Last 12 months
Inside the activity.
1 purchase rows · 38 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 1 | 8 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 12, 2019 17:42 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 1,963 | $22.12 | $43,421.56 |
DisclosureSEC source: 0001127602-19-011092 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,882 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 9,882 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 07, 2019 Filed Mar 7, 2019 19:54 UTC |
Hendry Gregory LMD, Chief Accounting Officer
|
Tax withholdingCommon Stock | 179 | $23.04 | $4,124.16 |
DisclosureSEC source: 0001127602-19-010389 · form4.xml · nonDerivative · entry 2 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,875 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F3 · balance_after: The reported amount consists of 1,769 restricted stock units and 35,106 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 15:05 UTC |
Chang Andrew SChief Financial Officer
|
Tax withholdingCommon Stock | 1,278 | $23.10 | $29,521.80 |
DisclosureSEC source: 0001127602-19-010399 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,192 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 12,163 restricted stock units and 898,029 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 19:54 UTC |
Hendry Gregory LMD, Chief Accounting Officer
|
Tax withholdingCommon Stock | 225 | $23.10 | $5,197.50 |
DisclosureSEC source: 0001127602-19-010389 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,054 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 2,205 restricted stock units and 34,849 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 15:08 UTC |
Fartaj VandadChief Investment Officer
|
Tax withholdingCommon Stock | 1,278 | $23.10 | $29,521.80 |
DisclosureSEC source: 0001127602-19-010405 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,691 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 12,163 restricted stock units and 24,528 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 15:07 UTC |
Walker David MChief Risk Officer
|
Tax withholdingCommon Stock | 799 | $23.10 | $18,456.90 |
DisclosureSEC source: 0001127602-19-010403 · form4.xml · nonDerivative · entry 1 Walker David M · CIK 0001468934 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,581 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 7,602 restricted stock units and 13,979 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 14:56 UTC |
Jones DougChief Mtge Bnkg Ofcr
|
Tax withholdingCommon Stock | 1,597 | $23.10 | $36,890.70 |
DisclosureSEC source: 0001127602-19-010391 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,224 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 15,204 restricted stock units and 3,020 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 15:01 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
Tax withholdingCommon Stock | 1,038 | $23.10 | $23,977.80 |
DisclosureSEC source: 0001127602-19-010395 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,845 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 9,882 restricted stock units and 1,963 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 20:03 UTC |
SPECTOR DAVIDDirector · President & CEO
|
Tax withholdingCommon Stock | 3,193 | $23.10 | $73,758.30 |
DisclosureSEC source: 0001127602-19-010397 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,573 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 30,408 restricted stock units and 1,240,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 10:47 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $22.90 | $114,500.00 |
DisclosureSEC source: 0001127602-19-010135 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 430,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.67 to $23.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 10:47 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $23.08 | $115,400.00 |
DisclosureSEC source: 0001127602-19-010135 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 435,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.88 to $23.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 14:49 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $23.27 | $116,335.50 |
DisclosureSEC source: 0001127602-19-009169 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 440,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $23.14 to $23.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 14:49 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $23.30 | $116,475.00 |
DisclosureSEC source: 0001127602-19-009169 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 445,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $23.17 to $23.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 20, 2019 Filed Mar 18, 2019 18:56 UTC |
Wiedman MarkDirector
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011726 · form4.xml · nonDerivative · entry 1 Wiedman Mark · CIK 0001469164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,113 F1 · shares: Represents a bona fide gift of 15,000 shares of Common Stock to a charitable organization. F2 · balance_after: The reported amount consists of 4,441 restricted stock units and 66,672 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 14:13 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 20,837 | $22.83 | $475,681.62 |
DisclosureSEC source: 0001127602-19-007074 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,883 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.70 to $22.91. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 12,883 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 13:22 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $22.03 | $110,150.00 |
DisclosureSEC source: 0001127602-19-006229 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 450,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.95 to $22.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 12, 2019 Filed Feb 12, 2019 20:24 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $21.95 | $109,750.00 |
DisclosureSEC source: 0001127602-19-005517 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 455,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $21.77 to $22.115. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 00:40 UTC |
MAZZELLA JOSEPH FDirector
|
GrantCommon Stock | 1,177 | $21.07 | $24,799.39 |
DisclosureSEC source: 0001127602-19-005509 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,083 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 379,955 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 00:34 UTC |
Hunt James KDirector
|
GrantCommon Stock | 1,649 | $21.07 | $34,744.43 |
DisclosureSEC source: 0001127602-19-005507 · form4.xml · nonDerivative · entry 1 Hunt James K · CIK 0001359733 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Hunt Living Trust 1994 Disclosed balance after: 36,821 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 00:42 UTC |
NANJI FARHADDirector
|
GrantCommon Stock | 1,260 | $21.07 | $26,548.20 |
