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PHIN

PHINIA INC.

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SEC CIK
0001968915
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471

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0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202602
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 18, 2023 Filed Jul 21, 2023 00:15 UTC
Dori SebastianVP and CPO*
GrantCommon Stock 1,680 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000967 · form4.xml · nonDerivative · entry 3

Dori Sebastian · CIK 0001983614 · VP and CPO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,709

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 409 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:15 UTC
Dori SebastianVP and CPO*
GrantCommon Stock 4,648 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000967 · form4.xml · nonDerivative · entry 2

Dori Sebastian · CIK 0001983614 · VP and CPO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,029

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 409 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:15 UTC
Dori SebastianVP and CPO*
GrantCommon Stock 5,972 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000967 · form4.xml · nonDerivative · entry 1

Dori Sebastian · CIK 0001983614 · VP and CPO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,381

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 409 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:13 UTC
Neto de Abreu Pedro RuiVP and GM Fuel Syst. Asia Pac*
GrantCommon Stock 1,680 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000965 · form4.xml · nonDerivative · entry 3

Neto de Abreu Pedro Rui · CIK 0001984305 · VP and GM Fuel Syst. Asia Pac*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,742

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:13 UTC
Neto de Abreu Pedro RuiVP and GM Fuel Syst. Asia Pac*
GrantCommon Stock 3,806 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000965 · form4.xml · nonDerivative · entry 2

Neto de Abreu Pedro Rui · CIK 0001984305 · VP and GM Fuel Syst. Asia Pac*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,062

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:13 UTC
Neto de Abreu Pedro RuiVP and GM Fuel Syst. Asia Pac*
GrantCommon Stock 5,256 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000965 · form4.xml · nonDerivative · entry 1

Neto de Abreu Pedro Rui · CIK 0001984305 · VP and GM Fuel Syst. Asia Pac*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,256

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:09 UTC
Gropp Chris PVice President and CFO*
GrantCommon Stock 4,908 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000961 · form4.xml · nonDerivative · entry 3

Gropp Chris P · CIK 0001981241 · Vice President and CFO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,620

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 1,388 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:09 UTC
Gropp Chris PVice President and CFO*
GrantCommon Stock 7,966 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000961 · form4.xml · nonDerivative · entry 2

Gropp Chris P · CIK 0001981241 · Vice President and CFO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,712

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 1,388 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:09 UTC
Gropp Chris PVice President and CFO*
GrantCommon Stock 8,358 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000961 · form4.xml · nonDerivative · entry 1

Gropp Chris P · CIK 0001981241 · Vice President and CFO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,746

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 1,388 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:08 UTC
Coetzee MichaelVP and GM Fuel Syst. Americas*
GrantCommon Stock 4,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000959 · form4.xml · nonDerivative · entry 3

Coetzee Michael · CIK 0001981182 · VP and GM Fuel Syst. Americas*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,743

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 839 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:08 UTC
Coetzee MichaelVP and GM Fuel Syst. Americas*
GrantCommon Stock 7,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000959 · form4.xml · nonDerivative · entry 2

Coetzee Michael · CIK 0001981182 · VP and GM Fuel Syst. Americas*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,351

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 839 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:08 UTC
Coetzee MichaelVP and GM Fuel Syst. Americas*
GrantCommon Stock 6,768 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000959 · form4.xml · nonDerivative · entry 1

Coetzee Michael · CIK 0001981182 · VP and GM Fuel Syst. Americas*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,607

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 839 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 23:54 UTC
Boyle RobertVP, GC and Secretary*
GrantCommon Stock 4,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000944 · form4.xml · nonDerivative · entry 3

Boyle Robert · CIK 0001981384 · VP, GC and Secretary*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,449

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 619 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 23:54 UTC
Boyle RobertVP, GC and Secretary*
GrantCommon Stock 7,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000944 · form4.xml · nonDerivative · entry 2

Boyle Robert · CIK 0001981384 · VP, GC and Secretary*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,927

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 619 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 23:54 UTC
Boyle RobertVP, GC and Secretary*
GrantCommon Stock 7,564 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000944 · form4.xml · nonDerivative · entry 1

Boyle Robert · CIK 0001981384 · VP, GC and Secretary*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,183

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 619 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 13,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 4

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,666

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

Read SEC document
July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 23,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 3

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,278

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

Read SEC document
July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 25,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,406

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

Read SEC document
July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 51,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,896

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

Read SEC document
July 18, 2023 Filed Dec 19, 2023 23:22 UTC Amendment
Fryer NeilVP and GM Global Aftermarket
GrantCommon Stock 4,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-042039 · wk-form4a_1703028141.xml · nonDerivative · entry 3

Fryer Neil · CIK 0001983987 · VP and GM Global Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,224

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 594 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,468 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023 and September 26, 2023 are deemed adjusted accordingly.

