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Exchange unspecified · USD

PHD

Pioneer Floating Rate Fund, Inc.

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6640
SEC CIK
0001305767
Parsed reports
66

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2020 Filed Dec 30, 2020 11:58 UTC Disposition to issuerCommon Stock 5,290,230 $11.06 $58,509,943.80
Disclosure

SEC source: 0001510281-20-000283 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 820,530

Read SEC document
December 23, 2020 Filed Dec 28, 2020 12:26 UTC SaleCommon Stock 13,760 $10.35 $142,416.00
Disclosure

SEC source: 0001510281-20-000276 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,110,760

Read SEC document
June 17, 2020 Filed Jun 22, 2020 08:34 UTC PurchaseCommon Stock 303,174 $9.76 $2,958,978.24
Disclosure

SEC source: 0001510281-20-000166 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,124,520

Read SEC document
June 16, 2020 Filed Jun 17, 2020 14:27 UTC PurchaseCommon Stock 243,420 $9.72 $2,366,042.40
Disclosure

SEC source: 0001510281-20-000165 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,821,346

Read SEC document
June 15, 2020 Filed Jun 17, 2020 14:27 UTC PurchaseCommon Stock 667,390 $9.59 $6,400,270.10
Disclosure

SEC source: 0001510281-20-000165 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,577,926

Read SEC document
June 12, 2020 Filed Jun 15, 2020 09:03 UTC PurchaseCommon Stock 154,266 $9.46 $1,459,356.36
Disclosure

SEC source: 0001510281-20-000164 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,910,536

Read SEC document
June 11, 2020 Filed Jun 15, 2020 09:03 UTC PurchaseCommon Stock 13,560 $9.38 $127,192.80
Disclosure

SEC source: 0001510281-20-000164 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,756,270

Read SEC document
June 10, 2020 Filed Jun 11, 2020 09:00 UTC PurchaseCommon Stock 219,317 $9.62 $2,109,829.54
Disclosure

SEC source: 0001510281-20-000163 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,742,710

Read SEC document
June 09, 2020 Filed Jun 11, 2020 09:00 UTC PurchaseCommon Stock 145,883 $9.58 $1,397,559.14
Disclosure

SEC source: 0001510281-20-000163 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,523,393

Read SEC document
June 08, 2020 Filed Jun 9, 2020 12:24 UTC PurchaseCommon Stock 46,087 $9.54 $439,669.98
Disclosure

SEC source: 0001510281-20-000162 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,377,510

Read SEC document
June 05, 2020 Filed Jun 9, 2020 12:24 UTC PurchaseCommon Stock 174,398 $9.44 $1,646,317.12
Disclosure

SEC source: 0001510281-20-000162 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,331,423

Read SEC document
June 04, 2020 Filed Jun 9, 2020 12:24 UTC PurchaseCommon Stock 14,776 $9.34 $138,007.84
Disclosure

SEC source: 0001510281-20-000162 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,157,025

Read SEC document
June 03, 2020 Filed Jun 4, 2020 11:44 UTC PurchaseCommon Stock 100,000 $9.30 $930,000.00
Disclosure

SEC source: 0001510281-20-000160 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,142,249

Read SEC document
June 02, 2020 Filed Jun 4, 2020 11:44 UTC PurchaseCommon Stock 84,770 $9.16 $776,493.20
Disclosure

SEC source: 0001510281-20-000160 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,042,249

Read SEC document
June 01, 2020 Filed Jun 4, 2020 11:44 UTC PurchaseCommon Stock 63,676 $9.07 $577,541.32
Disclosure

SEC source: 0001510281-20-000160 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,957,479

Read SEC document
May 29, 2020 Filed Jun 1, 2020 11:37 UTC PurchaseCommon Stock 10,242 $8.96 $91,768.32
Disclosure

SEC source: 0001510281-20-000158 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,893,803

Read SEC document
May 28, 2020 Filed Jun 1, 2020 11:37 UTC PurchaseCommon Stock 9,660 $8.91 $86,070.60
Disclosure

