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PFSI

PennyMac Financial Services, Inc.

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4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2021 Filed Mar 23, 2021 19:31 UTC
NANJI FARHADDirector
PurchaseCommon Stock 60,088 $63.13 $3,793,355.44
Disclosure

SEC source: 0000904454-21-000367 · edgar.xml · nonDerivative · entry 3

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 766,396

F2 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 19:31 UTC
NANJI FARHADDirector
PurchaseCommon Stock 70,104 $62.14 $4,356,262.56
Disclosure

SEC source: 0000904454-21-000367 · edgar.xml · nonDerivative · entry 2

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 706,308

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $62.11 to $62.23. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 19:31 UTC
NANJI FARHADDirector
PurchaseCommon Stock 296,292 $61.73 $18,290,105.16
Disclosure

SEC source: 0000904454-21-000367 · edgar.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 636,204

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $60.98 to $61.94. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 18:35 UTC
Walker David MChief Risk Officer
SaleCommon Stock 500 $65.97 $32,985.00
Disclosure

SEC source: 0001127602-21-011180 · form4.xml · nonDerivative · entry 4

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 66,878

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $65.78 to $66.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 18:35 UTC
Walker David MChief Risk Officer
SaleCommon Stock 9,500 $65.18 $619,227.10
Disclosure

SEC source: 0001127602-21-011180 · form4.xml · nonDerivative · entry 3

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 67,378

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $64.50 to $65.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 18:29 UTC
Grogin JeffreyChief Enterprise Ops Officer
SaleCommon Stock 1,246 $66.45 $82,796.70
Disclosure

SEC source: 0001127602-21-011177 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,579

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 7,744 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC PurchaseCommon Stock 1,136 $64.75 $73,556.00
Disclosure

SEC source: 0000904454-21-000357 · edgar.xml · nonDerivative · entry 1

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,912

F1 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 18:41 UTC
NANJI FARHADDirector
PurchaseCommon Stock 1,136 $64.75 $73,556.00
Disclosure

SEC source: 0000904454-21-000359 · edgar.xml · nonDerivative · entry 2

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 339,912

F1 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 16, 2021 Filed Mar 16, 2021 21:53 UTC PurchaseCommon Stock 70,668 $65.21 $4,608,260.28
Disclosure

SEC source: 0000904454-21-000353 · edgar.xml · nonDerivative · entry 2

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,776

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $64.96 to $65.28. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 01:40 UTC
NANJI FARHADDirector
PurchaseCommon Stock 70,668 $65.21 $4,608,260.28
Disclosure

SEC source: 0000904454-21-000352 · edgar.xml · nonDerivative · entry 3

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 508,875

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $64.96 to $65.28. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 18:35 UTC
Walker David MChief Risk Officer
SaleCommon Stock 3,300 $65.82 $217,216.56
Disclosure

SEC source: 0001127602-21-011180 · form4.xml · nonDerivative · entry 2

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 76,878

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $65.58 to $66.14. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 18:35 UTC
Walker David MChief Risk Officer
SaleCommon Stock 6,700 $65.04 $435,735.17
Disclosure

SEC source: 0001127602-21-011180 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · The Walker Trust 2002 Dated February 13, 2002, As Amended

Disclosed balance after: 80,178

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $64.157 to $65.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:35 UTC
Hendry Gregory LMD, Chief Accounting Officer
Tax withholdingCommon Stock 151 $65.70 $9,920.70
Disclosure

SEC source: 0001127602-21-010868 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 2,226 restricted stock units and 40,785 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:30 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Stock 1,487 $65.70 $97,695.90
Disclosure

SEC source: 0001127602-21-010863 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,506

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 11,190 restricted stock units and 75,316 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:28 UTC
Chang Andrew SChief Operating Officer
Tax withholdingCommon Stock 1,473 $65.70 $96,776.10
Disclosure

SEC source: 0001127602-21-010861 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,125

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 12,179 restricted stock units and 984,946 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:44 UTC
Walker David MChief Risk Officer
Tax withholdingCommon Stock 896 $65.70 $58,867.20
Disclosure

SEC source: 0001127602-21-010882 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,550

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 6,048 restricted stock units and 31,502 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:33 UTC
Grogin JeffreyChief Enterprise Ops Officer
Tax withholdingCommon Stock 1,161 $65.70 $76,277.70
Disclosure

SEC source: 0001127602-21-010866 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,825

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 7,744 restricted stock units and 18,081 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:42 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Tax withholdingCommon Stock 3,668 $65.70 $240,987.60
Disclosure

SEC source: 0001127602-21-010877 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,337

