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Dorman H. Paul

Disclosed activity across 1 company

Tapewire entity
130336
SEC CIK
0001575028

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Phio Pharmaceuticals Corp.PHIO · Entity 7889DirectorFebruary 15, 2022February 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Phio Pharmaceuticals Corp.

Report date February 15, 2022 · Filed February 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, $0.0001 par valueSEC Table I · non-derivativeDirect20,370 Reported balance After 2022-02-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-02-15 · Grant · Acquired 10,000 · Balance 20,370

F1: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2: Includes shares of common stock underlying unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2: Includes shares of common stock underlying unvested restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 01:05 UTC Phio Pharmaceuticals Corp. PHIO · Entity 7889 GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010388 · doc4.xml · nonDerivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,370

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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March 01, 2021 Filed Mar 4, 2021 02:05 UTC Phio Pharmaceuticals Corp. PHIO · Entity 7889 GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017575 · doc4.xml · nonDerivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,370

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

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February 13, 2019 Filed Feb 16, 2019 02:08 UTC Phio Pharmaceuticals Corp. PHIO · Entity 7889 GrantCommon stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010827 · doc4.xml · nonDerivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,375

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

Read SEC document
August 01, 2018 Filed Aug 4, 2018 01:35 UTC Phio Pharmaceuticals Corp. RXII · Entity 7889 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045459 · doc4.xml · nonDerivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,375

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:22 UTC Phio Pharmaceuticals Corp. RXII · Entity 7889 GrantStock option (right to buy) · Derivative 2,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001209191-17-007742 · doc4.xml · derivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: The stock option vests in equal quarterly installments over one year beginning on the first quarterly anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.