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PHIN

PHINIA INC.

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4362
SEC CIK
0001968915
Parsed reports
471

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2023 Filed Sep 7, 2023 22:13 UTC PurchaseCommon Stock 4,000 $28.80 $115,200.00
Disclosure

SEC source: 0001968915-23-000008 · wk-form4_1694124661.xml · nonDerivative · entry 1

Chapin Samuel R. · CIK 0001686008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,891

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.75 to $28.85, inclusive. The reporting person has provided to the issuer, and will provide to any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · balance_after: Of shares listed, 12,891 are restricted stock.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:22 UTC
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 133,290 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001330 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,989

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:14 UTC
Anderson Todd LVP and Chief Tech. Officer*
GrantCommon Stock 8,090 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001320 · form4.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,818

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:24 UTC
Gustanski ChristopherVP, Operational Excellence*
GrantCommon Stock 6,758 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001332 · form4.xml · nonDerivative · entry 1

Gustanski Christopher · CIK 0001981190 · VP, Operational Excellence*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,148

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:20 UTC
Gropp Chris PVice President and CFO*
GrantCommon Stock 28,674 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001328 · form4.xml · nonDerivative · entry 1

Gropp Chris P · CIK 0001981241 · Vice President and CFO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,294

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:19 UTC
Di Beasi AlisaVP and CHRO*
GrantCommon Stock 11,452 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001326 · form4.xml · nonDerivative · entry 1

Di Beasi Alisa · CIK 0001982810 · VP and CHRO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,541

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:17 UTC
Logar MatthewVP and CIO*
GrantCommon Stock 11,776 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001324 · form4.xml · nonDerivative · entry 1

Logar Matthew · CIK 0001981185 · VP and CIO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,776

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:15 UTC
Dori SebastianVP and CPO*
GrantCommon Stock 6,528 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001322 · form4.xml · nonDerivative · entry 1

Dori Sebastian · CIK 0001983614 · VP and CPO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,237

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:12 UTC
Lipinski JohnVP and GM Fuel Syst. Europe*
GrantCommon Stock 8,050 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001318 · form4.xml · nonDerivative · entry 1

Lipinski John · CIK 0001983613 · VP and GM Fuel Syst. Europe*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,333

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:10 UTC
Coetzee MichaelVP and GM Fuel Syst. Americas*
GrantCommon Stock 8,394 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001316 · form4.xml · nonDerivative · entry 1

Coetzee Michael · CIK 0001981182 · VP and GM Fuel Syst. Americas*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,137

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:07 UTC
Fryer NeilVP and GM Global Aftermarket*
GrantCommon Stock 8,768 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001314 · form4.xml · nonDerivative · entry 1

Fryer Neil · CIK 0001983987 · VP and GM Global Aftermarket*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,866

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:05 UTC
Boyle RobertVP, GC and Secretary*
GrantCommon Stock 12,742 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001312 · form4.xml · nonDerivative · entry 1

Boyle Robert · CIK 0001981384 · VP, GC and Secretary*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,191

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 23:01 UTC
Neto de Abreu Pedro RuiVP and GM Fuel Syst. Asia Pac*
GrantCommon Stock 7,276 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001310 · form4.xml · nonDerivative · entry 1

Neto de Abreu Pedro Rui · CIK 0001984305 · VP and GM Fuel Syst. Asia Pac*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,018

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 22:23 UTC
Ericson Brady DDirector · President and CEO*
PurchaseCommon Stock 13,194 $28.92 $381,570.48
Disclosure

SEC source: 0000897069-23-001181 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,699

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.90 to $28.92. The reporting person has provided to the issuer, and will provide to any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:36 UTC
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 95,052 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001019 · form4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,643

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:36 UTC
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 55,787 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001019 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,591

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:02 UTC
Norman DaunDirector
GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000953 · form4.xml · nonDerivative · entry 2

Norman Daun · CIK 0001860800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,891

F2 · shares: Represents an annual grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:02 UTC
Norman DaunDirector
GrantCommon Stock 8,142 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000953 · form4.xml · nonDerivative · entry 1

Norman Daun · CIK 0001860800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,142

F1 · shares: Represents a one-time grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:03 UTC
WOOD ROGERDirector
GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000955 · form4.xml · nonDerivative · entry 2

WOOD ROGER · CIK 0001132432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,891

F2 · shares: Represents an annual grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:03 UTC
WOOD ROGERDirector
GrantCommon Stock 8,142 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000955 · form4.xml · nonDerivative · entry 1

WOOD ROGER · CIK 0001132432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,142

F1 · shares: Represents a one-time grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:05 UTC GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000957 · form4.xml · nonDerivative · entry 2

Newton Latondra · CIK 0001983540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,891

F2 · shares: Represents an annual grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:05 UTC GrantCommon Stock 8,142 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000957 · form4.xml · nonDerivative · entry 1

Newton Latondra · CIK 0001983540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,142

F1 · shares: Represents a one-time grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:11 UTC
Pombier SamanthaVice President and Controller
GrantCommon Stock 1,990 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000963 · form4.xml · nonDerivative · entry 3

Pombier Samantha · CIK 0001983448 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,623

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 375 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:11 UTC
Pombier SamanthaVice President and Controller
GrantCommon Stock 3,674 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000963 · form4.xml · nonDerivative · entry 2

Pombier Samantha · CIK 0001983448 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,633

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 375 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:11 UTC
Pombier SamanthaVice President and Controller
GrantCommon Stock 3,584 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000963 · form4.xml · nonDerivative · entry 1

