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0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2020 Filed Mar 11, 2020 13:47 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 8,520 | $9.85 | $83,922.00 |
DisclosureSEC source: 0001510281-20-000059 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 3,301,823 Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 16:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 64,267 | $10.60 | $681,230.20 |
DisclosureSEC source: 0001510281-20-000056 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 3,293,303 Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 52,289 | $10.70 | $559,492.30 |
DisclosureSEC source: 0001510281-20-000056 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 3,229,036 Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 15:41 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 82,430 | $10.62 | $875,406.60 |
DisclosureSEC source: 0001510281-20-000051 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 3,176,747 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 15:41 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 31,534 | $10.40 | $327,953.60 |
DisclosureSEC source: 0001510281-20-000051 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 3,094,317 Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 16:58 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 63,957 | $10.43 | $667,071.51 |
DisclosureSEC source: 0001510281-20-000046 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 3,062,783 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 16:58 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 9,697 | $10.66 | $103,370.02 |
DisclosureSEC source: 0001510281-20-000046 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,998,826 Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 16:40 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 10,326 | $10.96 | $113,172.96 |
DisclosureSEC source: 0001510281-20-000042 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,989,129 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:40 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 40,944 | $11.01 | $450,793.44 |
DisclosureSEC source: 0001510281-20-000042 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,978,803 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 11:38 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 14,530 | $11.19 | $162,590.70 |
DisclosureSEC source: 0001510281-20-000036 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,937,859 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 14:13 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,448 | $11.15 | $16,145.20 |
DisclosureSEC source: 0001510281-20-000030 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,923,329 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 14:13 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,500 | $11.10 | $16,650.00 |
DisclosureSEC source: 0001510281-20-000030 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,921,881 Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 14:29 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 14,287 | $11.11 | $158,728.57 |
DisclosureSEC source: 0001510281-20-000026 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,920,381 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:29 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 6,186 | $11.14 | $68,912.04 |
DisclosureSEC source: 0001510281-20-000026 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,906,094 Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 14:29 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 8,595 | $11.05 | $94,974.75 |
DisclosureSEC source: 0001510281-20-000026 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,899,908 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 14:14 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 11,939 | $11.04 | $131,806.56 |
DisclosureSEC source: 0001510281-20-000023 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,891,313 Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 14:14 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,387 | $11.01 | $15,270.87 |
DisclosureSEC source: 0001510281-20-000023 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,879,374 Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 11:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 6,066 | $11.08 | $67,211.28 |
DisclosureSEC source: 0001510281-20-000017 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,857,844 Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 15:56 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 5,805 | $11.03 | $64,029.15 |
DisclosureSEC source: 0001510281-20-000015 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,851,778 Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 13:54 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 877 | $10.86 | $9,524.22 |
DisclosureSEC source: 0001510281-20-000008 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,845,973 Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 13:54 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 7,054 | $10.87 | $76,676.98 |
DisclosureSEC source: 0001510281-20-000008 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,845,096 Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 16:46 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 6,772 | $10.82 | $73,273.04 |
DisclosureSEC source: 0001510281-20-000004 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,838,042 Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 16:46 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 7,985 | $10.82 | $86,397.70 |
DisclosureSEC source: 0001510281-20-000004 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,831,270 Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 12:48 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,104 | $10.82 | $11,945.28 |
DisclosureSEC source: 0001510281-19-000195 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,823,285 Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 14:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 13,084 | $10.73 | $140,391.32 |
DisclosureSEC source: 0001510281-19-000190 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,822,181 Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 14:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 4,643 | $10.68 | $49,587.24 |
