Last 12 months
Inside the activity.
12 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 5 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 21, 2019 00:38 UTC |
Bitterman Robert JDirector
|
GrantCommon stock, $0.0001 par value | 300,000 | $0.10 | $30,000.00 |
DisclosureSEC source: 0001209191-19-057518 · doc4.xml · nonDerivative · entry 1 Bitterman Robert J · CIK 0001304395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,440 F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 00:35 UTC |
Dispersyn GerritPresident & CEO
|
GrantCommon stock, $0.0001 par value | 350,000 | $0.10 | $35,000.00 |
DisclosureSEC source: 0001209191-19-057511 · doc4.xml · nonDerivative · entry 1 Dispersyn Gerrit · CIK 0001704417 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,817 F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 00:32 UTC |
Kontulis CaitlinSecretary & VP Finance & Admin
|
GrantCommon stock, $0.0001 par value | 237,500 | $0.10 | $23,750.00 |
DisclosureSEC source: 0001209191-19-057506 · doc4.xml · nonDerivative · entry 1 Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,030 F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 00:24 UTC |
Ferrara Robert LDirector
|
GrantCommon stock, $0.0001 par value | 127,500 | $0.10 | $12,750.00 |
DisclosureSEC source: 0001209191-19-057494 · doc4.xml · nonDerivative · entry 1 Ferrara Robert L · CIK 0001792987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:41 UTC |
CAUWENBERGH GEERTDirector
|
Tax withholdingCommon stock, $0.0001 par value | 1,751 | $0.40 | $705.65 |
DisclosureSEC source: 0001209191-19-044370 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,841 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Read SEC document |
| August 01, 2019 Filed Aug 3, 2019 00:36 UTC |
Dispersyn GerritPresident & CEO
|
Tax withholdingCommon stock, $0.0001 par value | 1,236 | $0.40 | $498.11 |
DisclosureSEC source: 0001209191-19-044367 · doc4.xml · nonDerivative · entry 1 Dispersyn Gerrit · CIK 0001704417 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,817 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Read SEC document |
| August 01, 2019 Filed Aug 3, 2019 00:34 UTC |
Kontulis CaitlinSecretary & VP Finance & Admin
|
Tax withholdingCommon stock, $0.0001 par value | 749 | $0.40 | $301.85 |
DisclosureSEC source: 0001209191-19-044365 · doc4.xml · nonDerivative · entry 1 Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,530 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 20:25 UTC |
Barrett John AChief Development Officer
|
GrantCommon stock, $0.0001 par value | 222,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025841 · doc4.xml · nonDerivative · entry 1 Barrett John A · CIK 0001388395 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,991 F1 · shares: This amount is comprised entirely of Restricted Stock Units which shall vest in equal installments over four years, with the first installment on April 22, 2020 and the last installment on April 22, 2023, subject to continued employment with the Company on the applicable vesting date. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 02:01 UTC |
Dispersyn GerritPresident & CEO
|
GrantCommon Stock | 407,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017201 · doc4.xml · nonDerivative · entry 1 Dispersyn Gerrit · CIK 0001704417 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,053 F1 · shares: As reported on the Current Report on Form 8-K filed on February 15, 2019 and pursuant to the reporting person's appointment as CEO, the securities reported represent shares underlying a restricted stock unit, of which shares will vest in four equal annual installments. Additionally, the reporting person's right to receive the underlying shares at vesting is subject to stockholder approval of an increase in the authorized shares under the Company's equity compensation plan. In the event that such an increase is not approved, then no shares will be issued at the applicable vesting date. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 09:24 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 152,415 | $0.38 | $57,887.22 |
DisclosureSEC source: 0001209191-19-014816 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,592 F1 · kind: As reported on the Current Report on Form 8-K filed on February 15, 2019, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on February 28, 2019, the reporting person received a total of 152,415 shares of common stock from the Company in lieu of $57,887 of cash compensation, which includes a portion of the reporting person's deferred annual bonus for 2018 that was payable on such date. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 08:54 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 22,279 | $0.36 | $8,096.19 |
DisclosureSEC source: 0001209191-19-010898 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,177 F1 · kind: As reported on the Current Report on Form 8-K filed on February 15, 2019, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on February 15, 2019, the reporting person received a total of 22,279 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:05 UTC |
Bitterman Robert JDirector
|
GrantCommon stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010824 · doc4.xml · nonDerivative · entry 1 Bitterman Robert J · CIK 0001304395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,440 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:09 UTC |
Lockshin CurtisDirector
|
GrantCommon stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010828 · doc4.xml · nonDerivative · entry 1 Lockshin Curtis · CIK 0001383556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,130 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:06 UTC |
Brownlie Keith LDirector
|
GrantCommon stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010825 · doc4.xml · nonDerivative · entry 1 Brownlie Keith L · CIK 0001518575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:11 UTC |
Freeman Jonathan EDirector
|
GrantCommon stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010830 · doc4.xml · nonDerivative · entry 1 Freeman Jonathan E · CIK 0001708133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:08 UTC |
Dorman H. PaulDirector
|
GrantCommon stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010827 · doc4.xml · nonDerivative · entry 1 Dorman H. Paul · CIK 0001575028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,375 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:02 UTC |
Kontulis CaitlinSecretary & Sr. Dir. Finance
|
