Last 12 months
Inside the activity.
1 purchase rows · 38 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 1 | 8 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2020 Filed Apr 15, 2020 18:39 UTC |
MCCALLION ANNEDirector
|
SaleCommon Stock | 3,900 | $26.35 | $102,754.47 |
DisclosureSEC source: 0001127602-20-013755 · form4.xml · nonDerivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 208,606 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $26.18 to $26.64. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 18:39 UTC |
MCCALLION ANNEDirector
|
SaleCommon Stock | 11,100 | $25.76 | $285,907.14 |
DisclosureSEC source: 0001127602-20-013755 · form4.xml · nonDerivative · entry 3 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 212,506 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $25.18 to $26.17. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 18:39 UTC |
MCCALLION ANNEDirector
|
SaleCommon Stock | 400 | $26.57 | $10,628.00 |
DisclosureSEC source: 0001127602-20-013755 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 223,606 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $26.52 to $26.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 18:39 UTC |
MCCALLION ANNEDirector
|
SaleCommon Stock | 4,600 | $25.94 | $119,335.04 |
DisclosureSEC source: 0001127602-20-013755 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 224,006 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $25.51 to $26.39. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 22:17 UTC |
MAZZELLA JOSEPH FDirector
|
SaleCommon Stock | 9,232 | $27.07 | $249,895.47 |
DisclosureSEC source: 0001127602-20-013649 · form4.xml · nonDerivative · entry 1 MAZZELLA JOSEPH F · CIK 0001196045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mazzella Family Irrevocable Trust Disclosed balance after: 268,799 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $27.00 to $27.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 17:08 UTC |
Walker David MChief Risk Officer
|
SaleCommon Stock | 15,000 | $24.18 | $362,649.00 |
DisclosureSEC source: 0001127602-20-013524 · form4.xml · nonDerivative · entry 1 Walker David M · CIK 0001468934 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended Disclosed balance after: 398,085 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $24.00 to $24.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document |
| March 23, 2020 Filed Mar 26, 2020 18:59 UTC |
MCCALLION ANNEDirector
|
GiftCommon Stock | 19,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012027 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The McCallion Family Trust dated 12/21/98 Disclosed balance after: 228,606 F1 · shares: The Reporting Person transferred 19,686 shares of Common Stock held by the Reporting Person to a family trust, of which the Reporting Person is a trustee. Read SEC document |
| March 23, 2020 Filed Mar 26, 2020 18:59 UTC |
MCCALLION ANNEDirector
|
GiftCommon Stock | 19,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012027 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,205 F1 · shares: The Reporting Person transferred 19,686 shares of Common Stock held by the Reporting Person to a family trust, of which the Reporting Person is a trustee. F2 · balance_after: The reported amount consists of 5,205 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 16:46 UTC |
Kinsella PatrickDirector
|
PurchaseCommon Stock | 5,800 | $17.05 | $98,880.72 |
DisclosureSEC source: 0001127602-20-011649 · form4.xml · nonDerivative · entry 1 Kinsella Patrick · CIK 0001612388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,046 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $17.045 to $17.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · balance_after: The reported amount consists of 4,236 restricted stock units and 35,810 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 19:28 UTC |
Chang Andrew SChief Financial Officer
|
PurchaseCommon Stock | 35,841 | $16.60 | $594,842.32 |
DisclosureSEC source: 0001127602-20-011565 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,703 F1 · price: The price reported is the weighted average price of multiple transactions ranging fro $16.04 to $17.00 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · balance_after: The reported amount consists of 15,186 restricted stock units and 967,517 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:58 UTC |
KURLAND STANFORD LDirector
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 156,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011358 · form4.xml · derivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 156,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:58 UTC |
KURLAND STANFORD LDirector
|
GrantPerformance-Based Restricted Stock Units · Derivative | 156,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011358 · form4.xml · derivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,739 Underlying: Common Stock · 156,739 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:58 UTC |
KURLAND STANFORD LDirector
|
Tax withholdingCommon Stock | 74,890 | $21.76 | $1,629,606.40 |
DisclosureSEC source: 0001127602-20-011358 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,128 F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F4 · balance_after: The reported amount consists of 7,279 restricted stock units and 81,849 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:58 UTC |
KURLAND STANFORD LDirector
|
Exercise / conversionCommon Stock | 156,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011358 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F2 · balance_after: The reported amount consists of 7,279 restricted stock units and 156,739 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 00:52 UTC |
Hendry Gregory LMD, Chief Accounting Officer
