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Nasdaq · USD

PHIO

Phio Pharmaceuticals Corp.

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Tapewire entity
7889
SEC CIK
0001533040
Parsed reports
166

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202620
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2024 Filed Feb 21, 2024 00:03 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
Tax withholdingCommon stock, $0.0001 par value 523 $0.66 $345.18
Disclosure

SEC source: 0001683168-24-001086 · ownership.xml · nonDerivative · entry 2

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,978

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:03 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
Tax withholdingCommon stock, $0.0001 par value 658 $0.65 $427.70
Disclosure

SEC source: 0001683168-24-001086 · ownership.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,501

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 23:00 UTC
Bitterman Robert JDirector · President & CEO
Tax withholdingCommon stock, $0.0001 par value 917 $1.51 $1,384.67
Disclosure

SEC source: 0001209191-23-051706 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,294

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 22:00 UTC
Bitterman Robert JDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 1,000 $2.84 $2,840.00
Disclosure

SEC source: 0001209191-23-041254 · doc4.xml · nonDerivative · entry 2

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,211

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:00 UTC
Bitterman Robert JDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 1,000 $2.88 $2,880.00
Disclosure

SEC source: 0001209191-23-041254 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,211

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 21:00 UTC PurchaseCommon stock, $0.0001 par value 2,000 $3.10 $6,200.00
Disclosure

SEC source: 0001209191-23-037408 · doc4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:00 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
Tax withholdingCommon stock, $0.0001 par value 335 $5.49 $1,839.15
Disclosure

SEC source: 0001209191-23-015880 · doc4.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,159

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 20, 2023 Filed Feb 23, 2023 00:00 UTC
Bitterman Robert JDirector · President & CEO
GrantCommon stock, $0.0001 par value 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011909 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,211

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in two equal annual installments commencing on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 26, 2023, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-12.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 19:15 UTC GrantCommon stock, $0.0001 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011926 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,235

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 26, 2023, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-12.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 19:10 UTC GrantCommon stock, $0.0001 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011920 · doc4.xml · nonDerivative · entry 1

BRADFORD PATRICIA A · CIK 0001313325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 26, 2023, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-12.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 19:30 UTC GrantCommon stock, $0.0001 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011942 · doc4.xml · nonDerivative · entry 1

Lockshin Curtis · CIK 0001383556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 26, 2023, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-12.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:25 UTC GrantCommon stock, $0.0001 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011937 · doc4.xml · nonDerivative · entry 1

Freeman Jonathan E · CIK 0001708133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 26, 2023, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-12.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:20 UTC GrantCommon stock, $0.0001 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011932 · doc4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 26, 2023, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-12.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:05 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
GrantCommon stock, $0.0001 par value 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011911 · doc4.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,494

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:30 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
Tax withholdingCommon stock, $0.0001 par value 657 $5.20 $3,416.40
Disclosure

SEC source: 0001209191-23-010876 · doc4.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,994

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 26, 2023, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-12.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 22:00 UTC
Bitterman Robert JDirector · Interim Executive Chairman
PurchaseCommon stock, $0.0001 par value 2,000 $0.39 $780.00
Disclosure

SEC source: 0001209191-22-061471 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,541

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 21:30 UTC
Bitterman Robert JDirector · Interim Executive Chairman
PurchaseCommon stock, $0.0001 par value 2,000 $0.39 $780.00
Disclosure

SEC source: 0001209191-22-060358 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,541

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:30 UTC
Bitterman Robert JDirector · Interim Executive Chairman
PurchaseCommon stock, $0.0001 par value 2,000 $0.43 $860.00
Disclosure

SEC source: 0001209191-22-060009 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,541

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:30 UTC PurchaseCommon stock, $0.0001 par value 5,000 $0.41 $2,041.00
Disclosure

SEC source: 0001209191-22-059702 · doc4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.4075 to $0.4089. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
November 29, 2022 Filed Nov 29, 2022 21:30 UTC
Bitterman Robert JDirector · Interim Executive Chairman
PurchaseCommon stock, $0.0001 par value 215 $0.40 $86.00
Disclosure

SEC source: 0001209191-22-058942 · doc4.xml · nonDerivative · entry 2

Bitterman Robert J · CIK 0001304395 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,541

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:30 UTC
Bitterman Robert JDirector · Interim Executive Chairman
PurchaseCommon stock, $0.0001 par value 2,500 $0.42 $1,050.00
Disclosure

SEC source: 0001209191-22-058942 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,326

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:30 UTC PurchaseCommon stock, $0.0001 par value 2,000 $0.41 $819.80
Disclosure

SEC source: 0001209191-22-058862 · doc4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 16, 2022 22:06 UTC
Bitterman Robert JDirector · Interim Executive Chairman
PurchaseSeries D Preferred Stock, $0.0001 par value 1 $1,750.00 $1,750.00
Disclosure

SEC source: 0001209191-22-057333 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · balance_after: The outstanding share of Series D Preferred Stock shall be redeemed in whole, but not in part, at any time: (i) if such redemption is approved by the Board of Directors in its sole discretion or (ii) automatically and effective upon the approval of an amendment to the Certificate of Incorporation to implement a reverse stock split. Upon redemption, the share of Series D Preferred Stock will receive consideration of $1,750.00 in cash.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 00:01 UTC GrantCommon stock, $0.0001 par value 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051984 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,826

