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PFE

PFIZER INC

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Tapewire entity
2863
SEC CIK
0000078003
Parsed reports
4,941

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202631
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2016 Filed Jan 3, 2017 22:31 UTC GrantPhantom Stock Units · Derivative 1,058.34 $32.48 $34,374.88
Disclosure

SEC source: 0001225208-17-000131 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,436.412

Underlying: Common Stock · 1,058.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:31 UTC GrantPhantom Stock Units · Derivative 1,058.34 $32.48 $34,374.88
Disclosure

SEC source: 0001225208-17-000132 · doc4.xml · derivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,611.654

Underlying: Common Stock · 1,058.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:31 UTC GrantPhantom Stock Units · Derivative 1,058.34 $32.48 $34,374.88
Disclosure

SEC source: 0001225208-17-000133 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,628.347

Underlying: Common Stock · 1,058.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:31 UTC GrantPhantom Stock Units · Derivative 1,289.26 $32.48 $41,875.16
Disclosure

SEC source: 0001225208-17-000134 · doc4.xml · derivative · entry 1

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,644.276

Underlying: Common Stock · 1,289.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:31 UTC GrantPhantom Stock Units · Derivative 1,289.26 $32.48 $41,875.16
Disclosure

SEC source: 0001225208-17-000135 · doc4.xml · derivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,159.452

Underlying: Common Stock · 1,289.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:39 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 22 $32.48 $714.56
Disclosure

SEC source: 0001225208-17-000136 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,117

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:39 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $32.48 $129.92
Disclosure

SEC source: 0001225208-17-000137 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,922

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:39 UTC
MADDALUNA ANTHONY JExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 241 $32.48 $7,827.68
Disclosure

SEC source: 0001225208-17-000138 · doc4.xml · derivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,249

Underlying: Common Stock · 241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 22:39 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $32.48 $389.76
Disclosure

SEC source: 0001225208-17-000139 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,961

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 28, 2016 Filed Oct 16, 2017 21:26 UTC SaleCommon Stock 24 $32.38 $777.12
Disclosure

SEC source: 0001225208-17-016284 · doc4.xml · nonDerivative · entry 2

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,542

F1 · balance_after: The reporting person disclaims beneficial ownership of the shares held in his spouse's IRA, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2016 Filed Feb 7, 2017 23:07 UTC
MADDALUNA ANTHONY JExecutive Vice President
GiftCommon Stock 2,586 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002627 · doc5.xml · nonDerivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,140

Read SEC document
December 20, 2016 Filed Oct 16, 2017 21:26 UTC PurchaseCommon Stock 1,566 $32.84 $51,427.44
Disclosure

SEC source: 0001225208-17-016284 · doc4.xml · nonDerivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,566

F1 · balance_after: The reporting person disclaims beneficial ownership of the shares held in his spouse's IRA, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 01:54 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 22 $32.75 $720.50
Disclosure

SEC source: 0001225208-16-043424 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,095

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 01:54 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $32.75 $131.00
Disclosure

SEC source: 0001225208-16-043425 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 01:54 UTC
MADDALUNA ANTHONY JExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 240 $32.75 $7,860.00
Disclosure

SEC source: 0001225208-16-043426 · doc4.xml · derivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,007

Underlying: Common Stock · 240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 01:54 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $32.75 $393.00
Disclosure

SEC source: 0001225208-16-043427 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,949

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 02:48 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $25.87 $0.00
Disclosure

SEC source: 0001225208-16-042930 · doc4.xml · derivative · entry 4

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 02:48 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Tax withholdingCommon Stock 27,934 $30.65 $856,177.10
Disclosure

SEC source: 0001225208-16-042930 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,753

F1 · shares: The reported transaction constitutes the withholding of shares which were retained by the Issuer to satisfy the payment of the exercise price and tax obligations in connection with an exercise of stock options through a net settlement.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 02:48 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Exercise / conversionCommon Stock 30,000 $25.87 $776,100.00
Disclosure

SEC source: 0001225208-16-042930 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:35 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 22 $32.14 $707.08
Disclosure

SEC source: 0001225208-16-042541 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,072

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:35 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $32.14 $128.56
Disclosure

SEC source: 0001225208-16-042542 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:35 UTC
MADDALUNA ANTHONY JExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 244 $32.14 $7,842.16
Disclosure

SEC source: 0001225208-16-042543 · doc4.xml · derivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,766

Underlying: Common Stock · 244 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 23:36 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $32.14 $385.68
Disclosure

SEC source: 0001225208-16-042544 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 15:24 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $32.23 $128.92
Disclosure

SEC source: 0001225208-16-041916 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,909

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 15:24 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 22 $32.23 $709.06
Disclosure

SEC source: 0001225208-16-041915 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 15:24 UTC
MADDALUNA ANTHONY JExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 244 $32.23 $7,864.12
Disclosure

SEC source: 0001225208-16-041917 · doc4.xml · derivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,519