SEC source: 0001510281-20-000158 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,883,561

Read SEC document
May 27, 2020 Filed May 28, 2020 13:06 UTC PurchaseCommon Stock 10,876 $8.82 $95,926.32
Disclosure

SEC source: 0001510281-20-000156 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,873,901

Read SEC document
May 26, 2020 Filed May 28, 2020 13:06 UTC PurchaseCommon Stock 28,459 $8.75 $249,016.25
Disclosure

SEC source: 0001510281-20-000156 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,863,025

Read SEC document
May 22, 2020 Filed May 26, 2020 10:52 UTC PurchaseCommon Stock 18,770 $8.67 $162,735.90
Disclosure

SEC source: 0001510281-20-000153 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,834,566

Read SEC document
May 21, 2020 Filed May 26, 2020 10:52 UTC PurchaseCommon Stock 49,091 $8.68 $426,109.88
Disclosure

SEC source: 0001510281-20-000153 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,815,796

Read SEC document
May 20, 2020 Filed May 21, 2020 13:57 UTC PurchaseCommon Stock 25,315 $8.65 $218,974.75
Disclosure

SEC source: 0001510281-20-000150 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,766,705

Read SEC document
May 19, 2020 Filed May 21, 2020 13:57 UTC PurchaseCommon Stock 60,709 $8.57 $520,276.13
Disclosure

SEC source: 0001510281-20-000150 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,741,390

Read SEC document
May 18, 2020 Filed May 19, 2020 14:05 UTC PurchaseCommon Stock 4,200 $8.51 $35,742.00
Disclosure

SEC source: 0001510281-20-000146 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,680,681

Read SEC document
May 15, 2020 Filed May 19, 2020 14:05 UTC PurchaseCommon Stock 29,257 $8.43 $246,636.51
Disclosure

SEC source: 0001510281-20-000146 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,676,481

Read SEC document
May 14, 2020 Filed May 15, 2020 10:07 UTC PurchaseCommon Stock 17,507 $8.46 $148,109.22
Disclosure

SEC source: 0001510281-20-000142 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,647,224

Read SEC document
May 13, 2020 Filed May 15, 2020 10:07 UTC PurchaseCommon Stock 133,062 $8.48 $1,128,365.76
Disclosure

SEC source: 0001510281-20-000142 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,629,717

Read SEC document
May 12, 2020 Filed May 13, 2020 11:03 UTC PurchaseCommon Stock 45,312 $8.49 $384,698.88
Disclosure

SEC source: 0001510281-20-000138 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,496,655

Read SEC document
April 28, 2020 Filed Apr 29, 2020 12:09 UTC PurchaseCommon Stock 42,906 $8.47 $363,413.82
Disclosure

SEC source: 0001510281-20-000125 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,451,343

Read SEC document
April 27, 2020 Filed Apr 29, 2020 12:09 UTC PurchaseCommon Stock 40,236 $8.48 $341,201.28
Disclosure

SEC source: 0001510281-20-000125 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,408,437

Read SEC document
April 24, 2020 Filed Apr 28, 2020 11:21 UTC PurchaseCommon Stock 22,157 $8.49 $188,112.93
Disclosure

SEC source: 0001510281-20-000121 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,408,437

Read SEC document
April 23, 2020 Filed Apr 24, 2020 13:38 UTC PurchaseCommon Stock 43,750 $8.48 $371,000.00
Disclosure

SEC source: 0001510281-20-000119 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,346,044

Read SEC document
April 22, 2020 Filed Apr 24, 2020 13:38 UTC PurchaseCommon Stock 177 $8.44 $1,493.88
Disclosure

SEC source: 0001510281-20-000119 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,302,294

Read SEC document
April 21, 2020 Filed Apr 22, 2020 12:23 UTC PurchaseCommon Stock 13,367 $8.22 $109,876.74
Disclosure

SEC source: 0001510281-20-000115 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,302,117

