Tapewire

NYSE · USD

PFSI

PennyMac Financial Services, Inc.

Export transactions ↓
Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 18, 2020 20:44 UTC
Grogin JeffreyChief Enterprise Ops Officer
Tax withholdingCommon Stock 833 $29.13 $24,265.29
Disclosure

SEC source: 0001127602-20-011351 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,914

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 12,286 restricted stock units and 4,628 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 01:03 UTC
SPECTOR DAVIDDirector · President & CEO
Tax withholdingCommon Stock 3,668 $29.13 $106,848.84
Disclosure

SEC source: 0001127602-20-011362 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275,781

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,237,855 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:54 UTC
Jones DougChief Mtge Bnkg Ofcr
Tax withholdingCommon Stock 1,280 $29.13 $37,286.40
Disclosure

SEC source: 0001127602-20-011356 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,315

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 19,134 restricted stock units and 18,181 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:04 UTC
Walker David MChief Risk Officer
SaleCommon Stock 532 $32.22 $17,143.59
Disclosure

SEC source: 0001127602-20-010635 · form4.xml · nonDerivative · entry 6

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 413,085

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F7 · price: The price reported is the weighted average price of multiple transactions ranging from $32.00 to $32.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:04 UTC
Walker David MChief Risk Officer
SaleCommon Stock 1,568 $31.39 $49,219.99
Disclosure

SEC source: 0001127602-20-010635 · form4.xml · nonDerivative · entry 5

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 413,617

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $30.97 to $31.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:04 UTC
Walker David MChief Risk Officer
SaleCommon Stock 2,900 $30.51 $88,482.48
Disclosure

SEC source: 0001127602-20-010635 · form4.xml · nonDerivative · entry 4

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 415,185

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $29.94 to $30.91. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Read SEC document
March 11, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 100 $36.87 $3,687.00
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 16

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 33,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 500 $35.95 $17,976.50
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 15

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 33,795

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F14 · price: The price reported is the weighted average price of multiple transactions ranging from $35.63 to $36.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 400 $35.11 $14,042.12
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 14

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 34,295

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F13 · price: The price reported is the weighted average price of multiple transactions ranging from $34.60 to $35.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 17:04 UTC
Walker David MChief Risk Officer
SaleCommon Stock 700 $36.68 $25,675.44
Disclosure

SEC source: 0001127602-20-010635 · form4.xml · nonDerivative · entry 3

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 418,085

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $36.49 to $36.86. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Read SEC document
March 11, 2020 Filed Mar 13, 2020 17:04 UTC
Walker David MChief Risk Officer
SaleCommon Stock 3,400 $35.86 $121,909.04
Disclosure

SEC source: 0001127602-20-010635 · form4.xml · nonDerivative · entry 2

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 418,785

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $35.41 to $36.325. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Read SEC document
March 11, 2020 Filed Mar 13, 2020 17:04 UTC
Walker David MChief Risk Officer
SaleCommon Stock 900 $34.65 $31,185.99
Disclosure

SEC source: 0001127602-20-010635 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 422,185

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $34.32 to $35.12. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:06 UTC
SPECTOR DAVIDDirector · President & CEO
SaleCommon Stock 4,617 $35.28 $162,874.83
Disclosure

SEC source: 0001127602-20-010637 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279,449

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $35.04 to $35.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 45,324 restricted stock units and 1,234,125 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 10, 2020 Filed Mar 10, 2020 23:11 UTC
SPECTOR DAVIDDirector · President & CEO
SaleCommon Stock 6,040 $36.42 $219,947.20
Disclosure

SEC source: 0001127602-20-010151 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284,066

F4 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $36.33 to $36.59. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F6 · balance_after: The reported amount consists of 45,324 restricted stock units and 1,238,742 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 900 $36.61 $32,948.01
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 13

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 34,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F12 · price: The price reported is the weighted average price of multiple transactions ranging from $36.43 to $36.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 2,200 $35.76 $78,677.28
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 12

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 35,595

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F9 · price: The price reported is the weighted average price of multiple transactions ranging from $35.43 to $36.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 1,900 $34.95 $66,411.84
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 11

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 37,795

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F11 · price: The price reported is the weighted average price of multiple transactions ranging from $34.43 to $35.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 1,349 $36.60 $49,370.57
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 10

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 39,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F10 · price: The price reported is the weighted average price of multiple transactions ranging from $36.43 to $36.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 3,451 $35.76 $123,413.63
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 9

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 41,044

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F9 · price: The price reported is the weighted average price of multiple transactions ranging from $35.43 to $36.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 2,700 $34.95 $94,376.34
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 8

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 44,495

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F8 · price: The price reported is the weighted average price of multiple transactions ranging from $34.43 to $35.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 200 $36.76 $7,351.50
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 7

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 47,195

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F7 · price: The price reported is the weighted average price of multiple transactions ranging from $36.72 to $36.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 1,300 $35.89 $46,656.61
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 6

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 47,395

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $35.52 to $36.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 1,000 $35.00 $35,001.50
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 5

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 48,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $34.45 to $35.43. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 23:05 UTC
Hendry Gregory LMD, Chief Accounting Officer
Tax withholdingCommon Stock 166 $37.50 $6,225.00
Disclosure

SEC source: 0001127602-20-010143 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,191

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 2,760 restricted stock units and 37,431 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting

Read SEC document
March 09, 2020 Filed Mar 10, 2020 19:15 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Stock 977 $37.50 $36,637.50
Disclosure

SEC source: 0001127602-20-010155 · form4.xml · nonDerivative · entry 2

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,937

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 18,244 restricted stock units and 44,693 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 18:56 UTC
Chang Andrew SChief Financial Officer
Tax withholdingCommon Stock 977 $37.50 $36,637.50
Disclosure

