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Shah Rutul R

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19963
SEC CIK
0001947221

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CompanyLast reported asReport datePublished
PRECIGEN, INC.PGEN · Entity 4356Chief Operating OfficerAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRECIGEN, INC.

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect468,865 Ending reported balance After 2026-08-25 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 34,658 · Balance 499,670

Row 2 · 2026-08-21 · Sale · Disposed 34,658 · Balance 465,012

F1: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.

Row 3 · 2026-08-23 · Exercise / conversion · Acquired 7,500 · Balance 472,512

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Row 4 · 2026-08-23 · Tax withholding · Disposed 3,647 · Balance 468,865

F3: Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.

Row 5 · 2026-08-25 · Exercise / conversion · Acquired 15,342 · Balance 484,207

Row 6 · 2026-08-25 · Sale · Disposed 15,342 · Balance 468,865

F1: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.

Option to Purchase Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.33 · Expires 2032-02-02Direct88,646 Reported balance After 2026-08-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-21 · Exercise / conversion · Disposed 34,658 · Balance 88,646

F4: The stock options are fully vested.

Option to Purchase Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.33 · Expires 2032-02-02Direct73,304 Reported balance After 2026-08-25 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-08-25 · Exercise / conversion · Disposed 15,342 · Balance 73,304

F4: The stock options are fully vested.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect57,292 Reported balance After 2026-08-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-08-23 · Exercise / conversion · Disposed 7,500 · Balance 57,292

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F5: Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3: Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.

F4: The stock options are fully vested.

F5: Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative 15,342 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · derivative · entry 9

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,304

Underlying: Common Stock · 15,342 shares

Expires 2032-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are fully vested.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 15,342 $7.50 $115,065.00
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · nonDerivative · entry 6

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 468,865

F1 · shares: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 15,342 $2.33 $35,746.86
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · nonDerivative · entry 5

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 484,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · derivative · entry 8

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,292

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F5 · derivative.exercise_date: Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.

F5 · derivative.expiration_date: Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.

Read SEC document
August 23, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 Tax withholdingCommon Stock 3,647 $7.20 $26,258.40
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · nonDerivative · entry 4

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 468,865

F3 · shares: Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.

Read SEC document
August 23, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · nonDerivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 472,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative 34,658 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · derivative · entry 7

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,646

Underlying: Common Stock · 34,658 shares

Expires 2032-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are fully vested.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 34,658 $7.50 $259,935.00
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 465,012

F1 · shares: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:27 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 34,658 $2.33 $80,753.14
Disclosure

SEC source: 0000950103-26-012872 · ownership.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 499,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 21:04 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 32,739 $6.86 $224,589.54
Disclosure

SEC source: 0000950103-26-012078 · ownership.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 465,012

F1 · kind: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person

Read SEC document
August 03, 2026 Filed Aug 3, 2026 22:12 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative 33,772 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0000950103-26-011711 · ownership.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,304

Underlying: Common Stock · 33,772 shares

Expires 2032-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are fully vested.

Read SEC document
August 03, 2026 Filed Aug 3, 2026 22:12 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 33,772 $6.50 $219,518.00
Disclosure

SEC source: 0000950103-26-011711 · ownership.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 497,751

F1 · kind: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.

Read SEC document
August 03, 2026 Filed Aug 3, 2026 22:12 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 33,772 $2.33 $78,688.76
Disclosure

SEC source: 0000950103-26-011711 · ownership.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 531,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 22:21 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative 42,924 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0000950103-26-009979 · ownership.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,076

Underlying: Common Stock · 42,924 shares

Expires 2032-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are fully vested.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 22:21 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 42,924 $5.85 $251,105.40
Disclosure

SEC source: 0000950103-26-009979 · ownership.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 497,751

F1 · kind: Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 22:21 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 42,924 $2.33 $100,012.92
Disclosure

SEC source: 0000950103-26-009979 · ownership.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 540,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:27 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 42,703 $4.36 $186,185.08
Disclosure

SEC source: 0000950103-26-008170 · ownership.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,751

F1 · shares: Represents the number of shares of Precigen common stock sold pursuant to a sell-to-cover transaction to satisfy tax withholding obligations upon the vesting of restricted stock units on May 23, 2026.

