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Nasdaq · USD

PHIO

Phio Pharmaceuticals Corp.

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Tapewire entity
7889
SEC CIK
0001533040
Parsed reports
166

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202620
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2017 Filed Jun 22, 2017 11:49 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 5,000 $0.62 $3,100.00
Disclosure

SEC source: 0001209191-17-041289 · doc4.xml · nonDerivative · entry 2

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,583

Read SEC document
June 22, 2017 Filed Jun 22, 2017 11:49 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 5,000 $0.63 $3,150.00
Disclosure

SEC source: 0001209191-17-041289 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,583

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:55 UTC
Eliseev AlexeyChief Business Officer
ConversionSeries C Convertible Preferred Stock, $0.0001 par value · Derivative 332,499 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039027 · doc4.xml · derivative · entry 2

Eliseev Alexey · CIK 0001694380 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 332,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into common stock upon approval by the Company's stockholders in accordance with the stockholder approval requirements of Nasdaq Marketplace Rule 5635 without payment of consideration. The Series C Convertible Preferred Stock have no expiration.

F1 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into common stock upon approval by the Company's stockholders in accordance with the stockholder approval requirements of Nasdaq Marketplace Rule 5635 without payment of consideration. The Series C Convertible Preferred Stock have no expiration.

F1 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into common stock upon approval by the Company's stockholders in accordance with the stockholder approval requirements of Nasdaq Marketplace Rule 5635 without payment of consideration. The Series C Convertible Preferred Stock have no expiration.

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June 09, 2017 Filed Jun 9, 2017 21:55 UTC
Eliseev AlexeyChief Business Officer
ConversionCommon stock, $0.0001 par value 332,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039027 · doc4.xml · nonDerivative · entry 1

Eliseev Alexey · CIK 0001694380 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series C Convertible Preferred Stock automatically converted into common stock upon approval by the Company's stockholders in accordance with the stockholder approval requirements of Nasdaq Marketplace Rule 5635 without payment of consideration. The Series C Convertible Preferred Stock have no expiration.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 01:13 UTC GrantStock option (right to buy) · Derivative 3,500 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001209191-17-038449 · doc4.xml · derivative · entry 1

Freeman Jonathan E · CIK 0001708133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common stock · 3,500 shares

Expires 2027-06-06

F1 · derivative.exercise_date: The stock option vests in equal quarterly installments over one year beginning on the first quarterly anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 10:52 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 10,000 $0.65 $6,480.00
Disclosure

SEC source: 0001209191-17-028187 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,583

Read SEC document
April 24, 2017 Filed Apr 26, 2017 22:36 UTC
Dispersyn GerritChief Development Officer
GrantStock option (right to buy) · Derivative 95,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001209191-17-028260 · doc4.xml · derivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common stock · 95,000 shares

Expires 2027-04-24

F1 · derivative.exercise_date: The stock option vests in equal monthly installments over four years beginning on the first monthly anniversary of the grant date.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 09:16 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 15 $0.77 $11.48
Disclosure

SEC source: 0001209191-17-021599 · doc4.xml · nonDerivative · entry 3

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,583

Read SEC document
March 17, 2017 Filed Mar 20, 2017 09:16 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 665 $0.77 $508.79
Disclosure

SEC source: 0001209191-17-021599 · doc4.xml · nonDerivative · entry 2

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,568

Read SEC document
March 17, 2017 Filed Mar 20, 2017 09:16 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 9,320 $0.77 $7,171.74
Disclosure

SEC source: 0001209191-17-021599 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,903

Read SEC document
February 17, 2017 Filed Feb 21, 2017 07:11 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 2,917 $0.70 $2,027.32
Disclosure

SEC source: 0001209191-17-012427 · doc4.xml · nonDerivative · entry 3

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,583

Read SEC document
February 17, 2017 Filed Feb 21, 2017 07:11 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 6,883 $0.69 $4,765.79
Disclosure

SEC source: 0001209191-17-012427 · doc4.xml · nonDerivative · entry 2

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,666

Read SEC document
February 17, 2017 Filed Feb 21, 2017 07:11 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 200 $0.69 $138.30
Disclosure

SEC source: 0001209191-17-012427 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,783

Read SEC document
February 08, 2017 Filed Feb 8, 2017 11:43 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 10,000 $0.69 $6,850.00
Disclosure

SEC source: 0001209191-17-008542 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,583

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:17 UTC
Pavco PamelaChief Development Officer
GrantStock option (right to buy) · Derivative 7,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007724 · doc4.xml · derivative · entry 1