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011354 · form4.xml · derivative · entry 5 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 00:52 UTC |
Hendry Gregory LMD, Chief Accounting Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011354 · form4.xml · derivative · entry 4 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775 Underlying: Common Stock · 1,775 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 00:52 UTC |
Hendry Gregory LMD, Chief Accounting Officer
|
Tax withholdingCommon Stock | 724 | $21.76 | $15,754.24 |
DisclosureSEC source: 0001127602-20-011354 · form4.xml · nonDerivative · entry 3 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,057 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 2,309 restricted stock units and 38,748 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 00:52 UTC |
Hendry Gregory LMD, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011354 · form4.xml · nonDerivative · entry 2 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 2,309 restricted stock units and 39,472 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:43 UTC |
Fartaj VandadChief Investment Officer
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · derivative · entry 6 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:43 UTC |
Fartaj VandadChief Investment Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · derivative · entry 5 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,290 Underlying: Common Stock · 22,290 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:43 UTC |
Fartaj VandadChief Investment Officer
|
Tax withholdingCommon Stock | 11,052 | $21.76 | $240,491.52 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · nonDerivative · entry 3 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,137 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 15,245 restricted stock units and 57,892 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:43 UTC |
Fartaj VandadChief Investment Officer
|
Exercise / conversionCommon Stock | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · nonDerivative · entry 2 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 15,245 restricted stock units and 68,944 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:41 UTC |
Chang Andrew SChief Financial Officer
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011346 · form4.xml · derivative · entry 5 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:41 UTC |
Chang Andrew SChief Financial Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011346 · form4.xml · derivative · entry 4 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,290 Underlying: Common Stock · 22,290 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:41 UTC |
Chang Andrew SChief Financial Officer
|
Tax withholdingCommon Stock | 11,052 | $21.76 | $240,491.52 |
DisclosureSEC source: 0001127602-20-011346 · form4.xml · nonDerivative · entry 3 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,862 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 15,186 restricted stock units and 931,676 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:41 UTC |
Chang Andrew SChief Financial Officer
|
Exercise / conversionCommon Stock | 22,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011346 · form4.xml · nonDerivative · entry 2 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 15,186 restricted stock units and 942,728 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:05 UTC |
Walker David MChief Risk Officer
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011364 · form4.xml · derivative · entry 6 Walker David M · CIK 0001468934 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:05 UTC |
Walker David MChief Risk Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011364 · form4.xml · derivative · entry 5 Walker David M · CIK 0001468934 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,930 Underlying: Common Stock · 13,930 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:05 UTC |
Walker David MChief Risk Officer
|
Tax withholdingCommon Stock | 4,817 | $21.76 | $104,817.92 |
DisclosureSEC source: 0001127602-20-011364 · form4.xml · nonDerivative · entry 3 Walker David M · CIK 0001468934 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,744 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 9,212 restricted stock units and 43,532 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:05 UTC |
Walker David MChief Risk Officer
|
Exercise / conversionCommon Stock | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011364 · form4.xml · nonDerivative · entry 2 Walker David M · CIK 0001468934 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 9,212 restricted stock units and 48,349 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:44 UTC |
Grogin JeffreyChief Enterprise Ops Officer
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 18,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011351 · form4.xml · derivative · entry 9 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:44 UTC |
Grogin JeffreyChief Enterprise Ops Officer
|
GrantPerformance-Based Restricted Stock Units · Derivative | 18,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011351 · form4.xml · derivative · entry 8 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,110 Underlying: Common Stock · 18,110 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:44 UTC |
Grogin JeffreyChief Enterprise Ops Officer
|
Tax withholdingCommon Stock | 6,263 | $21.76 | $136,282.88 |
DisclosureSEC source: 0001127602-20-011351 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,761 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 12,286 restricted stock units and 16,475 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:44 UTC |
Grogin JeffreyChief Enterprise Ops Officer
|