GrantCommon stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010822 · doc4.xml · nonDerivative · entry 1 Kontulis Caitlin · CIK 0001570511 · Secretary & Sr. Dir. Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,214 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:00 UTC |
Dispersyn GerritPresident & COO
|
GrantCommon stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010820 · doc4.xml · nonDerivative · entry 1 Dispersyn Gerrit · CIK 0001704417 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,350 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 11:16 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon Stock, $0.0001 par value | 21,470 | $0.38 | $8,096.34 |
DisclosureSEC source: 0001209191-19-006663 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,898 F1 · kind: As reported on the Current Report on Form 8-K filed on September 4, 2018 and December 21, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on February 1, 2019, the reporting person received a total of 21,470 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 10:25 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 23,729 | $0.34 | $8,096.33 |
DisclosureSEC source: 0001209191-19-004688 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,428 F1 · kind: As reported on the Current Report on Form 8-K filed on September 4, 2018 and December 21, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on January 18, 2019, the reporting person received a total of 23,729 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 09:14 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 23,139 | $0.35 | $8,096.34 |
DisclosureSEC source: 0001209191-19-002394 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,699 F1 · kind: As reported on the Current Report on Form 8-K filed on September 4, 2018 and December 21, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on January 4, 2019, the reporting person received a total of 23,139 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 09:20 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 27,445 | $0.30 | $8,096.28 |
DisclosureSEC source: 0001209191-18-064049 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,560 F1 · kind: As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on December 21, 2018, the reporting person received a total of 27,445 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 09:34 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 21,882 | $0.37 | $8,096.34 |
DisclosureSEC source: 0001209191-18-061677 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,115 F1 · kind: As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on December 7, 2018, the reporting person received a total of 21,882 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 09:29 UTC |
CAUWENBERGH GEERTDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 25,941 | $0.31 | $8,096.19 |
DisclosureSEC source: 0001209191-18-059875 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,233 F1 · kind: As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on November 23, 2018, the reporting person received a total of 25,941 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 09:24 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
GrantCommon stock, $0.0001 par value | 18,698 | $0.43 | $8,096.23 |
DisclosureSEC source: 0001209191-18-058091 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,292 F1 · kind: As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on November 9, 2018, the reporting person received a total of 18,698 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 09:26 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
GrantCommon stock, $0.0001 par value | 18,519 | $0.44 | $8,096.51 |
DisclosureSEC source: 0001209191-18-056341 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,594 F1 · kind: As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on October 26, 2018, the reporting person received a total of 18,519 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 09:24 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
GrantCommon stock, $0.0001 par value | 17,230 | $0.47 | $8,096.38 |
DisclosureSEC source: 0001209191-18-054919 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,075 F1 · kind: As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on October 12, 2018, the reporting person received a total of 17,230 shares of common stock from the Company in lieu of $8,096.16 of cash compensation, which includes base salary, that was payable on such date. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 12:40 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
GrantCommon stock, $0.0001 par value | 73,587 | $1.17 | $86,096.79 |
DisclosureSEC source: 0001209191-18-052657 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,845 F1 · kind: As reported on a Current Report on Form 8-K filed on September 4, 2018, the reporting person has elected to receive a portion of his compensation in stock in lieu of cash. Accordingly, on September 28, 2018, the reporting person received a total of 73,587 shares of common stock from the Company in lieu of $86,096.16 of cash compensation that was payable on such date, which includes base salary and a portion of the reporting person's deferred annual bonus for 2017, which was paid on September 28, 2018. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:29 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
GrantStock option (right to buy) · Derivative | 21,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-18-045456 · doc4.xml · derivative · entry 3 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common stock · 21,000 shares Expires 2028-08-01 F2 · derivative.exercise_date: The stock option will vest in four equal annual installments. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:29 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045456 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,258 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:31 UTC |
Bitterman Robert JDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045457 · doc4.xml · nonDerivative · entry 1 Bitterman Robert J · CIK 0001304395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,440 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:37 UTC |
Lockshin CurtisDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045461 · doc4.xml · nonDerivative · entry 1 Lockshin Curtis · CIK 0001383556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,130 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:32 UTC |
Brownlie Keith LDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045458 · doc4.xml · nonDerivative · entry 1 Brownlie Keith L · CIK 0001518575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:36 UTC |