Pavco Pamela · CIK 0001426651 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests in equal monthly installments over four years beginning on the first monthly anniversary of the grant date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:14 UTC
CAUWENBERGH GEERTDirector · President & CEO
GrantStock option (right to buy) · Derivative 13,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007720 · doc4.xml · derivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests in a one-quarter installment on the one year anniversary of the grant date and in monthly installments thereafter over the remaining three years.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:20 UTC GrantStock option (right to buy) · Derivative 2,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007732 · doc4.xml · derivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests in equal quarterly installments over one year beginning on the first quarterly anniversary of the grant date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:24 UTC GrantStock option (right to buy) · Derivative 2,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007746 · doc4.xml · derivative · entry 1

Lockshin Curtis · CIK 0001383556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests in equal quarterly installments over one year beginning on the first quarterly anniversary of the grant date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:21 UTC GrantStock option (right to buy) · Derivative 2,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007738 · doc4.xml · derivative · entry 1

Brownlie Keith L · CIK 0001518575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests in equal quarterly installments over one year beginning on the first quarterly anniversary of the grant date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:22 UTC GrantStock option (right to buy) · Derivative 2,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007742 · doc4.xml · derivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests in equal quarterly installments over one year beginning on the first quarterly anniversary of the grant date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:16 UTC
Kontulis CaitlinSecretary & Dir. of Finance
GrantStock option (right to buy) · Derivative 2,500 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007722 · doc4.xml · derivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & Dir. of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests 12.5% on the six month anniversary of the grant date, 12.5% on the one year anniversary of the grant date, and 25% on each of the second, third, and fourth anniversaries of the grant date thereafter.

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January 25, 2017 Filed Jan 26, 2017 08:05 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 9,700 $0.70 $6,758.96
Disclosure

SEC source: 0001209191-17-005642 · doc4.xml · nonDerivative · entry 2

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,583

Read SEC document
January 25, 2017 Filed Jan 26, 2017 08:05 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 300 $0.69 $207.00
Disclosure

SEC source: 0001209191-17-005642 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,883

Read SEC document
January 19, 2017 Filed Jan 19, 2017 13:48 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 600 $0.69 $416.94
Disclosure

SEC source: 0001209191-17-004383 · doc4.xml · nonDerivative · entry 3

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,583

Read SEC document
January 19, 2017 Filed Jan 19, 2017 13:48 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 3,000 $0.69 $2,083.80
Disclosure

SEC source: 0001209191-17-004383 · doc4.xml · nonDerivative · entry 2

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,983

Read SEC document
January 19, 2017 Filed Jan 19, 2017 13:48 UTC
CAUWENBERGH GEERTDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 6,400 $0.70 $4,448.00
Disclosure

SEC source: 0001209191-17-004383 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,983

Read SEC document
December 30, 2016 Filed Jan 3, 2017 06:39 UTC
CAUWENBERGH GEERTDirector · President & CEO
GrantCommon stock, $0.0001 par value 2,000 $0.73 $1,452.00
Disclosure

SEC source: 0001209191-17-000003 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,583

Read SEC document
December 23, 2016 Filed Dec 27, 2016 06:43 UTC
CAUWENBERGH GEERTDirector · President & CEO
GrantCommon stock, $0.0001 par value 3,000 $0.72 $2,157.00
Disclosure

SEC source: 0001209191-16-156732 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,500

Read SEC document
December 22, 2016 Filed Dec 23, 2016 06:12 UTC
CAUWENBERGH GEERTDirector · President & CEO
GrantCommon stock, $0.0001 par value 3,000 $0.75 $2,247.00
Disclosure

SEC source: 0001209191-16-156612 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,583

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:25 UTC
Pavco PamelaChief Development Officer
GrantCommon stock warrant · Derivative 11,111 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-16-156235 · doc4.xml · derivative · entry 2

Pavco Pamela · CIK 0001426651 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common stock · 11,111 shares

Expires 2021-12-21

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:25 UTC
Pavco PamelaChief Development Officer
GrantCommon stock, $0.0001 par value 11,111 $0.90 $9,999.90
Disclosure

SEC source: 0001209191-16-156235 · doc4.xml · nonDerivative · entry 1

Pavco Pamela · CIK 0001426651 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,173

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:33 UTC
CAUWENBERGH GEERTDirector · President & CEO
GrantCommon stock warrant · Derivative 33,333 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-16-156238 · doc4.xml · derivative · entry 4

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common stock · 33,333 shares

Expires 2021-12-21

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:33 UTC
CAUWENBERGH GEERTDirector · President & CEO
GrantCommon stock, $0.0001 par value 33,333 $0.90 $29,999.70
Disclosure

SEC source: 0001209191-16-156238 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,583

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.