Exercise / conversionCommon Stock | 18,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011351 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 12,286 restricted stock units and 22,738 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:01 UTC |
MCCALLION ANNEDirector
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 18,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011360 · form4.xml · derivative · entry 5 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:01 UTC |
MCCALLION ANNEDirector
|
GrantPerformance-Based Restricted Stock Units · Derivative | 18,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011360 · form4.xml · derivative · entry 4 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,110 Underlying: Common Stock · 18,110 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:01 UTC |
MCCALLION ANNEDirector
|
Tax withholdingCommon Stock | 6,463 | $21.76 | $140,634.88 |
DisclosureSEC source: 0001127602-20-011360 · form4.xml · nonDerivative · entry 2 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,891 F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F4 · balance_after: The reported amount consists of 5,205 restricted stock units and 19,686 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 21:01 UTC |
MCCALLION ANNEDirector
|
Exercise / conversionCommon Stock | 18,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011360 · form4.xml · nonDerivative · entry 1 MCCALLION ANNE · CIK 0001232611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F2 · balance_after: The reported amount consists of 5,205 restricted stock units and 26,149 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 01:03 UTC |
SPECTOR DAVIDDirector · President & CEO
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 55,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011362 · form4.xml · derivative · entry 6 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 01:03 UTC |
SPECTOR DAVIDDirector · President & CEO
|
GrantPerformance-Based Restricted Stock Units · Derivative | 55,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011362 · form4.xml · derivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,726 Underlying: Common Stock · 55,726 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 01:03 UTC |
SPECTOR DAVIDDirector · President & CEO
|
Tax withholdingCommon Stock | 27,629 | $21.76 | $601,207.04 |
DisclosureSEC source: 0001127602-20-011362 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303,878 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,265,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 01:03 UTC |
SPECTOR DAVIDDirector · President & CEO
|
Exercise / conversionCommon Stock | 55,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011362 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,293,581 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:54 UTC |
Jones DougChief Mtge Bnkg Ofcr
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 27,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011356 · form4.xml · derivative · entry 6 Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:54 UTC |
Jones DougChief Mtge Bnkg Ofcr
|
GrantPerformance-Based Restricted Stock Units · Derivative | 27,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011356 · form4.xml · derivative · entry 5 Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,862 Underlying: Common Stock · 27,862 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:54 UTC |
Jones DougChief Mtge Bnkg Ofcr
|
Tax withholdingCommon Stock | 13,814 | $21.76 | $300,592.64 |
DisclosureSEC source: 0001127602-20-011356 · form4.xml · nonDerivative · entry 3 Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,363 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 19,134 restricted stock units and 32,229 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:54 UTC |
Jones DougChief Mtge Bnkg Ofcr
|
Exercise / conversionCommon Stock | 27,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011356 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · Chief Mtge Bnkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F4 · balance_after: The reported amount consists of 19,134 restricted stock units and 46,043 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 00:52 UTC |
Hendry Gregory LMD, Chief Accounting Officer
|
Tax withholdingCommon Stock | 185 | $29.13 | $5,389.05 |
DisclosureSEC source: 0001127602-20-011354 · form4.xml · nonDerivative · entry 1 Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,006 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 2,309 restricted stock units and 37,697 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:43 UTC |
Fartaj VandadChief Investment Officer
|
Tax withholdingCommon Stock | 1,038 | $29.13 | $30,236.94 |
DisclosureSEC source: 0001127602-20-011348 · form4.xml · nonDerivative · entry 1 Fartaj Vandad · CIK 0001486360 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 15,245 restricted stock units and 46,654 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:41 UTC |
Chang Andrew SChief Financial Officer
|
Tax withholdingCommon Stock | 1,027 | $29.13 | $29,916.51 |
DisclosureSEC source: 0001127602-20-011346 · form4.xml · nonDerivative · entry 1 Chang Andrew S · CIK 0001468932 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,624 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 15,186 restricted stock units and 920,348 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:05 UTC |
Walker David MChief Risk Officer
|
Tax withholdingCommon Stock | 615 | $29.13 | $17,914.95 |
DisclosureSEC source: 0001127602-20-011364 · form4.xml · nonDerivative · entry 1 Walker David M · CIK 0001468934 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,631 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 9,212 restricted stock units and 34,419 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.