777472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,319

F5 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F6 · ownership.direct: Shares held directly by LLR Capital IV, L.P.

SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 2

LLR Capital IV, LLC · CIK 0001777454 · 10% owner

LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner

LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner

LLR Capital IV, L.P. · CIK 0001777472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F4 · ownership.nature: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

SEC source: 0000899243-21-006588 · doc4.xml · nonDerivative · entry 1

LLR Capital IV, LLC · CIK 0001777454 · 10% owner

LLR EQUITY PARTNERS IV, L.P. · CIK 0001543672 · 10% owner

LLR EQUITY PARTNERS PARALLEL IV, L.P. · CIK 0001553824 · 10% owner

LLR Capital IV, L.P. · CIK 0001777472 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F2 · ownership.nature: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 6

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,543

F9 · kind: Represents the receipt of shares of Common Stock of the Issuer by The 2014 Perricelli Investment Trust by virtue of the pro-rata in-kind distributions described above. The Reporting Person expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F9 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by The 2014 Perricelli Investment Trust by virtue of the pro-rata in-kind distributions described above. The Reporting Person expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 5

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,770

F8 · kind: (Represents the receipt of shares of Common Stock of the Issuer by the Reporting Person by virtue of the pro-rata in-kind distributions described above.

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 4

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F7 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Capital IV, L.P. without consideration to its partners.

F6 · ownership.nature: Shares held directly by LLR Capital IV, L.P.

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 3

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 551,319

F5 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnotes (1) and (3). The shares are held by LLR Capital IV, L.P. The Reporting Person is the general partner of LLR Capital IV, L.P. Each of these entities and expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

F6 · ownership.nature: Shares held directly by LLR Capital IV, L.P.

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 2

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners Parallel IV, L.P. ("LLR Parallel IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F4 · ownership.nature: Shares held directly by LLR Parallel IV. LLR Capital IV, L.P. is the general partner of LLR Parallel IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.

SEC source: 0000899243-21-006585 · doc4.xml · nonDerivative · entry 1

Perricelli Scott · CIK 0001776725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by LLR Equity Partners IV, L.P. ("LLR IV") without consideration to its limited partners and its general partner, LLR Capital IV, L.P.

F2 · ownership.nature: Shares held directly by LLR IV. LLR Capital IV, L.P. is the general partner of LLR IV. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.