DisclosureSEC source: 0001127602-19-005511 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,004 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 174,876 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:24 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 100 | $22.73 | $2,272.75 |
DisclosureSEC source: 0001127602-19-005517 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 12,883 restricted stock units and 20,837 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 17:46 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $20.94 | $104,700.00 |
DisclosureSEC source: 0001127602-19-003113 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 460,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $20.84 to $21.08. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 12:37 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $20.78 | $103,900.00 |
DisclosureSEC source: 0001127602-19-002356 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 465,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $20.56 to $20.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:21 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $21.29 | $106,450.00 |
DisclosureSEC source: 0001127602-19-001289 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 470,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.01 to $21.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document |
| December 24, 2018 Filed Feb 13, 2019 01:23 UTC |
Botein MatthewDirector
|
GiftCommon Stock | 15,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005515 · form5.xml · nonDerivative · entry 2 Botein Matthew · CIK 0001469142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,128 F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 700,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 18:16 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $21.47 | $107,350.00 |
DisclosureSEC source: 0001127602-18-036654 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 475,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $21.30 to $21.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 18, 2018 Filed Feb 13, 2019 01:23 UTC |
Botein MatthewDirector
|
GiftCommon Stock | 18,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005515 · form5.xml · nonDerivative · entry 1 Botein Matthew · CIK 0001469142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,128 F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 700,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 18:16 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 1,100 | $22.71 | $24,985.95 |
DisclosureSEC source: 0001127602-18-036654 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,820 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.70 to $22.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 12,883 restricted stock units and 20,937 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 17:08 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 5,000 | $22.67 | $113,350.00 |
DisclosureSEC source: 0001127602-18-035715 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 480,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $22.25 to $22.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: On August 2, 2018, PennyMac Financial Services, Inc. ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc. (the "Issuer") and the Reporting Person. The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of publicly-traded common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement were completed and the Class A Units of Private National Mortgage Acceptance Company, LLC previously held by the Reporting Person were exchanged for shares of Common Stock of the Issuer. The Issuer succeeded to Old PennyMac as a public-reporting company pursuant to Rule 12g-3 of the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services, Inc. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:08 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 450 | $21.80 | $9,809.01 |
DisclosureSEC source: 0001127602-18-035715 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 485,720 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $21.77 to $21.865. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: On August 2, 2018, PennyMac Financial Services, Inc. ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc. (the "Issuer") and the Reporting Person. The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of publicly-traded common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement were completed and the Class A Units of Private National Mortgage Acceptance Company, LLC previously held by the Reporting Person were exchanged for shares of Common Stock of the Issuer. The Issuer succeeded to Old PennyMac as a public-reporting company pursuant to Rule 12g-3 of the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services, Inc. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:08 UTC |
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
|
SaleCommon Stock | 4,550 | $21.34 | $97,106.56 |
DisclosureSEC source: 0001127602-18-035715 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 486,170 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $20.76 to $21.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: On August 2, 2018, PennyMac Financial Services, Inc. ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc. (the "Issuer") and the Reporting Person. The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of publicly-traded common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement were completed and the Class A Units of Private National Mortgage Acceptance Company, LLC previously held by the Reporting Person were exchanged for shares of Common Stock of the Issuer. The Issuer succeeded to Old PennyMac as a public-reporting company pursuant to Rule 12g-3 of the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services, Inc. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:24 UTC |
MAZZELLA JOSEPH FDirector
|
GrantCommon Stock | 1,205 | $19.60 | $23,618.00 |
DisclosureSEC source: 0001127602-18-032553 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,906 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: On August 2, 2018, PennyMac Financial Services, Inc. ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc. (the "Issuer") and the Reporting Person. The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of publicly-traded common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement were completed and the Class A Units of Private National Mortgage Acceptance Company, LLC previously held by the Reporting Person were exchanged for shares of Common Stock of the Issuer. The Issuer succeeded to Old PennyMac as a public-reporting company pursuant to Rule 12g-3 of the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services, Inc. F3 · balance_after: The reported amount consists of 10,128 restricted stock units and 378,778 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:19 UTC |
Hunt James KDirector
|
GrantCommon Stock | 1,847 | $19.60 | $36,201.20 |