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 29,982 restricted stock units and 1,066,355 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:37 UTC
Jones DougPresident & Chief Mtg Bkg Ofcr
Tax withholdingCommon Stock 1,834 $65.70 $120,493.80
Disclosure

SEC source: 0001127602-21-010870 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,449

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 15,967 restricted stock units and 53,482 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:40 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Stock 1,197 $65.70 $78,642.90
Disclosure

SEC source: 0001127602-21-010872 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,191

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 9,549 restricted stock units and 50,642 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:53 UTC PurchaseCommon Stock 26,431 $65.49 $1,730,966.19
Disclosure

SEC source: 0000904454-21-000353 · edgar.xml · nonDerivative · entry 1

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,108

F1 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 01:40 UTC
NANJI FARHADDirector
PurchaseCommon Stock 26,431 $65.49 $1,730,966.19
Disclosure

SEC source: 0000904454-21-000352 · edgar.xml · nonDerivative · entry 2

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 438,207

F1 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 17:07 UTC
Walker David MChief Risk Officer
Tax withholdingCommon Stock 667 $61.68 $41,140.56
Disclosure

SEC source: 0001127602-21-010263 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,239

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 7,898 restricted stock units and 54,341 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 18:15 UTC
Grogin JeffreyChief Enterprise Ops Officer
SaleCommon Stock 1,210 $66.18 $80,077.80
Disclosure

SEC source: 0001127602-21-010624 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,986

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 10,151 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2021 Filed Mar 9, 2021 20:43 UTC PurchaseCommon Stock 8,294 $64.66 $536,290.04
Disclosure

SEC source: 0000904454-21-000318 · edgar.xml · nonDerivative · entry 4

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,677

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 00:53 UTC
NANJI FARHADDirector
PurchaseCommon Stock 8,294 $64.66 $536,290.04
Disclosure

SEC source: 0000904454-21-000307 · edgar.xml · nonDerivative · entry 5

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 411,776

F3 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:39 UTC Amendment PurchaseCommon Stock 8,294 $64.66 $536,290.04
Disclosure

SEC source: 0000904454-21-000326 · edgar.xml · nonDerivative · entry 4

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,677

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 02:38 UTC Amendment
NANJI FARHADDirector
PurchaseCommon Stock 8,294 $64.66 $536,290.04
Disclosure

SEC source: 0000904454-21-000325 · edgar.xml · nonDerivative · entry 5

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 411,776

F3 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:52 UTC
Hendry Gregory LMD, Chief Accounting Officer
Tax withholdingCommon Stock 132 $61.68 $8,141.76
Disclosure

SEC source: 0001127602-21-010245 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,162

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 2,677 restricted stock units and 40,485 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 16:47 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Stock 1,400 $61.68 $86,352.00
Disclosure

SEC source: 0001127602-21-010237 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,993

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 14,189 restricted stock units and 73,804 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 16:45 UTC
Chang Andrew SChief Operating Officer
Tax withholdingCommon Stock 1,400 $61.68 $86,352.00
Disclosure

SEC source: 0001127602-21-010234 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,598

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 15,149 restricted stock units and 983,449 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 16:50 UTC
Grogin JeffreyChief Enterprise Ops Officer
Tax withholdingCommon Stock 1,084 $61.68 $66,861.12
Disclosure

SEC source: 0001127602-21-010242 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,196

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 10,151 restricted stock units and 18,045 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 09, 2021 Filed Mar 11, 2021 17:09 UTC Tax withholdingCommon Stock 903 $61.68 $55,697.04
Disclosure

SEC source: 0001127602-21-010266 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 2,124 restricted stock units and 1,391 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 09, 2021 Filed Mar 11, 2021 22:04 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Tax withholdingCommon Stock 3,500 $61.68 $215,880.00
Disclosure

SEC source: 0001127602-21-010258 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,005

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 37,380 restricted stock units and 1,062,625 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 09, 2021 Filed Mar 11, 2021 16:56 UTC
Jones DougPresident & Chief Mtg Bkg Ofcr
Tax withholdingCommon Stock 1,750 $61.68 $107,940.00
Disclosure

SEC source: 0001127602-21-010252 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,283

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 19,666 restricted stock units and 51,617 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 09, 2021 Filed Mar 11, 2021 22:01 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Stock 1,138 $61.68 $70,191.84
Disclosure

SEC source: 0001127602-21-010255 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,388

F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units.

