PFSA

SEC source: 0001213900-26-097491 · ownership.xml · nonDerivative · entry 2

Knechtel Fred S. · CIK 0001564260 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: 0

F3 · balance_after: On August 21, 2026, NorthView Sponsor I LLC distributed all its shares of Issuer's common stock to its members, including 54,323 shares to the reporting person.

F4 · ownership.nature: Fred Knechtel is a manager of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Knechtel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001213900-26-097491 · ownership.xml · nonDerivative · entry 1

Knechtel Fred S. · CIK 0001564260 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,470

F1 · shares: Pro rata distribution from NorthView Sponsor I LLC, of which the reporting person is a manager.

F2 · balance_after: Includes 147 shares held directly by the reporting person.

SEC source: 0001213900-26-097490 · ownership.xml · nonDerivative · entry 2

STOVER JACK E · CIK 0001203603 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: 0

F3 · balance_after: On August 21, 2026, NorthView Sponsor I LLC distributed all its shares of Issuer's common stock to its members, including 32,018 shares to the reporting person.

F4 · ownership.nature: Jack Stover is a manager of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Stover disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001213900-26-097490 · ownership.xml · nonDerivative · entry 1

STOVER JACK E · CIK 0001203603 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,091

F1 · shares: Pro rata distribution from NorthView Sponsor I LLC, of which the reporting person is a manager.

F2 · balance_after: Includes 73 shares held directly by the reporting person.

SEC source: 0001475597-26-000207 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001475597-26-000204 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,035

SEC source: 0001475597-26-000201 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,198

SEC source: 0001475597-26-000201 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,609

SEC source: 0001213900-26-091839 · ownership.xml · derivative · entry 3

STOVER JACK E · CIK 0001203603 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 301,991 shares

Expires 2026-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The conversion price is equal to the higher of (i) $1.07 and (ii) the closing price of the Common Stock on the trading day immediately preceding the delivery of the Conversion Notice, as reported on The Nasdaq Stock Market, pursuant to Amendment No. 3 to the Note Modification and Conversion Agreement dated August 12, 2026. The pre-split conversion price of $1.07 per share is equivalent to $4.28 per share on a post-split basis following the 1-for-4 reverse stock split.

F4 · reported_value: Represents the conversion of $1,292,521 principal amount of the Convertible Promissory Note into 1,207,964 shares of Common Stock (301,991 shares on a post-split basis), reflecting conversion at the $1.07 per share ($4.28 per share on a post-split basis) price pursuant to the Conversion Notice dated August 12, 2026.

F5 · derivative.exercise_date: The Note became convertible on May 4, 2026 (the Registration Effective Date), pursuant to Section 2.1 of the Note Modification and Conversion Agreement dated April 24, 2026.

F1 · derivative.underlying_shares: On August 12, 2026, 1,207,964 shares of Common Stock were issued upon conversion of a portion of the Convertible Promissory Note. Following a 1-for-4 reverse stock split effected after the conversion, the number of shares held became 301,991.

F6 · valueOwnedAfter: Represents the remaining principal balance of the Note following conversion.

F3 · ownership.nature: Jack Stover is a manager of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Stover disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001213900-26-091839 · ownership.xml · nonDerivative · entry 1

STOVER JACK E · CIK 0001203603 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: 301,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 12, 2026, 1,207,964 shares of Common Stock were issued upon conversion of a portion of the Convertible Promissory Note. Following a 1-for-4 reverse stock split effected after the conversion, the number of shares held became 301,991.

F2 · price: The conversion price is equal to the higher of (i) $1.07 and (ii) the closing price of the Common Stock on the trading day immediately preceding the delivery of the Conversion Notice, as reported on The Nasdaq Stock Market, pursuant to Amendment No. 3 to the Note Modification and Conversion Agreement dated August 12, 2026. The pre-split conversion price of $1.07 per share is equivalent to $4.28 per share on a post-split basis following the 1-for-4 reverse stock split.