SEC source: 0001127602-20-010138 · form4.xml · nonDerivative · entry 2

Chang Andrew S · CIK 0001468932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,651

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 18,155 restricted stock units and 918,496 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 19:12 UTC
Walker David MChief Risk Officer
Tax withholdingCommon Stock 587 $37.50 $22,012.50
Disclosure

SEC source: 0001127602-20-010154 · form4.xml · nonDerivative · entry 2

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,246

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 11,062 restricted stock units and 33,184 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 19:04 UTC
Grogin JeffreyChief Enterprise Ops Officer
Tax withholdingCommon Stock 794 $37.50 $29,775.00
Disclosure

SEC source: 0001127602-20-010141 · form4.xml · nonDerivative · entry 2

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,747

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 14,333 restricted stock units and 3,414 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 19:09 UTC Tax withholdingCommon Stock 743 $37.50 $27,862.50
Disclosure

SEC source: 0001127602-20-010148 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,244

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 9,690 restricted stock units and 3,554 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 23:11 UTC
SPECTOR DAVIDDirector · President & CEO
Tax withholdingCommon Stock 2,441 $37.50 $91,537.50
Disclosure

SEC source: 0001127602-20-010151 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,106

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 45,324 restricted stock units and 1,244,782 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 19:07 UTC
Jones DougChief Mtge Bnkg Ofcr
Tax withholdingCommon Stock 1,221 $37.50 $45,787.50
Disclosure

SEC source: 0001127602-20-010145 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,595

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F3 · balance_after: The reported amount consists of 22,833 restricted stock units and 15,762 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 100 $36.73 $3,673.00
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 4

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 49,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 7,400 $36.18 $267,723.12
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 3

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 49,795

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $35.62 to $36.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 2,500 $36.18 $90,451.00
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 2

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 57,195

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $35.86 to $36.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 19:44 UTC SaleCommon Stock 5,000 $36.19 $180,932.50
Disclosure

SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 1

KURLAND STANFORD L · CIK 0001181595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98

Disclosed balance after: 59,695

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $35.67 to $36.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 06, 2020 Filed Mar 6, 2020 23:18 UTC SaleCommon Stock 5,687 $37.18 $211,426.74
Disclosure

SEC source: 0001127602-20-009861 · form4.xml · nonDerivative · entry 1

Botein Matthew · CIK 0001469142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,802

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $37.15 to $37.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 10,011 restricted stock units and 401,791 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 23:05 UTC
Hendry Gregory LMD, Chief Accounting Officer
Tax withholdingCommon Stock 225 $37.42 $8,419.50
Disclosure

SEC source: 0001127602-20-010143 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,357

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 3,166 restricted stock units and 37,191 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting

Read SEC document
March 06, 2020 Filed Mar 10, 2020 19:15 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Stock 1,278 $37.42 $47,822.76
Disclosure

SEC source: 0001127602-20-010155 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,914

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 21,067 restricted stock units and 42,847 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 18:56 UTC
Chang Andrew SChief Financial Officer
Tax withholdingCommon Stock 1,267 $37.42 $47,411.14
Disclosure

SEC source: 0001127602-20-010138 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,628

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 20,978 restricted stock units and 916,650 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 19:12 UTC
Walker David MChief Risk Officer
Tax withholdingCommon Stock 850 $37.42 $31,807.00
Disclosure

SEC source: 0001127602-20-010154 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,833

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 12,826 restricted stock units and 32,007 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 19:04 UTC
Grogin JeffreyChief Enterprise Ops Officer
Tax withholdingCommon Stock 1,087 $37.42 $40,675.54
Disclosure

SEC source: 0001127602-20-010141 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,541

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 16,627 restricted stock units and 1,914 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 19:09 UTC Tax withholdingCommon Stock 998 $37.42 $37,345.16
Disclosure

SEC source: 0001127602-20-010148 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,987

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 11,984 restricted stock units and 2,003 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 23:11 UTC
SPECTOR DAVIDDirector · President & CEO
Tax withholdingCommon Stock 3,194 $37.42 $119,519.48
Disclosure

SEC source: 0001127602-20-010151 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292,547

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 52,382 restricted stock units and 1,240,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 19:07 UTC
Jones DougChief Mtge Bnkg Ofcr
Tax withholdingCommon Stock 1,596 $37.42 $59,722.32
Disclosure

SEC source: 0001127602-20-010145 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,816

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 26,362 restricted stock units and 13,454 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 18:00 UTC SaleCommon Stock 1,000 $38.38 $38,377.50
Disclosure

SEC source: 0001127602-20-009853 · form4.xml · nonDerivative · entry 4

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 208,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $38.14 to $38.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 18:00 UTC SaleCommon Stock 4,000 $37.56 $150,224.40
Disclosure

SEC source: 0001127602-20-009853 · form4.xml · nonDerivative · entry 3

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 209,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $37.145 to $38.13. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 18:00 UTC SaleCommon Stock 1,900 $38.16 $72,513.12
Disclosure

SEC source: 0001127602-20-009853 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 213,920

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $37.93 to $38.485. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 18:00 UTC SaleCommon Stock 3,100 $37.36 $115,824.06
Disclosure

SEC source: 0001127602-20-009853 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The McCallion Family Trust dated 12/21/98

Disclosed balance after: 215,820

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $36.90 to $37.79. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 01:43 UTC SaleCommon Stock 2,830 $36.06 $102,060.55
Disclosure

SEC source: 0001127602-20-009255 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 278,031

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $36.00 to $36.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 01:43 UTC SaleCommon Stock 15,170 $35.50 $538,484.94
Disclosure

SEC source: 0001127602-20-009255 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 280,861

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $35.00 to $35.995. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.