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NYSE · USD

PFSI

PennyMac Financial Services, Inc.

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Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2019 Filed Aug 23, 2019 17:31 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 10,000 $27.91 $279,123.00
Disclosure

SEC source: 0001127602-19-027330 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 66,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $27.74 to $28.13. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
August 09, 2019 Filed Aug 9, 2019 18:32 UTC SaleCommon Stock 5,000 $26.67 $133,350.00
Disclosure

SEC source: 0001127602-19-026358 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 328,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $26.32 to $26.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 18:32 UTC SaleCommon Stock 5,000 $26.78 $133,900.00
Disclosure

SEC source: 0001127602-19-026358 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 333,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $26.46 to $27.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 21:54 UTC GrantCommon Stock 1,081 $22.94 $24,798.14
Disclosure

SEC source: 0001127602-19-026184 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,712

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 387,821 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 21:57 UTC
NANJI FARHADDirector
GrantCommon Stock 1,018 $22.94 $23,352.92
Disclosure

SEC source: 0001127602-19-026186 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,588

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 182,697 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 16:43 UTC SaleCommon Stock 5,000 $24.27 $121,350.00
Disclosure

SEC source: 0001127602-19-025673 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 338,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $24.06 to $24.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:43 UTC SaleCommon Stock 5,000 $24.41 $122,050.00
Disclosure

SEC source: 0001127602-19-025673 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 343,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $24.28 to $24.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 17:35 UTC SaleCommon Stock 5,000 $23.65 $118,250.00
Disclosure

SEC source: 0001127602-19-024936 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 348,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $23.32 to $23.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:35 UTC SaleCommon Stock 5,000 $23.27 $116,350.00
Disclosure

SEC source: 0001127602-19-024936 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 353,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $23.16 to $23.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 16:27 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 11,000 $22.94 $252,316.90
Disclosure

SEC source: 0001127602-19-024761 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 76,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.84 to $23.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
July 03, 2019 Filed Jul 3, 2019 18:25 UTC SaleCommon Stock 5,000 $22.93 $114,650.00
Disclosure

SEC source: 0001127602-19-024033 · form4.xml · nonDerivative · entry 3

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 358,920

F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $22.78 to $23.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 18:25 UTC SaleCommon Stock 5,000 $22.70 $113,500.00
Disclosure

SEC source: 0001127602-19-024033 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 363,920

F3 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $22.56 to $22.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:25 UTC GrantCommon Stock 4,485 $22.74 $101,988.90
Disclosure

SEC source: 0001127602-19-024033 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,074

F1 · shares: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on March 15, 2020, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 12,074 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:04 UTC SaleCommon Stock 20,000 $21.93 $438,554.00
Disclosure

SEC source: 0001127602-19-022672 · form4.xml · nonDerivative · entry 2

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $21.70 to $22.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: he reported amount consists of 8,891 restricted stock units and 605,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 17:02 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.03 $110,150.00
Disclosure

SEC source: 0001127602-19-022670 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 368,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $21.95 to $22.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:04 UTC SaleCommon Stock 20,000 $21.80 $436,088.00
Disclosure

SEC source: 0001127602-19-022672 · form4.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.51 to $22.065. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 8,891 restricted stock units and 625,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 17:02 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $21.78 $108,900.00
Disclosure

SEC source: 0001127602-19-022670 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 373,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.52 to $22.075. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
June 19, 2019 Filed Jun 19, 2019 21:42 UTC SaleCommon Stock 20,000 $21.84 $436,854.00
Disclosure

SEC source: 0001127602-19-022288 · form4.xml · nonDerivative · entry 3

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $21.725 to $21.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 8,891 restricted stock units and 645,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 21:42 UTC SaleCommon Stock 20,000 $21.66 $433,246.00
Disclosure

SEC source: 0001127602-19-022288 · form4.xml · nonDerivative · entry 2

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $21.25 to $21.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 8,891 restricted stock units and 665,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:42 UTC SaleCommon Stock 20,000 $21.27 $425,308.00
Disclosure

SEC source: 0001127602-19-022288 · form4.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,578

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.025 to $21.33. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 8,891 restricted stock units and 685,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 17:45 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $21.51 $107,550.00
Disclosure

SEC source: 0001127602-19-020920 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 378,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.35 to $21.67. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 23, 2019 Filed May 24, 2019 16:18 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.53 $112,650.00
Disclosure

SEC source: 0001127602-19-019888 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 383,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.38 to $22.695. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 22, 2019 Filed May 24, 2019 16:18 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.94 $114,700.00
Disclosure

SEC source: 0001127602-19-019888 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 388,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.81 to $23.125. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 14, 2019 Filed May 16, 2019 16:41 UTC
KURLAND STANFORD LDirector · Executive Chairman
SaleCommon Stock 6,000 $22.63 $135,769.20
Disclosure

SEC source: 0001127602-19-018749 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 87,347

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.27 to $22.74. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 07, 2019 Filed May 8, 2019 18:14 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $23.31 $116,550.00
Disclosure

SEC source: 0001127602-19-017782 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 393,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $23.17 to $23.425. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:55 UTC GrantCommon Stock 1,098 $22.58 $24,792.84
Disclosure

SEC source: 0001127602-19-017617 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,631

