Anderson Todd L

SEC source: 0001968915-26-000136 · wk-form4_1790026865.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,757

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 4,296 shares of restricted stock.

SEC source: 0001968915-26-000131 · wk-form4_1789416943.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,736

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $$66.475, inclusive. The reporting person has provided to the issuer, and will provide to any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Includes 4,275 shares of restricted stock.

SEC source: 0001968915-26-000120 · wk-form4_1788307613.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,792

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Includes 4,275 shares of restricted stock.

SEC source: 0001968915-26-000091 · wk-form4_1782418645.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,081

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 8,620 shares of restricted stock.

SEC source: 0001968915-26-000033 · wk-form4_1774385138.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,048

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 8,587 shares of restricted stock.

SEC source: 0001628280-26-013921 · wk-form4_1772573767.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,007

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Includes 8,546 shares of restricted stock.

SEC source: 0001628280-26-007383 · wk-form4_1770850072.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,601

F1 · shares: Represents an award of restricted stock with respect to the Issuer's common stock, which will vest in three substantially equal annual installments beginning February 28, 2027.

F2 · balance_after: Includes 14,255 shares of restricted stock.

SEC source: 0001628280-25-057138 · wk-form4_1765837889.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,860

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 12,514 shares of restricted stock.

SEC source: 0001598747-25-000006 · wk-form4_1758060944.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,802

F2 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F3 · balance_after: Includes 12,456 shares of restricted stock.

SEC source: 0001598747-25-000006 · wk-form4_1758060944.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,810

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

SEC source: 0001598747-25-000004 · wk-form4_1756930779.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,732

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Includes 12,398 shares of restricted stock.

SEC source: 0001628280-25-032201 · wk-form4_1750283947.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,414

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 16,670 shares of restricted stock, including reinvested dividends.

SEC source: 0001628280-25-013631 · wk-form4_1742344519.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,298

F2 · shares: Shares automatically and mandatorily withheld to satisfy tax withholding.

F3 · balance_after: Includes 16,554 shares of restricted stock.

SEC source: 0001628280-25-013631 · wk-form4_1742344519.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,313

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

SEC source: 0001628280-25-010216 · wk-form4_1741140930.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,164

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Includes 16,462 shares of restricted stock.

SEC source: 0001628280-25-009168 · wk-form4_1740786124.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,338

F1 · shares: Represents an award of restricted stock with respect to the Issuer's common stock, which will vest in three substantially equal annual installments beginning February 28, 2026.

F2 · balance_after: Includes 25,377 shares of restricted stock.

SEC source: 0001628280-24-051482 · wk-form4_1734386073.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,558

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 23,597 shares of restricted stock.

SEC source: 0001598747-24-000004 · wk-form4_1726611788.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,446

F1 · kind: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 23,485 shares of restricted stock.

SEC source: 0001628280-24-028623 · wk-form4_1718668741.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,320

F1 · kind: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: This amount includes 23,359 shares of restricted stock.

SEC source: 0001628280-24-012035 · wk-form4_1710898829.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,177

F2 · kind: Shares automatically and mandatorily withheld to satisfy tax withholding.

F3 · balance_after: This amount includes 23,216 shares of restricted stock.

SEC source: 0001628280-24-012035 · wk-form4_1710898829.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,193

F1 · kind: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

SEC source: 0001628280-24-008303 · wk-form4_1709335889.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,974

F1 · kind: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Of shares listed, 23,058 are restricted stock.

SEC source: 0001628280-24-006049 · wk-form4_1708565051.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,126

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest in three equal annual installments on February 28, 2025, February 28, 2026, and February 28, 2027.

F2 · balance_after: Of shares listed, 31,888 are restricted stock.

SEC source: 0001628280-23-041879 · wk-form4_1702986364.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,330

F1 · kind: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on existing restricted stock as required by the award agreements governing the restricted stock. The newly acquired shares of restricted stock will vest and be settled proportionately with the existing restricted stock to which they relate.

F2 · balance_after: Of shares listed, 28,198 are restricted stock.

SEC source: 0001968915-23-000012 · wk-form4_1695762511.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,085

F1 · kind: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on existing restricted stock as required by the award agreements governing the restricted stock. The newly acquired shares of restricted stock will vest and be settled proportionately with the existing restricted stock to which they relate.

F2 · balance_after: Of shares listed, 27,953 are restricted stock.

SEC source: 0000897069-23-001320 · form4.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,818

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

SEC source: 0000897069-23-000976 · form4.xml · nonDerivative · entry 3

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,728

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,132 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

SEC source: 0000897069-23-000976 · form4.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,820

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,132 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

SEC source: 0000897069-23-000976 · form4.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,298

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,132 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

SEC source: 0001628280-24-003451 · wk-form4a_1707240055.xml · nonDerivative · entry 3

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,834

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,238 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,132 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023, September 26, 2023, and December 19, 2023, are deemed adjusted accordingly.

SEC source: 0001628280-24-003451 · wk-form4a_1707240055.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,926

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,238 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,132 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023, September 26, 2023, and December 19, 2023, are deemed adjusted accordingly.

SEC source: 0001628280-24-003451 · wk-form4a_1707240055.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,404

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,238 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 2,132 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Forms 4 filed by the reporting person on August 31, 2023, September 26, 2023, and December 19, 2023, are deemed adjusted accordingly.

SEC source: 0001225208-17-013686 · doc4.xml · nonDerivative · entry 4

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,052

SEC source: 0001225208-17-013686 · doc4.xml · nonDerivative · entry 3

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

SEC source: 0001225208-17-013686 · doc4.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

SEC source: 0001225208-17-013686 · doc4.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

SEC source: 0001225208-17-009272 · doc4.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

SEC source: 0001225208-17-003338 · doc4.xml · derivative · entry 1

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989

Underlying: Common Stock · 989 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units awarded under the Amended and Restated 2002 Equity Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of NPO common stock and cash payment equal to dividends paid on a share of common stock since the date of grant.

F2 · derivative.exercise_date: The restricted stock units will vest on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest on the third anniversary of the grant date.

SEC source: 0001225208-17-002538 · doc4.xml · derivative · entry 7

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units were awarded on February 5, 2014 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

F3 · derivative.expiration_date: The restricted stock units were awarded on February 5, 2014 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

SEC source: 0001225208-17-002538 · doc4.xml · derivative · entry 6

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on February 5, 2014 and vested three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock units were awarded on February 5, 2014 and vested three years from the date of grant.

SEC source: 0001225208-17-002538 · doc4.xml · nonDerivative · entry 4

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,770

SEC source: 0001225208-17-002538 · doc4.xml · nonDerivative · entry 3

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,522

SEC source: 0001225208-17-002538 · doc4.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001225208-17-002538 · doc4.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · division president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.