Tapewire

Nasdaq · USD

PGEN

PRECIGEN, INC.

Export transactions ↓
Tapewire entity
4356
SEC CIK
0001356090
Parsed reports
576

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025012
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202605
Jun 202603
Jul 202602
Aug 202616
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2023 Filed Aug 4, 2023 23:10 UTC
Perez Jeffrey ThomasSVP, IP Affairs
Exercise / conversionRestricted Stock Unit · Derivative 18,878 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-011614 · dp198067_4-perez.xml · derivative · entry 3

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,634

Underlying: Common Stock · 18,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:10 UTC
Perez Jeffrey ThomasSVP, IP Affairs
Exercise / conversionCommon Stock 18,878 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-011614 · dp198067_4-perez.xml · nonDerivative · entry 1

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 437,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:09 UTC
Lehr Donald P.Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 21,710 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-011613 · dp198068_4-lehr.xml · derivative · entry 3

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,130

Underlying: Common Stock · 21,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:09 UTC
Lehr Donald P.Chief Legal Officer
Exercise / conversionCommon Stock 21,710 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-011613 · dp198068_4-lehr.xml · nonDerivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 407,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:05 UTC
Sabzevari HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 141,587 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-011610 · dp198085_4-sabzevari.xml · derivative · entry 3

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,760

Underlying: Common Stock · 141,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 23:05 UTC
Sabzevari HelenDirector · President and CEO
Exercise / conversionCommon Stock 141,587 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-011610 · dp198085_4-sabzevari.xml · nonDerivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,362,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:57 UTC
Shah Rutul RChief Operating Officer
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0000950103-23-006765 · dp193271_4-shah.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: The options vest 25% on April 28, 2024 and in equal monthly installments for three years thereafter.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:47 UTC
Thomasian Harry Jr.Chief Financial Officer
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 521,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0000950103-23-006760 · dp193268_4-thomasian.xml · derivative · entry 1

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,000

Underlying: Common Stock · 521,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: The options vest 25% on April 28, 2024 and in equal monthly installments for three years thereafter.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:53 UTC
Sabzevari HelenDirector · President and CEO
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 1,732,300 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0000950103-23-006763 · dp193270_4-sabzevari.xml · derivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,732,300

Underlying: Common Stock · 1,732,300 shares

Expires 2033-04-28

F1 · derivative.exercise_date: The options vest 25% on April 28, 2024 and in equal monthly installments for three years thereafter.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:43 UTC
Perez Jeffrey ThomasSVP, IP Affairs
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0000950103-23-006759 · dp193267_4-perez.xml · derivative · entry 1

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: The options vest 25% on April 28, 2024 and in equal monthly installments for three years thereafter.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:50 UTC
Lehr Donald P.Chief Legal Officer
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 300,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0000950103-23-006761 · dp193269_4-lehr.xml · derivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-04-28

F1 · derivative.exercise_date: The options vest 25% on April 28, 2024 and in equal monthly installments for three years thereafter.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Shah Rutul RChief Operating Officer
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 40,409 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0000950103-23-004827 · dp191373_4-shah.xml · derivative · entry 4

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,409

Underlying: Common Stock · 40,409 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Shah Rutul RChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 30,960 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004827 · dp191373_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,920

Underlying: Common Stock · 30,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

F3 · derivative.expiration_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Shah Rutul RChief Operating Officer
GrantRestricted Stock Units · Derivative 92,880 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004827 · dp191373_4-shah.xml · derivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,880

Underlying: Common Stock · 92,880 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

F2 · derivative.expiration_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Shah Rutul RChief Operating Officer
Exercise / conversionCommon Stock 30,960 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-004827 · dp191373_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Thomasian Harry Jr.Chief Financial Officer
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 46,815 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0000950103-23-004828 · dp191374_4-thomasian.xml · derivative · entry 4

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,815

Underlying: Common Stock · 46,815 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Thomasian Harry Jr.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 35,868 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004828 · dp191374_4-thomasian.xml · derivative · entry 3

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,737

Underlying: Common Stock · 35,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

F3 · derivative.expiration_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Thomasian Harry Jr.Chief Financial Officer
GrantRestricted Stock Units · Derivative 107,605 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004828 · dp191374_4-thomasian.xml · derivative · entry 2