Underlying: Common Stock · 244 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 15:24 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $32.23 $386.76
Disclosure

SEC source: 0001225208-16-041918 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,925

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 22:08 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
OtherPhantom Stock Units · Derivative 123,373 $32.38 $3,994,817.74
Disclosure

SEC source: 0001225208-16-041871 · doc4.xml · derivative · entry 1

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 22:04 UTC
Dolsten MikaelPresident R&D
OtherPhantom Stock Units · Derivative 149,746.5 $32.38 $4,848,791.67
Disclosure

SEC source: 0001225208-16-041870 · doc4.xml · derivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,746.5

Underlying: Common Stock · 149,746.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 00:44 UTC
MADDALUNA ANTHONY JExecutive Vice President
SaleCommon Stock 10,000 $33.00 $330,000.00
Disclosure

SEC source: 0001225208-16-041471 · doc4.xml · nonDerivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,087

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:58 UTC
BOURLA ALBERTGroup President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $24.99 $0.00
Disclosure

SEC source: 0001225208-16-041273 · doc4.xml · derivative · entry 7

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are fully exercisable.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:58 UTC
BOURLA ALBERTGroup President
SaleCommon Stock 10,893 $30.05 $327,334.65
Disclosure

SEC source: 0001225208-16-041273 · doc4.xml · nonDerivative · entry 5

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,809

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:58 UTC
BOURLA ALBERTGroup President
SaleCommon Stock 5,707 $30.04 $171,438.28
Disclosure

SEC source: 0001225208-16-041273 · doc4.xml · nonDerivative · entry 4

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,702

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November 04, 2016 Filed Nov 7, 2016 22:58 UTC
BOURLA ALBERTGroup President
SaleCommon Stock 1,690 $30.03 $50,750.70
Disclosure

SEC source: 0001225208-16-041273 · doc4.xml · nonDerivative · entry 3

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,409

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November 04, 2016 Filed Nov 7, 2016 22:58 UTC
BOURLA ALBERTGroup President
SaleCommon Stock 100 $30.06 $3,006.00
Disclosure

SEC source: 0001225208-16-041273 · doc4.xml · nonDerivative · entry 2

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,099

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November 04, 2016 Filed Nov 7, 2016 22:58 UTC
BOURLA ALBERTGroup President
Exercise / conversionCommon Stock 20,000 $24.99 $499,800.00
Disclosure

SEC source: 0001225208-16-041273 · doc4.xml · nonDerivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2016 Filed Nov 7, 2016 22:50 UTC
HILL CHARLES HExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 109,223 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001225208-16-041272 · doc4.xml · derivative · entry 3

HILL CHARLES H · CIK 0001508517 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,223 shares

Expires 2017-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 22:50 UTC
HILL CHARLES HExecutive Vice President
Exercise / conversionCommon Stock 53,918 $21.03 $1,133,895.54
Disclosure

SEC source: 0001225208-16-041272 · doc4.xml · nonDerivative · entry 1

HILL CHARLES H · CIK 0001508517 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.

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November 02, 2016 Filed Nov 4, 2016 20:36 UTC
MADDALUNA ANTHONY JExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 65,334 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001225208-16-041196 · doc4.xml · derivative · entry 3

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,334 shares

Expires 2017-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 4, 2016 20:36 UTC
MADDALUNA ANTHONY JExecutive Vice President
Exercise / conversionCommon Stock 32,545 $21.03 $684,421.35
Disclosure

SEC source: 0001225208-16-041196 · doc4.xml · nonDerivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:32 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 22 $31.71 $697.62
Disclosure

SEC source: 0001225208-16-040956 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:32 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $31.71 $380.52
Disclosure

SEC source: 0001225208-16-040959 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,849

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:32 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $31.71 $126.84
Disclosure

SEC source: 0001225208-16-040957 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:32 UTC
MADDALUNA ANTHONY JExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 247 $31.71 $7,832.37
Disclosure

SEC source: 0001225208-16-040958 · doc4.xml · derivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,626

Underlying: Common Stock · 247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 12:15 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 22 $32.66 $718.52
Disclosure

SEC source: 0001225208-16-040522 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,921

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 12:15 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $32.66 $130.64
Disclosure

SEC source: 0001225208-16-040523 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 12:15 UTC
MADDALUNA ANTHONY JExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 240 $32.66 $7,838.40
Disclosure

SEC source: 0001225208-16-040524 · doc4.xml · derivative · entry 1

MADDALUNA ANTHONY J · CIK 0001566333 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,363

Underlying: Common Stock · 240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 12:15 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $32.66 $391.92
Disclosure

SEC source: 0001225208-16-040525 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,836

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 06, 2016 Filed Oct 7, 2016 23:01 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 38 $33.65 $1,278.70
Disclosure

SEC source: 0001225208-16-040264 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,898

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 06, 2016 Filed Oct 7, 2016 23:01 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 19 $33.65 $639.35
Disclosure

SEC source: 0001225208-16-040265 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.