Read SEC document
July 18, 2023 Filed Dec 19, 2023 23:22 UTC Amendment
Fryer NeilVP and GM Global Aftermarket
GrantCommon Stock 6,328 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-042039 · wk-form4a_1703028141.xml · nonDerivative · entry 2

Fryer Neil · CIK 0001983987 · VP and GM Global Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,092

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 594 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,468 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023 and September 26, 2023 are deemed adjusted accordingly.

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July 18, 2023 Filed Dec 19, 2023 23:22 UTC Amendment
Fryer NeilVP and GM Global Aftermarket
GrantCommon Stock 6,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-042039 · wk-form4a_1703028141.xml · nonDerivative · entry 1

Fryer Neil · CIK 0001983987 · VP and GM Global Aftermarket

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,764

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 594 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,468 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023 and September 26, 2023 are deemed adjusted accordingly.

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July 18, 2023 Filed Feb 6, 2024 17:21 UTC Amendment
Anderson Todd LVP and Chief Tech. Officer
GrantCommon Stock 4,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003451 · wk-form4a_1707240055.xml · nonDerivative · entry 3

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,834

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,238 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,132 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023, September 26, 2023, and December 19, 2023, are deemed adjusted accordingly.

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July 18, 2023 Filed Feb 6, 2024 17:21 UTC Amendment
Anderson Todd LVP and Chief Tech. Officer
GrantCommon Stock 7,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003451 · wk-form4a_1707240055.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,926

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,238 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,132 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023, September 26, 2023, and December 19, 2023, are deemed adjusted accordingly.

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July 18, 2023 Filed Feb 6, 2024 17:21 UTC Amendment
Anderson Todd LVP and Chief Tech. Officer
GrantCommon Stock 7,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-003451 · wk-form4a_1707240055.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,404

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,238 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,132 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023, September 26, 2023, and December 19, 2023, are deemed adjusted accordingly.

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July 18, 2023 Filed Sep 17, 2024 23:00 UTC
Gropp Chris PVice President and CFO
GrantCommon Stock 1,834 $0.00 $0.00
Disclosure

SEC source: 0001981241-24-000004 · wk-form4_1726614025.xml · nonDerivative · entry 1

Gropp Chris P · CIK 0001981241 · Vice President and CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,834

F1 · shares: This transaction is the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of the issuer by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off") and represents an award of restricted stock to the reporting person's spouse with respect to the issuer's common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, which will vest on the same schedule as its related pre-conversion award.

F2 · balance_after: Previous transactions of the reporting owner's spouse with respect to the issuer's common stock were inadvertently omitted.

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July 03, 2023 Filed Jul 5, 2023 20:34 UTC OtherCommon stock, par value $0.01 per share 47,013,597 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000819 · form4.xml · nonDerivative · entry 2

BORGWARNER INC · CIK 0000908255 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: In connection with the spin-off of PHINIA by BorgWarner and pursuant to the terms and conditions of the Separation Agreement, BorgWarner effected the Distribution, as such term is defined in the Separation Agreement, on July 3, 2023, and distributed all shares of PHINIA on a pro rata basis to the holders of record of BorgWarner common stock as of June 23, 2023, the record date.

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July 01, 2023 Filed Jul 5, 2023 20:34 UTC OtherCommon stock, par value $0.01 per share 47,013,497 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000819 · form4.xml · nonDerivative · entry 1

BORGWARNER INC · CIK 0000908255 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,013,597

F1 · kind: In connection with the spin-off of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") and pursuant to the terms and conditions of the Contribution Agreement by and between BorgWarner and PHINIA, dated as of July 1, 2023, BorgWarner received 47,013,497 shares of PHINIA common stock, which when combined with the 100 shares of common stock held by BorgWarner prior thereto, equals the number of PHINIA shares distributed by BorgWarner in the Distribution, as such term is defined in the Separation and Distribution Agreement by and between BorgWarner and PHINIA, dated as of July 2, 2023 (the "Separation Agreement").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.