Read SEC document
May 23, 2026 Filed May 28, 2026 00:21 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-007843 · ownership.xml · derivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: Represents 50% of the RSUs granted on June 26, 2025 that vested on May 23, 2026. The remaining RSUs will vest in equal quarterly installments for three years thereafter.

F2 · derivative.expiration_date: Represents 50% of the RSUs granted on June 26, 2025 that vested on May 23, 2026. The remaining RSUs will vest in equal quarterly installments for three years thereafter.

Read SEC document
May 23, 2026 Filed May 28, 2026 00:21 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-26-007843 · ownership.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 20:21 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 118,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-006043 · ownership.xml · derivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,000

Underlying: Common Stock · 118,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest 25% on May 23, 2027 and in equal six-month installments for three years thereafter.

F3 · derivative.expiration_date: The RSUs vest 25% on May 23, 2027 and in equal six-month installments for three years thereafter.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 20:21 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 395,000 $0.00 Strike: $4.11 $0.00
Disclosure

SEC source: 0000950103-26-006043 · ownership.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,000

Underlying: Common Stock · 395,000 shares

Expires 2036-04-20

F1 · derivative.exercise_date: The options vest 25% on May 23, 2027 and in equal monthly installments for three years thereafter.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 23:21 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 44,495 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-004488 · dp243984_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested immediately upon the grant date.

F2 · derivative.expiration_date: The RSUs vested immediately upon the grant date.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 23:21 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 44,495 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-004488 · dp243984_4-shah.xml · derivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,495

Underlying: Common Stock · 44,495 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested immediately upon the grant date.

F2 · derivative.expiration_date: The RSUs vested immediately upon the grant date.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 23:21 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 44,495 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-26-004488 · dp243984_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:07 UTC PRECIGEN, INC. PGEN · Entity 4356 PurchaseCommon Stock 2,000 $3.40 $6,800.00
Disclosure

SEC source: 0000950103-25-012560 · dp235185_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,959

Read SEC document
September 12, 2025 Filed Sep 16, 2025 23:39 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantPerformance Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-011722 · dp234443_4-shah.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the vesting of the second installment of performance stock units ("PSUs") originally granted on August 28, 2024 based on the achievement of the applicable performance condition for such installment.

F2 · derivative.exercise_price: Each PSU is payable in a share of the Issuer's common stock or in a cash amount having an equivalent value.

F1 · derivative.exercise_date: Represents the vesting of the second installment of performance stock units ("PSUs") originally granted on August 28, 2024 based on the achievement of the applicable performance condition for such installment.

F2 · derivative.exercise_date: Each PSU is payable in a share of the Issuer's common stock or in a cash amount having an equivalent value.

F1 · derivative.expiration_date: Represents the vesting of the second installment of performance stock units ("PSUs") originally granted on August 28, 2024 based on the achievement of the applicable performance condition for such installment.

F2 · derivative.expiration_date: Each PSU is payable in a share of the Issuer's common stock or in a cash amount having an equivalent value.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:13 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 180,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-007992 · dp230576_4-shah.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vest 50% on May 23, 2026 and in equal monthly installments for three years thereafter.

F2 · derivative.expiration_date: The RSUs vest 50% on May 23, 2026 and in equal monthly installments for three years thereafter.

Read SEC document
May 23, 2025 Filed May 27, 2025 23:26 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 360,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0000950103-25-006452 · dp229262_4-shah.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 360,000 shares

Expires 2035-05-23

F1 · derivative.exercise_date: The options vest 50% on May 23, 2026 and in equal monthly installments for three years thereafter.

Read SEC document
May 16, 2025 Filed May 17, 2025 00:07 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 174,460 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-006148 · dp228968_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 174,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vested in full on May 16, 2025.

F3 · derivative.expiration_date: The RSUs vested in full on May 16, 2025.

Read SEC document
May 16, 2025 Filed May 17, 2025 00:07 UTC PRECIGEN, INC. PGEN · Entity 4356 Tax withholdingCommon Stock 58,096 $1.45 $84,239.20
Disclosure

SEC source: 0000950103-25-006148 · dp228968_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,959

F2 · shares: Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs

Read SEC document
May 16, 2025 Filed May 17, 2025 00:07 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 174,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-006148 · dp228968_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 21:02 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 174,460 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-005066 · dp227910_4-shah.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,460

Underlying: Common Stock · 174,460 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs will vest in full on May 16, 2025.