DisclosureSEC source: 0001127602-18-032545 · form4.xml · nonDerivative · entry 1 Hunt James K · CIK 0001359733 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Hunt Living Trust 1994 Disclosed balance after: 35,172 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:31 UTC |
NANJI FARHADDirector
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GrantCommon Stock | 1,294 | $19.60 | $25,362.40 |
DisclosureSEC source: 0001127602-18-032557 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,744 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: On August 2, 2018, PennyMac Financial Services, Inc. ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc. (the "Issuer") and the Reporting Person. The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of publicly-traded common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement were completed and the Class A Units of Private National Mortgage Acceptance Company, LLC previously held by the Reporting Person were exchanged for shares of Common Stock of the Issuer. The Issuer succeeded to Old PennyMac as a public-reporting company pursuant to Rule 12g-3 of the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services, Inc. F3 · balance_after: The reported amount consists of 10,128 restricted stock units and 173,616 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 02:55 UTC |
BlackRock Inc.Director · 10% owner
BlackRock Holdco 2, Inc.10% owner
BlackRock Mortgage Ventures, LLCDirector · 10% owner
|
ConversionClass A Units of Private National Mortgage Acceptance Compan · Derivative | 13,760,647 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-042417 · form4.xml · derivative · entry 2 BlackRock Inc. · CIK 0001364742 · Director · 10% owner BlackRock Holdco 2, Inc. · CIK 0001060021 · 10% owner BLACKROCK FINANCIAL MANAGEMENT INC/DE · CIK 0001086363 · 10% owner BlackRock Mortgage Ventures, LLC · CIK 0001576419 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,760,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2018, PennyMac Financial Services, Inc., a Delaware corporation ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc., a Delaware corporation (the "Issuer"), and BlackRock Mortgage Ventures, LLC ("BLK MV"), an indirect wholly owned subsidiary of BlackRock, Inc. (the "Reporting Person"). The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement (the "Reorganization") were completed. The Issuer succeeded to Old PennyMac as a public-reporting Company pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services Inc. F2 · kind: In the Reorganization, (i) 13,760,647 Class A Units of Private National Mortgage Acceptance Company, LLC held by BLK MV were exchanged for 13,760,647 shares of common stock of the Issuer ("Common Stock") and (ii) 1,800,000 shares of Class A common stock of Old PennyMac held by BLK MV were converted into 1,800,000 shares of Common Stock. F2 · derivative.exercise_date: In the Reorganization, (i) 13,760,647 Class A Units of Private National Mortgage Acceptance Company, LLC held by BLK MV were exchanged for 13,760,647 shares of common stock of the Issuer ("Common Stock") and (ii) 1,800,000 shares of Class A common stock of Old PennyMac held by BLK MV were converted into 1,800,000 shares of Common Stock. F2 · derivative.expiration_date: In the Reorganization, (i) 13,760,647 Class A Units of Private National Mortgage Acceptance Company, LLC held by BLK MV were exchanged for 13,760,647 shares of common stock of the Issuer ("Common Stock") and (ii) 1,800,000 shares of Class A common stock of Old PennyMac held by BLK MV were converted into 1,800,000 shares of Common Stock. F3 · ownership.nature: 15,560,647 shares of Common Stock beneficially owned by the Reporting Person (including the 13,760,647 shares of Common Stock that were converted from Class A Units held by BlackRock Mortgage Ventures LLC pursuant to the Reorganization) are directly owned by BlackRock Mortgage Ventures, LLC, which is a wholly owned subsidiary of BlackRock Financial Management, Inc., which is a wholly owned subsidiary of BlackRock Holdco 2, Inc., which is a wholly-owned subsidiary of BlackRock, Inc. BlackRock, Inc., BlackRock Holdco 2, Inc., and BlackRock Financial Management, Inc. are indirect beneficial owners of these securities. Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 02:55 UTC |
BlackRock Inc.Director · 10% owner
BlackRock Holdco 2, Inc.10% owner
BlackRock Mortgage Ventures, LLCDirector · 10% owner
|
ConversionCommon stock | 13,760,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-042417 · form4.xml · nonDerivative · entry 1 BlackRock Inc. · CIK 0001364742 · Director · 10% owner BlackRock Holdco 2, Inc. · CIK 0001060021 · 10% owner BLACKROCK FINANCIAL MANAGEMENT INC/DE · CIK 0001086363 · 10% owner BlackRock Mortgage Ventures, LLC · CIK 0001576419 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,560,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2018, PennyMac Financial Services, Inc., a Delaware corporation ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc., a Delaware corporation (the "Issuer"), and BlackRock Mortgage Ventures, LLC ("BLK MV"), an indirect wholly owned subsidiary of BlackRock, Inc. (the "Reporting Person"). The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement (the "Reorganization") were completed. The Issuer succeeded to Old PennyMac as a public-reporting Company pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services Inc. F2 · kind: In the Reorganization, (i) 13,760,647 Class A Units of Private National Mortgage Acceptance Company, LLC held by BLK MV were exchanged for 13,760,647 shares of common stock of the Issuer ("Common Stock") and (ii) 1,800,000 shares of Class A common stock of Old PennyMac held by BLK MV were converted into 1,800,000 shares of Common Stock. F3 · ownership.nature: 15,560,647 shares of Common Stock beneficially owned by the Reporting Person (including the 13,760,647 shares of Common Stock that were converted from Class A Units held by BlackRock Mortgage Ventures LLC pursuant to the Reorganization) are directly owned by BlackRock Mortgage Ventures, LLC, which is a wholly owned subsidiary of BlackRock Financial Management, Inc., which is a wholly owned subsidiary of BlackRock Holdco 2, Inc., which is a wholly-owned subsidiary of BlackRock, Inc. BlackRock, Inc., BlackRock Holdco 2, Inc., and BlackRock Financial Management, Inc. are indirect beneficial owners of these securities. Read SEC document |
| March 09, 2018 Filed Jul 10, 2019 16:41 UTC |
Grogin JeffreyChief Enterprise Ops Officer
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GrantNonstatutory Stock Option (Right to Buy) · Derivative | 17,204 | $24.40 Strike: $24.40 | $419,777.60 |
DisclosureSEC source: 0001127602-19-024352 · form4.xml · derivative · entry 5 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,204 Underlying: Common Stock · 17,204 shares Expires 2028-03-08 F2 · derivative.underlying_shares: This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.