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,605

Underlying: Common Stock · 107,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

F2 · derivative.expiration_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:12 UTC
Thomasian Harry Jr.Chief Financial Officer
Exercise / conversionCommon Stock 35,868 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-004828 · dp191374_4-thomasian.xml · nonDerivative · entry 1

Thomasian Harry Jr. · CIK 0001886301 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:10 UTC
Perez Jeffrey ThomasSVP, IP Affairs
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 49,279 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0000950103-23-004826 · dp191372_4-perez.xml · derivative · entry 4

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,279

Underlying: Common Stock · 49,279 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:10 UTC
Perez Jeffrey ThomasSVP, IP Affairs
Exercise / conversionRestricted Stock Units · Derivative 37,756 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004826 · dp191372_4-perez.xml · derivative · entry 3

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,512

Underlying: Common Stock · 37,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

F3 · derivative.expiration_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:10 UTC
Perez Jeffrey ThomasSVP, IP Affairs
GrantRestricted Stock Units · Derivative 113,268 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004826 · dp191372_4-perez.xml · derivative · entry 2

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,268

Underlying: Common Stock · 113,268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

F2 · derivative.expiration_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:10 UTC
Perez Jeffrey ThomasSVP, IP Affairs
Exercise / conversionCommon Stock 37,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-004826 · dp191372_4-perez.xml · nonDerivative · entry 1

Perez Jeffrey Thomas · CIK 0001617812 · SVP, IP Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:09 UTC
Lehr Donald P.Chief Legal Officer
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 56,671 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0000950103-23-004825 · dp191371_4-lehr.xml · derivative · entry 4

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,671

Underlying: Common Stock · 56,671 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:09 UTC
Lehr Donald P.Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 43,419 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004825 · dp191371_4-lehr.xml · derivative · entry 3

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,839

Underlying: Common Stock · 43,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

F3 · derivative.expiration_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:09 UTC
Lehr Donald P.Chief Legal Officer
GrantRestricted Stock Units · Derivative 130,258 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004825 · dp191371_4-lehr.xml · derivative · entry 2

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,258

Underlying: Common Stock · 130,258 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

F2 · derivative.expiration_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:09 UTC
Lehr Donald P.Chief Legal Officer
Exercise / conversionCommon Stock 43,419 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-004825 · dp191371_4-lehr.xml · nonDerivative · entry 1

Lehr Donald P. · CIK 0001583187 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:08 UTC
Sabzevari HelenDirector · President and CEO
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 369,596 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0000950103-23-004824 · dp191370_4-sabzevari.xml · derivative · entry 4

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,596

Underlying: Common Stock · 369,596 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:08 UTC
Sabzevari HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 283,173 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004824 · dp191370_4-sabzevari.xml · derivative · entry 3

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,347

Underlying: Common Stock · 283,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

F3 · derivative.expiration_date: Represents 1/3 of the RSUs granted on March 24, 2023 that vested immediately.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:08 UTC
Sabzevari HelenDirector · President and CEO
GrantRestricted Stock Units · Derivative 849,520 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004824 · dp191370_4-sabzevari.xml · derivative · entry 2

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849,520

Underlying: Common Stock · 849,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

F2 · derivative.expiration_date: 1/3 of the RSUs vested immediately upon the grant date, and the remaining RSUs vest in four equal installments on each of August 2, 2023, August 9, 2023, August 16, 2023 and August 23, 2023.

Read SEC document
March 24, 2023 Filed Mar 29, 2023 01:08 UTC
Sabzevari HelenDirector · President and CEO
Exercise / conversionCommon Stock 283,173 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-004824 · dp191370_4-sabzevari.xml · nonDerivative · entry 1

Sabzevari Helen · CIK 0001724195 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:11 UTC
KIRK RANDAL JDirector · 10% owner
GrantRestricted Stock Units · Derivative 213,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004946 · doc1.xml · derivative · entry 32

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J Kirk DOT

Disclosed balance after: 213,675

Underlying: Common Stock · 213,675 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:11 UTC
KIRK RANDAL JDirector · 10% owner
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 250,978 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001567619-23-004946 · doc1.xml · derivative · entry 31