F2 · balance_after: The reported amount consists of 11,962 restricted stock units and 49,426 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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March 08, 2021 Filed Mar 9, 2021 20:43 UTC PurchaseCommon Stock 100,000 $63.47 $6,347,000.00
Disclosure

SEC source: 0000904454-21-000318 · edgar.xml · nonDerivative · entry 3

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,383

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

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March 08, 2021 Filed Mar 10, 2021 00:53 UTC
NANJI FARHADDirector
PurchaseCommon Stock 100,000 $63.47 $6,347,000.00
Disclosure

SEC source: 0000904454-21-000307 · edgar.xml · nonDerivative · entry 4

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 403,482

F3 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

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March 08, 2021 Filed Mar 9, 2021 18:39 UTC SaleCommon Stock 16,988 $64.00 $1,087,232.00
Disclosure

SEC source: 0001127602-21-009934 · form4.xml · nonDerivative · entry 3

KURLAND FAMILY INVESTMENTS, LLC · CIK 0001576057 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439,740

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $63.57 to $64.54. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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March 08, 2021 Filed Mar 9, 2021 18:39 UTC SaleCommon Stock 12,587 $63.19 $795,372.53
Disclosure

SEC source: 0001127602-21-009934 · form4.xml · nonDerivative · entry 2

KURLAND FAMILY INVESTMENTS, LLC · CIK 0001576057 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,456,728

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $62.56 to $63.56. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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March 08, 2021 Filed Mar 9, 2021 18:39 UTC SaleCommon Stock 12,175 $61.85 $753,023.75
Disclosure

SEC source: 0001127602-21-009934 · form4.xml · nonDerivative · entry 1

KURLAND FAMILY INVESTMENTS, LLC · CIK 0001576057 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,469,315

F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $61.55 to $62.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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March 08, 2021 Filed Mar 10, 2021 21:39 UTC Amendment PurchaseCommon Stock 100,000 $63.47 $6,347,000.00
Disclosure

SEC source: 0000904454-21-000326 · edgar.xml · nonDerivative · entry 3

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,383

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

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March 08, 2021 Filed Mar 11, 2021 02:38 UTC Amendment
NANJI FARHADDirector
PurchaseCommon Stock 100,000 $63.47 $6,347,000.00
Disclosure

SEC source: 0000904454-21-000325 · edgar.xml · nonDerivative · entry 4

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 403,482

F3 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

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March 05, 2021 Filed Mar 9, 2021 20:43 UTC PurchaseCommon Stock 36,010 $57.82 $2,082,098.20
Disclosure

SEC source: 0000904454-21-000318 · edgar.xml · nonDerivative · entry 2

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,383

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $56.94 to $57.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 20:43 UTC PurchaseCommon Stock 97,373 $58.26 $5,672,950.98
Disclosure

SEC source: 0000904454-21-000318 · edgar.xml · nonDerivative · entry 1

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,373

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.21 to $58.42. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

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March 05, 2021 Filed Mar 10, 2021 00:53 UTC
NANJI FARHADDirector
PurchaseCommon Stock 36,010 $57.28 $2,062,652.80
Disclosure

SEC source: 0000904454-21-000307 · edgar.xml · nonDerivative · entry 3

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 303,482

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $56.94 to $57.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:53 UTC
NANJI FARHADDirector
PurchaseCommon Stock 97,373 $58.26 $5,672,950.98
Disclosure

SEC source: 0000904454-21-000307 · edgar.xml · nonDerivative · entry 2

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 267,472

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.21 to $58.42. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 21:39 UTC Amendment PurchaseCommon Stock 36,010 $57.82 $2,082,098.20
Disclosure

SEC source: 0000904454-21-000326 · edgar.xml · nonDerivative · entry 2

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,383

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $56.94 to $57.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 21:39 UTC Amendment PurchaseCommon Stock 97,373 $58.26 $5,672,950.98
Disclosure

SEC source: 0000904454-21-000326 · edgar.xml · nonDerivative · entry 1

MFN Partners, LP · CIK 0001732960 · Director

MFN Partners GP, LLC · CIK 0001814126 · Director

MFN Partners Management, LP · CIK 0001732811 · Director

MFN Partners Management, LLC · CIK 0001814127 · Director

DeMichele Michael · CIK 0001814117 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,373

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.21 to $58.42. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each managing members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.

Read SEC document
March 05, 2021 Filed Mar 11, 2021 02:38 UTC Amendment
NANJI FARHADDirector
PurchaseCommon Stock 36,010 $57.28 $2,062,652.80
Disclosure

SEC source: 0000904454-21-000325 · edgar.xml · nonDerivative · entry 3

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 303,482

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $56.94 to $57.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. The reporting person is a managing member of each of MFN GP and MFN LLC and disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.