F2 · derivative.expiration_date: The RSUs will vest in full on May 16, 2025.

Read SEC document
January 29, 2025 Filed Feb 4, 2025 01:12 UTC PRECIGEN, INC. PGEN · Entity 4356 Tax withholdingCommon Stock 47,151 $1.30 $61,296.30
Disclosure

SEC source: 0000950103-25-001484 · dp224420_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,595

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the PSUs.

Read SEC document
January 29, 2025 Filed Feb 4, 2025 01:12 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-001484 · dp224420_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,746

F1 · shares: Represent shares of Precigen common stock ("Common Stock") issued on settlement of the first installment of performance stock units ("PSUs") originally granted on August 28, 2024 that vested based on the achievement of the applicable performance condition for such installment.

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May 31, 2024 Filed May 31, 2024 23:06 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 550,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0000950103-24-007576 · dp212128_4-shah.xml · derivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2034-05-31

F1 · derivative.exercise_date: The options vest 25% on May 31, 2025 and in equal monthly installments for three years thereafter.

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April 05, 2024 Filed Apr 10, 2024 00:56 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 117,142 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-005094 · dp209630_4-shah.xml · derivative · entry 4

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vested immediately upon the grant date.

F3 · derivative.expiration_date: The RSUs vested immediately upon the grant date.

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April 05, 2024 Filed Apr 10, 2024 00:56 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 117,142 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-005094 · dp209630_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,142

Underlying: Common Stock · 117,142 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vested immediately upon the grant date.

F3 · derivative.expiration_date: The RSUs vested immediately upon the grant date.

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April 05, 2024 Filed Apr 10, 2024 00:56 UTC PRECIGEN, INC. PGEN · Entity 4356 Tax withholdingCommon Stock 40,870 $1.40 $57,218.00
Disclosure

SEC source: 0000950103-24-005094 · dp209630_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,746

F2 · shares: Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.

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April 05, 2024 Filed Apr 10, 2024 00:56 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 117,142 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-005094 · dp209630_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

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August 24, 2023 Filed Aug 25, 2023 23:01 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 5,388 $1.64 $8,836.32
Disclosure

SEC source: 0000950103-23-012772 · dp199183_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,474

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

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August 23, 2023 Filed Aug 25, 2023 23:01 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 15,480 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-012772 · dp199183_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.

F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.

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August 23, 2023 Filed Aug 25, 2023 23:01 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 15,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-012772 · dp199183_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

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August 17, 2023 Filed Aug 19, 2023 01:09 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 5,298 $1.55 $8,211.90
Disclosure

SEC source: 0000950103-23-012319 · dp198751_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,382

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

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August 16, 2023 Filed Aug 19, 2023 01:09 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 15,480 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-012319 · dp198751_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,480

Underlying: Common Stock · 15,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023.

F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023.

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August 16, 2023 Filed Aug 19, 2023 01:09 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 15,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-012319 · dp198751_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 23:29 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 5,429 $1.21 $6,569.09
Disclosure

SEC source: 0000950103-23-011946 · dp198383_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,200

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

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August 09, 2023 Filed Aug 11, 2023 23:29 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 15,480 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-011946 · dp198383_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,960

Underlying: Common Stock · 15,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 9, 2023. The remaining RSUs vest in two equal installments on each of August 16, 2023 and August 23, 2023.

F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 9, 2023. The remaining RSUs vest in two equal installments on each of August 16, 2023 and August 23, 2023.

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August 09, 2023 Filed Aug 11, 2023 23:29 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 15,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-011946 · dp198383_4-shah.xml · nonDerivative · entry 1

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 23:06 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 5,328 $1.20 $6,393.60
Disclosure

SEC source: 0000950103-23-011611 · dp198070_4-shah.xml · nonDerivative · entry 2

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,149

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the Reporting Person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

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August 02, 2023 Filed Aug 4, 2023 23:06 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 15,480 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-011611 · dp198070_4-shah.xml · derivative · entry 3

Shah Rutul R · CIK 0001947221 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,440

Underlying: Common Stock · 15,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

F3 · derivative.expiration_date: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 2, 2023. The remaining RSUs vest in three equal installments on each of August 9, 2023, August 16, 2023 and August 23, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.