Pombier Samantha · CIK 0001983448 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,959

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 375 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 23:58 UTC GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000949 · form4.xml · nonDerivative · entry 2

Chapin Samuel R. · CIK 0001686008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,891

F2 · shares: Represents an annual grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 23:58 UTC GrantCommon Stock 8,142 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000949 · form4.xml · nonDerivative · entry 1

Chapin Samuel R. · CIK 0001686008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,142

F1 · shares: Represents a one-time grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:21 UTC
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 13,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 4

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,804

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:21 UTC
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 23,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 3

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,416

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:21 UTC
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 25,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,544

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:21 UTC
Ericson Brady DDirector · President and CEO*
GrantCommon Stock 51,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,034

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:00 UTC GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000951 · form4.xml · nonDerivative · entry 2

Kendrick Robin · CIK 0001531378 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,891

F2 · shares: Represents an annual grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:00 UTC GrantCommon Stock 8,142 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000951 · form4.xml · nonDerivative · entry 1

Kendrick Robin · CIK 0001531378 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,142

F1 · shares: Represents a one-time grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 23:55 UTC GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000946 · form4.xml · nonDerivative · entry 2

Weerasinghe Rohan · CIK 0001550815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,891

F2 · shares: Represents an annual grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 23:55 UTC GrantCommon Stock 8,142 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000946 · form4.xml · nonDerivative · entry 1

Weerasinghe Rohan · CIK 0001550815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,142

F1 · shares: Represents a one-time grant of restricted stock to independent directors.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:24 UTC
Anderson Todd LVP and Chief Tech. Officer*
GrantCommon Stock 4,908 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000976 · form4.xml · nonDerivative · entry 3

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,728

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,132 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:24 UTC
Anderson Todd LVP and Chief Tech. Officer*
GrantCommon Stock 7,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000976 · form4.xml · nonDerivative · entry 2

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,820

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,132 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:24 UTC
Anderson Todd LVP and Chief Tech. Officer*
GrantCommon Stock 7,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000976 · form4.xml · nonDerivative · entry 1

Anderson Todd L · CIK 0001598747 · VP and Chief Tech. Officer*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,298

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,132 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:28 UTC
Gustanski ChristopherVP, Operational Excellence*
GrantCommon Stock 3,746 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000980 · form4.xml · nonDerivative · entry 3

Gustanski Christopher · CIK 0001981190 · VP, Operational Excellence*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,390

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:28 UTC
Gustanski ChristopherVP, Operational Excellence*
GrantCommon Stock 7,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000980 · form4.xml · nonDerivative · entry 2

Gustanski Christopher · CIK 0001981190 · VP, Operational Excellence*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,644

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:28 UTC
Gustanski ChristopherVP, Operational Excellence*
GrantCommon Stock 7,564 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000980 · form4.xml · nonDerivative · entry 1

Gustanski Christopher · CIK 0001981190 · VP, Operational Excellence*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:26 UTC
Fryer NeilVP and GM Global Aftermarket*
GrantCommon Stock 4,132 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000978 · form4.xml · nonDerivative · entry 3

Fryer Neil · CIK 0001983987 · VP and GM Global Aftermarket*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,098

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,468 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:26 UTC
Fryer NeilVP and GM Global Aftermarket*
GrantCommon Stock 6,328 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000978 · form4.xml · nonDerivative · entry 2

Fryer Neil · CIK 0001983987 · VP and GM Global Aftermarket*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,966

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,468 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:26 UTC
Fryer NeilVP and GM Global Aftermarket*
GrantCommon Stock 6,170 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000978 · form4.xml · nonDerivative · entry 1

Fryer Neil · CIK 0001983987 · VP and GM Global Aftermarket*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,638

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 2,468 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:19 UTC
Di Beasi AlisaVP and CHRO*
GrantCommon Stock 4,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000971 · form4.xml · nonDerivative · entry 3

Di Beasi Alisa · CIK 0001982810 · VP and CHRO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,089

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 771 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:19 UTC
Di Beasi AlisaVP and CHRO*
GrantCommon Stock 7,966 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000971 · form4.xml · nonDerivative · entry 2

Di Beasi Alisa · CIK 0001982810 · VP and CHRO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,697

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 771 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:19 UTC
Di Beasi AlisaVP and CHRO*
GrantCommon Stock 7,960 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000971 · form4.xml · nonDerivative · entry 1

Di Beasi Alisa · CIK 0001982810 · VP and CHRO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,731

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 771 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:17 UTC
Lipinski JohnVP and GM Fuel Syst. Europe*
GrantCommon Stock 1,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000969 · form4.xml · nonDerivative · entry 3

Lipinski John · CIK 0001983613 · VP and GM Fuel Syst. Europe*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,283

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 799 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:17 UTC
Lipinski JohnVP and GM Fuel Syst. Europe*
GrantCommon Stock 3,542 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000969 · form4.xml · nonDerivative · entry 2

Lipinski John · CIK 0001983613 · VP and GM Fuel Syst. Europe*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,319

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 799 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document
July 18, 2023 Filed Jul 21, 2023 00:17 UTC
Lipinski JohnVP and GM Fuel Syst. Europe*
GrantCommon Stock 4,978 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000969 · form4.xml · nonDerivative · entry 1

Lipinski John · CIK 0001983613 · VP and GM Fuel Syst. Europe*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,777

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · balance_after: Includes 799 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.