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
August 09, 2022 Filed Sep 26, 2022 19:00 UTC GrantCommon stock, $0.0001 par value 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051302 · doc4.xml · nonDerivative · entry 1

BRADFORD PATRICIA A · CIK 0001313325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:13 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
Tax withholdingCommon stock, $0.0001 par value 4,011 $0.82 $3,293.03
Disclosure

SEC source: 0001209191-22-015894 · doc4.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,815

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:12 UTC
Dispersyn GerritDirector · President & CEO
Tax withholdingCommon stock, $0.0001 par value 8,954 $0.82 $7,351.23
Disclosure

SEC source: 0001209191-22-015893 · doc4.xml · nonDerivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,327

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 20:01 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010377 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,822

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 00:59 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010372 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,826

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 20:12 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010405 · doc4.xml · nonDerivative · entry 1

Lockshin Curtis · CIK 0001383556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,366

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:10 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
GrantCommon stock, $0.0001 par value 68,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010402 · doc4.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,826

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:08 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010396 · doc4.xml · nonDerivative · entry 1

Freeman Jonathan E · CIK 0001708133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,364

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:05 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010388 · doc4.xml · nonDerivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,370

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:06 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010391 · doc4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:03 UTC
Dispersyn GerritDirector · President & CEO
GrantCommon stock, $0.0001 par value 126,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010384 · doc4.xml · nonDerivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,281

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 13:11 UTC
Dispersyn GerritDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 6,000 $1.63 $9,780.00
Disclosure

SEC source: 0001209191-21-051759 · doc4.xml · nonDerivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,281

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 12:05 UTC
Dispersyn GerritDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 1,953 $2.56 $4,999.68
Disclosure

SEC source: 0001209191-21-018054 · doc4.xml · nonDerivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,281

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 02:05 UTC PurchaseCommon stock, $0.0001 par value 682 $3.15 $2,148.30
Disclosure

SEC source: 0001209191-21-017572 · doc4.xml · nonDerivative · entry 2

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
March 03, 2021 Filed Mar 4, 2021 02:00 UTC
Dispersyn GerritDirector · President & CEO
PurchaseCommon stock, $0.0001 par value 2,500 $3.03 $7,575.00
Disclosure

SEC source: 0001209191-21-017569 · doc4.xml · nonDerivative · entry 2

Dispersyn Gerrit · CIK 0001704417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,328

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:05 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017573 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,822

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:05 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017570 · doc4.xml · nonDerivative · entry 1

Bitterman Robert J · CIK 0001304395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,826

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:05 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017571 · doc4.xml · nonDerivative · entry 1

Lockshin Curtis · CIK 0001383556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,366

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:05 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017575 · doc4.xml · nonDerivative · entry 1

Dorman H. Paul · CIK 0001575028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,370

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

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March 01, 2021 Filed Mar 4, 2021 02:05 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017574 · doc4.xml · nonDerivative · entry 1

Freeman Jonathan E · CIK 0001708133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,364

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

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March 01, 2021 Filed Mar 4, 2021 02:05 UTC GrantCommon stock, $0.0001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017572 · doc4.xml · nonDerivative · entry 1

Ferrara Robert L · CIK 0001792987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,318

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date.

F2 · balance_after: Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

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March 01, 2021 Filed Mar 4, 2021 02:00 UTC
Dispersyn GerritDirector · President & CEO
GrantCommon stock, $0.0001 par value 68,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017569 · doc4.xml · nonDerivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,828

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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March 01, 2021 Filed Mar 4, 2021 02:00 UTC
Kontulis CaitlinSecretary & VP Finance & Admin
GrantCommon stock, $0.0001 par value 34,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017568 · doc4.xml · nonDerivative · entry 1

Kontulis Caitlin · CIK 0001570511 · Secretary & VP Finance & Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,826

F1 · shares: Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

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August 19, 2020 Filed Aug 19, 2020 21:00 UTC
Dispersyn GerritPresident & CEO
PurchaseCommon stock, $0.0001 par value 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001209191-20-047533 · doc4.xml · nonDerivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,377

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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March 01, 2020 Filed Mar 4, 2020 01:27 UTC
Dispersyn GerritPresident & CEO
Tax withholdingCommon stock, $0.0001 par value 673 $2.93 $1,971.89
Disclosure

SEC source: 0001209191-20-015801 · doc4.xml · nonDerivative · entry 1

Dispersyn Gerrit · CIK 0001704417 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,628

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares of common stock underlying unvested restricted stock units. Effective as of 12:01 a.m. Eastern Time on January 15, 2020, the issuer effected a reverse split of its outstanding shares of common stock at a ratio of 1-for-55.

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November 18, 2019 Filed Nov 20, 2019 19:27 UTC GrantCommon stock, $0.0001 par value 225,000 $0.10 $22,500.00
Disclosure

SEC source: 0001209191-19-057497 · doc4.xml · nonDerivative · entry 1

CAUWENBERGH GEERT · CIK 0001285648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,841

F1 · balance_after: Includes shares of common stock underlying unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.