F1 · shares: The Reporting Person received shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 386,740 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 06, 2019 Filed May 7, 2019 21:02 UTC
NANJI FARHADDirector
GrantCommon Stock 1,116 $22.58 $25,199.28
Disclosure

SEC source: 0001127602-19-017621 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,570

F1 · shares: The Reporting Person received shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 181,679 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
May 06, 2019 Filed May 8, 2019 18:14 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $23.47 $117,350.00
Disclosure

SEC source: 0001127602-19-017782 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 398,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $23.14 to $23.62. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
April 17, 2019 Filed Apr 17, 2019 18:34 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.71 $113,550.00
Disclosure

SEC source: 0001127602-19-015736 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 403,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.595 to $22.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 22:23 UTC
SPECTOR DAVIDDirector · President & CEO
SaleCommon Stock 18,434 $22.72 $418,796.52
Disclosure

SEC source: 0001127602-19-015603 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279,670

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $22.53 to $22.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F7 · balance_after: The reported amount consists of 45,545 restricted stock units and 1,234,125 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 16, 2019 Filed Apr 17, 2019 18:34 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.69 $113,450.00
Disclosure

SEC source: 0001127602-19-015736 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 408,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.495 to $22.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 22:23 UTC
SPECTOR DAVIDDirector · President & CEO
SaleCommon Stock 8,478 $22.51 $190,841.48
Disclosure

SEC source: 0001127602-19-015603 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,104

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $22.41 to $22.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F5 · balance_after: The reported amount consists of 45,545 restricted stock units and 1,252,559 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 22:23 UTC
SPECTOR DAVIDDirector · President & CEO
SaleCommon Stock 13,028 $22.50 $293,119.58
Disclosure

SEC source: 0001127602-19-015603 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,582

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.34 to $22.67. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 45,545 restricted stock units and 1,261,037 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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April 04, 2019 Filed Apr 5, 2019 16:18 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.60 $113,000.00
Disclosure

SEC source: 0001127602-19-014916 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 413,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.54 to $22.69. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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April 03, 2019 Filed Apr 5, 2019 16:18 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.50 $112,500.00
Disclosure

SEC source: 0001127602-19-014916 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 418,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.425 to $22.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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April 01, 2019 Filed Apr 3, 2019 16:32 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 14,559 $22.46 $326,967.48
Disclosure

SEC source: 0001127602-19-014615 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,589

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.26 to $22.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 7,589 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 21, 2019 Filed Mar 22, 2019 16:26 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 1,800 $21.98 $39,564.00
Disclosure

SEC source: 0001127602-19-012935 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 423,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $21.95 to $22.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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March 20, 2019 Filed Mar 22, 2019 16:26 UTC
MCCALLION ANNEDirector · Chief Enterprise Ops Officer
SaleCommon Stock 5,000 $22.29 $111,450.00
Disclosure

SEC source: 0001127602-19-012935 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 425,720

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.01 to $22.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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March 15, 2019 Filed Mar 18, 2019 14:53 UTC GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011719 · form4.xml · nonDerivative · entry 1

Tozer Theodore W · CIK 0001712649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 9,266 restricted stock units and 2,407 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 15:07 UTC GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011740 · form4.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,335

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 22,444 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 18:39 UTC GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011703 · form4.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,578

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 705,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 18:56 UTC
Wiedman MarkDirector
GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011726 · form4.xml · nonDerivative · entry 2

Wiedman Mark · CIK 0001469164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,563

F3 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F4 · balance_after: The reported amount consists of 8,891 restricted stock units and 66,672 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 18:46 UTC GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011709 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,533

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 385,642 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 18:42 UTC
Hunt James KDirector
GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011705 · form4.xml · nonDerivative · entry 1

Hunt James K · CIK 0001359733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,007

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 31,116 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 18:48 UTC
NANJI FARHADDirector
GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011711 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,454

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 180,563 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 14:59 UTC GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011730 · form4.xml · nonDerivative · entry 1

Youssouf Emily Ann · CIK 0001592168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,292

F1 · shares: The Reporting Person was granted restricted stock units in connection with her service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 24,401 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 18, 2019 14:51 UTC GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011715 · form4.xml · nonDerivative · entry 1

Perlowitz Jeffrey A. · CIK 0001768320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,645

F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting.

F2 · balance_after: The reported amount consists of 4,645 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 15, 2019 Filed Mar 19, 2019 17:08 UTC
KURLAND STANFORD LDirector · Executive Chairman
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 153,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012283 · form4.xml · derivative · entry 6

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 153,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%.

F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%.

F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%.

F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:08 UTC
KURLAND STANFORD LDirector · Executive Chairman
GrantPerformance-Based Restricted Stock Units · Derivative 153,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012283 · form4.xml · derivative · entry 5

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,653

Underlying: Common Stock · 153,653 shares

Expires not disclosed

F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%.

F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%.

F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 7, 2016 and vested on March 15, 2019, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 19.6% for the period of January 1, 2016 through December 31, 2018 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 88.23%.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:08 UTC
KURLAND STANFORD LDirector · Executive Chairman
GrantNonstatutory Stock Option (Right to Buy) · Derivative 107,849 $0.00 Strike: $22.92 $0.00
Disclosure

SEC source: 0001127602-19-012283 · form4.xml · derivative · entry 4

KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,849

Underlying: Common Stock · 107,849 shares

Expires 2029-03-14

F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 107,849 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.