DisclosureSEC source: 0001510281-19-000190 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,809,097 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 14:25 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 13,740 | $10.65 | $146,331.00 |
DisclosureSEC source: 0001510281-19-000182 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,804,454 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 14:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 13,584 | $10.64 | $144,533.76 |
DisclosureSEC source: 0001510281-19-000176 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,790,714 Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 15:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,135 | $10.62 | $12,053.70 |
DisclosureSEC source: 0001510281-19-000170 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,777,130 Read SEC document |
| December 06, 2019 Filed Dec 11, 2019 15:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 25,900 | $10.63 | $275,317.00 |
DisclosureSEC source: 0001510281-19-000170 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,775,995 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 16:12 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 11,607 | $10.61 | $123,150.27 |
DisclosureSEC source: 0001510281-19-000168 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,750,095 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 11:11 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 6,323 | $10.54 | $66,644.42 |
DisclosureSEC source: 0001510281-19-000166 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,738,488 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 11:11 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 3,445 | $10.49 | $36,138.05 |
DisclosureSEC source: 0001510281-19-000166 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,732,165 Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 12:47 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 28,432 | $10.49 | $298,251.68 |
DisclosureSEC source: 0001510281-19-000160 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,728,715 Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 10:54 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 5,659 | $10.47 | $59,249.73 |
DisclosureSEC source: 0001510281-19-000156 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,700,283 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 11:00 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 54,889 | $10.39 | $570,296.71 |
DisclosureSEC source: 0001510281-19-000155 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,694,624 Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 11:00 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 51,677 | $10.37 | $535,890.49 |
DisclosureSEC source: 0001510281-19-000155 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 2,639,735 Read SEC document |
| December 06, 2013 Filed Mar 19, 2014 15:11 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
OtherAuction Rate Preferred | 1,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-14-013458 · doc1.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). Read SEC document |
| December 05, 2013 Filed Mar 19, 2014 15:11 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
OtherAuction Rate Preferred | 1,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-14-013458 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,236 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). Read SEC document |
| December 03, 2013 Filed Mar 19, 2014 15:11 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
OtherAuction Rate Preferred | 1,476 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-14-013458 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,535 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). Read SEC document |
| September 12, 2011 Filed Sep 21, 2011 18:04 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 500 | $12.00 | $6,000.00 |
DisclosureSEC source: 0000932440-11-001041 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| September 12, 2011 Filed Sep 21, 2011 18:04 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 500 | $12.07 | $6,035.00 |
DisclosureSEC source: 0000932440-11-001041 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 500 Read SEC document |
| June 14, 2011 Filed Jul 11, 2011 21:35 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 70 | $14.13 | $989.10 |
DisclosureSEC source: 0000932440-11-000853 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| June 14, 2011 Filed Jul 11, 2011 21:35 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 70 | $13.98 | $978.60 |
DisclosureSEC source: 0000932440-11-000853 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 70 Read SEC document |
| November 30, 2010 Filed Mar 21, 2011 15:32 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 250 | $13.07 | $3,267.50 |
DisclosureSEC source: 0000932440-11-000354 · edgar.xml · nonDerivative · entry 11 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| November 30, 2010 Filed Mar 21, 2011 15:32 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 50 | $14.50 | $725.00 |
DisclosureSEC source: 0000932440-11-000354 · edgar.xml · nonDerivative · entry 10 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 250 Read SEC document |
| November 30, 2010 Filed Mar 21, 2011 15:32 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 100 | $14.49 | $1,449.00 |
DisclosureSEC source: 0000932440-11-000354 · edgar.xml · nonDerivative · entry 9 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 200 Read SEC document |
| November 30, 2010 Filed Mar 21, 2011 15:32 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 100 | $14.48 | $1,448.00 |
DisclosureSEC source: 0000932440-11-000354 · edgar.xml · nonDerivative · entry 8 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 100 Read SEC document |
| August 17, 2010 Filed Mar 21, 2011 15:32 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 100 | $12.15 | $1,215.00 |
DisclosureSEC source: 0000932440-11-000354 · edgar.xml · nonDerivative · entry 7 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| August 17, 2010 Filed Mar 21, 2011 15:32 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 400 | $12.14 | $4,856.00 |
DisclosureSEC source: 0000932440-11-000354 · edgar.xml · nonDerivative · entry 6 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 100 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.