Freeman Jonathan EDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045460 · doc4.xml · nonDerivative · entry 1 Freeman Jonathan E · CIK 0001708133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:35 UTC |
Dorman H. PaulDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045459 · doc4.xml · nonDerivative · entry 1 Dorman H. Paul · CIK 0001575028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,375 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:28 UTC |
Dispersyn GerritChief Development Officer
|
GrantStock option (right to buy) · Derivative | 16,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-18-045455 · doc4.xml · derivative · entry 2 Dispersyn Gerrit · CIK 0001704417 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common stock · 16,000 shares Expires 2028-08-01 F2 · derivative.exercise_date: The stock option will vest in four equal annual installments. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:28 UTC |
Dispersyn GerritChief Development Officer
|
GrantCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045455 · doc4.xml · nonDerivative · entry 1 Dispersyn Gerrit · CIK 0001704417 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,350 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:28 UTC |
Kontulis CaitlinSecretary & Dir. of Finance
|
GrantStock option (right to buy) · Derivative | 10,500 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-18-045454 · doc4.xml · derivative · entry 2 Kontulis Caitlin · CIK 0001570511 · Secretary & Dir. of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common stock · 10,500 shares Expires 2028-08-01 F2 · derivative.exercise_date: The stock option will vest in four equal annual installments. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:28 UTC |
Kontulis CaitlinSecretary & Dir. of Finance
|
GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045454 · doc4.xml · nonDerivative · entry 1 Kontulis Caitlin · CIK 0001570511 · Secretary & Dir. of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,024 F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in four equal annual installments. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 15:44 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
PurchaseCommon stock, $0.0001 par value | 7,100 | $0.45 | $3,195.00 |
DisclosureSEC source: 0001209191-17-054555 · doc4.xml · nonDerivative · entry 3 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,583 Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 15:44 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
PurchaseCommon stock, $0.0001 par value | 200 | $0.46 | $92.00 |
DisclosureSEC source: 0001209191-17-054555 · doc4.xml · nonDerivative · entry 2 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,483 Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 15:44 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
PurchaseCommon stock, $0.0001 par value | 2,700 | $0.44 | $1,188.00 |
DisclosureSEC source: 0001209191-17-054555 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,283 Read SEC document |
| September 07, 2017 Filed Sep 7, 2017 20:17 UTC |
Eliseev AlexeyChief Business Officer
|
SaleCommon stock, par value $0.0001 | 58,712 | $0.53 | $31,017.55 |
DisclosureSEC source: 0001209191-17-051978 · doc4.xml · nonDerivative · entry 3 Eliseev Alexey · CIK 0001694380 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,312 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $0.52 and the highest price at which shares were sold was $0.545.The reporting person hereby undertakes to provide upon request to the SEC staff or other appropriate persons full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 20:17 UTC |
Eliseev AlexeyChief Business Officer
|
SaleCommon stock, par value $0.0001 | 91,907 | $0.54 | $49,308.11 |
DisclosureSEC source: 0001209191-17-051978 · doc4.xml · nonDerivative · entry 2 Eliseev Alexey · CIK 0001694380 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,024 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $0.525 and the highest price at which shares were sold was $0.561.The reporting person hereby undertakes to provide upon request to the SEC staff or other appropriate persons full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 20:17 UTC |
Eliseev AlexeyChief Business Officer
|
SaleCommon stock, par value $0.0001 | 26,181 | $0.56 | $14,585.44 |
DisclosureSEC source: 0001209191-17-051978 · doc4.xml · nonDerivative · entry 1 Eliseev Alexey · CIK 0001694380 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,931 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $0.55 and the highest price at which shares were sold was $0.58.The reporting person hereby undertakes to provide upon request to the SEC staff or other appropriate persons full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 20:33 UTC |
Eliseev AlexeyChief Business Officer
|
SaleCommon stock, $0.0001 par value | 23,200 | $0.57 | $13,182.24 |
DisclosureSEC source: 0001209191-17-051112 · doc4.xml · nonDerivative · entry 1 Eliseev Alexey · CIK 0001694380 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127,112 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $0.58 and the lowest price at which shares were sold was $0.56.The reporting person hereby undertakes to provide upon request to the SEC staff or other appropriate persons full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 11:55 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
PurchaseCommon stock, $0.0001 par value | 739 | $0.56 | $413.84 |
DisclosureSEC source: 0001209191-17-050044 · doc4.xml · nonDerivative · entry 3 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,583 Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 11:55 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
PurchaseCommon stock, $0.0001 par value | 4,361 | $0.55 | $2,398.55 |
DisclosureSEC source: 0001209191-17-050044 · doc4.xml · nonDerivative · entry 2 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,844 Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 11:55 UTC |
CAUWENBERGH GEERTDirector · President & CEO
|
PurchaseCommon stock, $0.0001 par value | 4,900 | $0.55 | $2,670.50 |
DisclosureSEC source: 0001209191-17-050044 · doc4.xml · nonDerivative · entry 1 CAUWENBERGH GEERT · CIK 0001285648 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,483 Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 12:23 UTC |
Dispersyn GerritChief Development Officer
|
PurchaseCommon stock, $0.0001 par value | 3,500 | $0.62 | $2,170.00 |
DisclosureSEC source: 0001209191-17-041790 · doc4.xml · nonDerivative · entry 1 Dispersyn Gerrit · CIK 0001704417 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.