F1 · balance_after: On August 12, 2026, 1,207,964 shares of Common Stock were issued upon conversion of a portion of the Convertible Promissory Note. Following a 1-for-4 reverse stock split effected after the conversion, the number of shares held became 301,991.

F3 · ownership.nature: Jack Stover is a manager of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Stover disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001213900-26-091841 · ownership.xml · derivative · entry 3

Knechtel Fred S. · CIK 0001564260 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 301,991 shares

Expires 2026-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The conversion price is equal to the higher of (i) $1.07 and (ii) the closing price of the Common Stock on the trading day immediately preceding the delivery of the Conversion Notice, as reported on The Nasdaq Stock Market, pursuant to Amendment No. 3 to the Note Modification and Conversion Agreement dated August 12, 2026. The pre-split conversion price of $1.07 per share is equivalent to $4.28 per share on a post-split basis following the 1-for-4 reverse stock split.

F4 · reported_value: Represents the conversion of $1,292,521 principal amount of the Convertible Promissory Note into 1,207,964 shares of Common Stock (301,991 shares on a post-split basis), reflecting conversion at the $1.07 per share ($4.28 per share on a post-split basis) price pursuant to the Conversion Notice dated August 12, 2026.

F5 · derivative.exercise_date: The Note became convertible on May 4, 2026 (the Registration Effective Date), pursuant to Section 2.1 of the Note Modification and Conversion Agreement dated April 24, 2026.

F1 · derivative.underlying_shares: On August 12, 2026, 1,207,964 shares of Common Stock were issued upon conversion of a portion of the Convertible Promissory Note. Following a 1-for-4 reverse stock split effected after the conversion, the number of shares held became 301,991.

F6 · valueOwnedAfter: Represents the remaining principal balance of the Note following conversion.

F3 · ownership.nature: Fred Knechtel is a manager of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Knechtel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001213900-26-091841 · ownership.xml · nonDerivative · entry 1

Knechtel Fred S. · CIK 0001564260 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: 301,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 12, 2026, 1,207,964 shares of Common Stock were issued upon conversion of a portion of the Convertible Promissory Note. Following a 1-for-4 reverse stock split effected after the conversion, the number of shares held became 301,991.

F2 · price: The conversion price is equal to the higher of (i) $1.07 and (ii) the closing price of the Common Stock on the trading day immediately preceding the delivery of the Conversion Notice, as reported on The Nasdaq Stock Market, pursuant to Amendment No. 3 to the Note Modification and Conversion Agreement dated August 12, 2026. The pre-split conversion price of $1.07 per share is equivalent to $4.28 per share on a post-split basis following the 1-for-4 reverse stock split.

F1 · balance_after: On August 12, 2026, 1,207,964 shares of Common Stock were issued upon conversion of a portion of the Convertible Promissory Note. Following a 1-for-4 reverse stock split effected after the conversion, the number of shares held became 301,991.

F3 · ownership.nature: Fred Knechtel is a manager of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Knechtel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001475597-26-000194 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,024

SEC source: 0001475597-26-000194 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,304

SEC source: 0001475597-26-000191 · primary_doc.xml · nonDerivative · entry 3

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,288

SEC source: 0001475597-26-000191 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,212

SEC source: 0001475597-26-000191 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,286

SEC source: 0001475597-26-000185 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,669

SEC source: 0001475597-26-000185 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,301

SEC source: 0001475597-26-000183 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,745

SEC source: 0001475597-26-000183 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,934

SEC source: 0001475597-26-000178 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,871

SEC source: 0001213900-26-052488 · ownership.xml · derivative · entry 1

Knechtel Fred S. · CIK 0001564260 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,342,274 shares

Expires 2026-12-31

F1 · derivative.exercise_price: The conversion price is equal to the greater of (i) 95% of the closing price of the Common Stock on the Conversion Date and (ii) $0.35 per share, pursuant to the Note Modification and Conversion Agreement dated April 24, 2026.