Read SEC document
April 20, 2020 Filed Apr 22, 2020 12:23 UTC PurchaseCommon Stock 20,998 $8.39 $176,173.22
Disclosure

SEC source: 0001510281-20-000115 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,288,750

Read SEC document
April 17, 2020 Filed Apr 20, 2020 11:45 UTC PurchaseCommon Stock 35,929 $8.43 $302,881.47
Disclosure

SEC source: 0001510281-20-000112 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,267,752

Read SEC document
April 16, 2020 Filed Apr 20, 2020 11:45 UTC PurchaseCommon Stock 65,030 $8.36 $543,650.80
Disclosure

SEC source: 0001510281-20-000112 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,231,823

Read SEC document
April 15, 2020 Filed Apr 16, 2020 14:51 UTC PurchaseCommon Stock 21,804 $8.42 $183,589.68
Disclosure

SEC source: 0001510281-20-000109 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,166,793

Read SEC document
April 13, 2020 Filed Apr 14, 2020 13:25 UTC PurchaseCommon Stock 97,834 $8.40 $821,805.60
Disclosure

SEC source: 0001510281-20-000105 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,144,989

Read SEC document
April 09, 2020 Filed Apr 14, 2020 13:25 UTC PurchaseCommon Stock 20,000 $8.72 $174,400.00
Disclosure

SEC source: 0001510281-20-000105 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,047,155

Read SEC document
April 08, 2020 Filed Apr 9, 2020 16:51 UTC PurchaseCommon Stock 742 $8.28 $6,143.76
Disclosure

SEC source: 0001510281-20-000102 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,027,155

Read SEC document
April 07, 2020 Filed Apr 9, 2020 16:51 UTC PurchaseCommon Stock 71,402 $8.09 $577,642.18
Disclosure

SEC source: 0001510281-20-000102 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,026,413

Read SEC document
March 23, 2020 Filed Mar 25, 2020 12:15 UTC PurchaseCommon Stock 42,407 $6.75 $286,247.25
Disclosure

SEC source: 0001510281-20-000081 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,684,490

Read SEC document
March 20, 2020 Filed Mar 23, 2020 08:13 UTC PurchaseCommon Stock 34,801 $7.27 $253,003.27
Disclosure

SEC source: 0001510281-20-000076 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,642,083

Read SEC document
March 19, 2020 Filed Mar 23, 2020 08:13 UTC PurchaseCommon Stock 36,784 $6.39 $235,049.76
Disclosure

SEC source: 0001510281-20-000076 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,607,282

Read SEC document
March 19, 2020 Filed Apr 6, 2020 17:17 UTC OtherCommon Stock 729,479 $6.88 $5,018,815.52
Disclosure

SEC source: 0001510281-20-000097 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 1

Disclosed balance after: 2,955,011

F1 · ownership.nature: This Form 4 is being filed to report that as of March 19, 2020, the Reporting Persons ceased to have investment or voting discretion with respect to these shares. The shares were not disposed of in a sale transaction. The price above reflects the closing price on March 19, 2020. The Reporting Person disclaims any pecuniary interest in such shares.

Read SEC document
March 18, 2020 Filed Mar 23, 2020 08:13 UTC PurchaseCommon Stock 56,676 $6.72 $380,862.72
Disclosure

SEC source: 0001510281-20-000076 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,570,498

Read SEC document
March 17, 2020 Filed Mar 18, 2020 16:48 UTC PurchaseCommon Stock 9,421 $8.01 $75,462.21
Disclosure

SEC source: 0001510281-20-000069 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,513,822

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:48 UTC PurchaseCommon Stock 103,085 $8.11 $836,019.35
Disclosure

SEC source: 0001510281-20-000069 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,504,401

Read SEC document
March 13, 2020 Filed Mar 16, 2020 13:49 UTC PurchaseCommon Stock 99,493 $9.00 $895,437.00
Disclosure

SEC source: 0001510281-20-000064 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,401,316

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.