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J.Kirk DOT

Disclosed balance after: 250,978

Underlying: Common Stock · 250,978 shares

Expires 2033-03-09

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:11 UTC
KIRK RANDAL JDirector · 10% owner
GrantCommon Stock 85,470 $1.17 $99,999.90
Disclosure

SEC source: 0001567619-23-004946 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 31,337,786

F1 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:10 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 130,398 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0000950103-23-004012 · dp190525_4-shapiro.xml · derivative · entry 4

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,398

Underlying: Common Stock · 130,398 shares

Expires 2033-03-09

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:10 UTC GrantRestricted Stock Units · Derivative 53,418 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004012 · dp190525_4-shapiro.xml · derivative · entry 3

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,418

Underlying: Common Stock · 53,418 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F4 · derivative.exercise_date: The RSUs vest in full on March 9, 2024.

F4 · derivative.expiration_date: The RSUs vest in full on March 9, 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:10 UTC GrantCommon Stock 26,923 $1.17 $31,499.91
Disclosure

SEC source: 0000950103-23-004012 · dp190525_4-shapiro.xml · nonDerivative · entry 1

SHAPIRO ROBERT B · CIK 0001083227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,656

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $31,500.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:02 UTC
Hassan FredDirector
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 125,489 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0000950103-23-004007 · dp190523_4-hassan.xml · derivative · entry 3

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,489

Underlying: Common Stock · 125,489 shares

Expires 2033-03-09

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:02 UTC
Hassan FredDirector
GrantRestricted Stock Units · Derivative 106,837 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004007 · dp190523_4-hassan.xml · derivative · entry 2

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,837

Underlying: Common Stock · 106,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 9, 2024.

F3 · derivative.expiration_date: The RSUs vest in full on March 9, 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:02 UTC
Hassan FredDirector
GrantCommon Stock 48,290 $1.17 $56,499.30
Disclosure

SEC source: 0000950103-23-004007 · dp190523_4-hassan.xml · nonDerivative · entry 1

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,597

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:04 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 125,489 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0000950103-23-004009 · dp190524_4-kindler.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,489

Underlying: Common Stock · 125,489 shares

Expires 2033-03-09

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:04 UTC GrantRestricted Stock Units · Derivative 106,837 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004009 · dp190524_4-kindler.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,837

Underlying: Common Stock · 106,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vested in full on March 9, 2024.

F3 · derivative.expiration_date: The RSUs vested in full on March 9, 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:04 UTC GrantCommon Stock 58,974 $1.17 $68,999.58
Disclosure

SEC source: 0000950103-23-004009 · dp190524_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,961

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:06 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 125,489 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0000950103-23-004010 · dp190528_4-gupta.xml · derivative · entry 3

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,489

Underlying: Common Stock · 125,489 shares

Expires 2033-03-09

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:06 UTC GrantRestricted Stock Units · Derivative 106,837 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004010 · dp190528_4-gupta.xml · derivative · entry 2

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,837

Underlying: Common Stock · 106,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 9, 2024.

F3 · derivative.expiration_date: The RSUs vest in full on March 9, 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:06 UTC GrantCommon Stock 48,290 $1.17 $56,499.30
Disclosure

SEC source: 0000950103-23-004010 · dp190528_4-gupta.xml · nonDerivative · entry 1

Gupta Vinita D · CIK 0001705209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,730

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:11 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 125,489 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0000950103-23-004013 · dp190529_4-mitchell.xml · derivative · entry 3

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,489

Underlying: Common Stock · 125,489 shares

Expires 2033-03-09

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:11 UTC GrantRestricted Stock Units · Derivative 106,837 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004013 · dp190529_4-mitchell.xml · derivative · entry 2

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,837

Underlying: Common Stock · 106,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on March 9, 2024.

F3 · derivative.expiration_date: The RSUs vest in full on March 9, 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:11 UTC GrantCommon Stock 48,290 $1.17 $56,499.30
Disclosure

SEC source: 0000950103-23-004013 · dp190529_4-mitchell.xml · nonDerivative · entry 1

MITCHELL DEAN J · CIK 0001199297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,836

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:12 UTC
Frank StevenDirector
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 125,489 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0000950103-23-004014 · dp190527_4-frank.xml · derivative · entry 3

Frank Steven · CIK 0001583886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,489

Underlying: Common Stock · 125,489 shares

Expires 2033-03-09

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.