F2 · derivative.exercise_date: The Note became exercisable (convertible) on the Registration Effective Date, pursuant to Section 2.1 of the Note Modification and Conversion Agreement dated April 24, 2026.

F3 · derivative.underlying_shares: Represents the conversion of the entire outstanding principal balance of the Second Amended and Restated Promissory Note, dated April 6, 2026, in the amount of $1,869,796 into 5,342,274 shares of Common Stock, reflecting conversion at the $0.35 per share floor price.

F4 · ownership.nature: Mr. Knechtel is the managing member of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Knechtel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001213900-26-052627 · ownership.xml · derivative · entry 1

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By NorthView Sponsor I LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,342,274 shares

Expires 2026-12-31

F1 · derivative.exercise_price: The conversion price is equal to the greater of (i) 95% of the closing price of the Common Stock on the Conversion Date and (ii) $0.35 per share, pursuant to the Note Modification and Conversion Agreement dated April 24, 2026.

F2 · derivative.exercise_date: The Note became exercisable (convertible) on the Registration Effective Date, pursuant to Section 2.1 of the Note Modification and Conversion Agreement dated April 24, 2026.

F3 · derivative.underlying_shares: Represents the conversion of the entire outstanding principal balance of the Second Amended and Restated Promissory Note, dated April 6, 2026, in the amount of $1,869,796 into 5,342,274 shares of Common Stock, reflecting conversion at the $0.35 per share floor price.

F4 · ownership.nature: Mr. Knechtel is the managing member of NorthView Sponsor I LLC and may be deemed to share beneficial ownership of the securities held by NorthView Sponsor I LLC. Mr. Knechtel disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001213900-26-009029 · ownership.xml · derivative · entry 2

O'Rourke Peter · CIK 0001890749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,866

Underlying: Common Stock · 52,866 shares

Expires 2036-01-26

F2 · shares: Represents an annual director award of options to purchase common stock. The options vest on the first anniversary of the Closing.

SEC source: 0001213900-26-009029 · ownership.xml · derivative · entry 1

O'Rourke Peter · CIK 0001890749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,794

Underlying: Common Stock · 221,794 shares

Expires 2036-01-26

F1 · shares: Represents an inaugural director award of options to purchase common stock. The options vest in three equal annual increments over a period of three years from the closing of the business combination between the Issuer (formerly known as NorthView Acquisition Corp.) and Profusa, Inc. (the "Closing").

SEC source: 0001213900-26-009033 · ownership.xml · derivative · entry 2

Asarpota Rajesh · CIK 0001600301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,866

Underlying: Common Stock · 52,866 shares

Expires 2036-01-26

F2 · shares: Represents an annual director award of options to purchase common stock. The options vest on the first anniversary of the Closing.

SEC source: 0001213900-26-009033 · ownership.xml · derivative · entry 1

Asarpota Rajesh · CIK 0001600301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,794

Underlying: Common Stock · 221,794 shares

Expires 2036-01-26

F1 · shares: Represents an inaugural director award of options to purchase common stock. The options vest in three equal annual increments over a period of three years from the closing of the business combination between the Issuer (formerly known as NorthView Acquisition Corp.) and Profusa, Inc. (the "Closing").

SEC source: 0001213900-26-009030 · ownership.xml · derivative · entry 2

Chung Lauren · CIK 0001847773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,866

Underlying: Common Stock · 52,866 shares

Expires 2036-01-26

F2 · shares: Represents an annual director award of options to purchase common stock. The options vest on the first anniversary of the Closing.

SEC source: 0001213900-26-009030 · ownership.xml · derivative · entry 1

Chung Lauren · CIK 0001847773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,794

Underlying: Common Stock · 221,794 shares

Expires 2036-01-26

F1 · shares: Represents an inaugural director award of options to purchase common stock. The options vest in three equal annual increments over a period of three years from the closing of the business combination between the Issuer (formerly known as NorthView Acquisition Corp.) and Profusa, Inc. (the "Closing").

SEC source: 0001213900-26-009374 · ownership.xml · derivative · entry 2

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,866

Underlying: Common Stock · 52,866 shares

Expires 2036-01-26

F2 · shares: Represents an annual director award of options to purchase common stock. The options vest on the first anniversary of the Closing.

SEC source: 0001213900-26-009374 · ownership.xml · derivative · entry 1

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,794

Underlying: Common Stock · 221,794 shares

Expires 2036-01-26

F1 · shares: Represents an inaugural director award of options to purchase common stock. The options vest in three equal annual increments over a period of three years from the closing of the business combination between the Issuer (formerly known as NorthView Acquisition Corp.) and Profusa, Inc. (the "Closing").

SEC source: 0001213900-26-010492 · ownership.xml · derivative · entry 2

O'Rourke Peter · CIK 0001890749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 15,250 shares

Expires 2030-07-11

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 107,750 shares of Common Stock, and (ii) 15,250 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010492 · ownership.xml · nonDerivative · entry 1

O'Rourke Peter · CIK 0001890749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,750

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 107,750 shares of Common Stock, and (ii) 15,250 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

F1 · price: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 107,750 shares of Common Stock, and (ii) 15,250 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010228 · ownership.xml · derivative · entry 2

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,280

Underlying: Common Stock · 380,280 shares

Expires 2030-07-11

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 553,665 shares of Common Stock, and (ii) 380,280 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010228 · ownership.xml · nonDerivative · entry 1

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,665

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 553,665 shares of Common Stock, and (ii) 380,280 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

F1 · price: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 553,665 shares of Common Stock, and (ii) 380,280 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010226 · ownership.xml · nonDerivative · entry 1

Chung Lauren · CIK 0001847773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of 30,000 shares of Common Stock in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

F1 · price: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of 30,000 shares of Common Stock in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010520 · ownership.xml · derivative · entry 2

NorthView Sponsor I, LLC · CIK 0001890761 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,162,500 shares

Expires 2030-07-11

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") of (i) 4,743,750 shares of Common Stock, and (ii) 5,162,500 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010520 · ownership.xml · nonDerivative · entry 1

NorthView Sponsor I, LLC · CIK 0001890761 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") of (i) 4,743,750 shares of Common Stock, and (ii) 5,162,500 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

F1 · price: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") of (i) 4,743,750 shares of Common Stock, and (ii) 5,162,500 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010524 · ownership.xml · derivative · entry 2

Knechtel Fred S. · CIK 0001564260 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,863

Underlying: Common Stock · 516,863 shares

Expires 2030-07-11

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 818,961 shares of Common Stock, and (ii) 516,863 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-26-010524 · ownership.xml · nonDerivative · entry 1

Knechtel Fred S. · CIK 0001564260 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,961

F1 · kind: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 818,961 shares of Common Stock, and (ii) 516,863 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

F1 · price: Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 818,961 shares of Common Stock, and (ii) 516,863 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.

SEC source: 0001213900-21-067370 · ownership.xml · derivative · entry 1

STOVER JACK E · CIK 0001203603 · Director · Chief Executive Officer · 10% owner

NorthView Sponsor I, LLC · CIK 0001890761 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By NorthView Sponsor I, LLC

Disclosed balance after: 5,162,500

Underlying: Common stock · 5,162,500 shares

Expires not disclosed

F1 · shares: NorthView Sponsor I, LLC ("Sponsor") purchased 5,162,500 warrants on December 20, 2021, as described in the issuer's registration statement on Form S-1 (File No. 333-257156), in a private placement of warrants at a price of $1.00 per private placement warrant. Each whole private placement warrant is exercisable to purchase one share of common stock at a price of $11.50 per share.

F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3 · derivative.expiration_date: The warrants expire five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the Form S-1 (File No. 333-257156).

F4 · ownership.nature: The warrants are held by Sponsor. Jack Stover is the manager of the Sponsor. Mr. Stover disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein.