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PFE

PFIZER INC

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2863
SEC CIK
0000078003
Parsed reports
4,941

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202631
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
JOHNSON RADY AExecutive Vice President
Tax withholdingCommon Stock 2,627 $33.42 $87,794.34
Disclosure

SEC source: 0001225208-20-004023 · doc4.xml · nonDerivative · entry 2

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,329

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
JOHNSON RADY AExecutive Vice President
Exercise / conversionCommon Stock 15,996 $27.37 $437,810.52
Disclosure

SEC source: 0001225208-20-004023 · doc4.xml · nonDerivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
LANKLER DOUGLAS MExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 38,848 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004024 · doc4.xml · derivative · entry 5

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,848 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
LANKLER DOUGLAS MExecutive Vice President
Tax withholdingCommon Stock 20,069 $36.45 $731,515.05
Disclosure

SEC source: 0001225208-20-004024 · doc4.xml · nonDerivative · entry 3

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,276

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
LANKLER DOUGLAS MExecutive Vice President
Tax withholdingCommon Stock 9,197 $33.42 $307,363.74
Disclosure

SEC source: 0001225208-20-004024 · doc4.xml · nonDerivative · entry 2

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,345

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
LANKLER DOUGLAS MExecutive Vice President
Exercise / conversionCommon Stock 38,848 $27.37 $1,063,269.76
Disclosure

SEC source: 0001225208-20-004024 · doc4.xml · nonDerivative · entry 1

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 37,934 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · derivative · entry 5

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,934 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Tax withholdingCommon Stock 19,597 $36.45 $714,310.65
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · nonDerivative · entry 3

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,899

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Tax withholdingCommon Stock 9,760 $33.42 $326,179.20
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,496

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Exercise / conversionCommon Stock 37,934 $27.37 $1,038,253.58
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
ROGERS DAWNExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 17,824 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · derivative · entry 5

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,824 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
ROGERS DAWNExecutive Vice President
Tax withholdingCommon Stock 9,208 $36.45 $335,631.60
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · nonDerivative · entry 3

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,823

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
ROGERS DAWNExecutive Vice President
Tax withholdingCommon Stock 3,014 $33.42 $100,727.88
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · nonDerivative · entry 2

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,031

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
ROGERS DAWNExecutive Vice President
Exercise / conversionCommon Stock 17,824 $27.37 $487,842.88
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
YOUNG JOHN DGroup President
Exercise / conversionStock Appreciation Rights · Derivative 100,548 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004028 · doc4.xml · derivative · entry 6

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,548 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 51,943 $36.45 $1,893,322.35
Disclosure

SEC source: 0001225208-20-004028 · doc4.xml · nonDerivative · entry 3

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,682

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 23,802 $33.42 $795,462.84
Disclosure

SEC source: 0001225208-20-004028 · doc4.xml · nonDerivative · entry 2

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,625

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
YOUNG JOHN DGroup President
Exercise / conversionCommon Stock 100,548 $27.37 $2,751,998.76
Disclosure

SEC source: 0001225208-20-004028 · doc4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
SUSMAN SALLYExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 91,408 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004027 · doc4.xml · derivative · entry 5

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,408 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
SUSMAN SALLYExecutive Vice President
Tax withholdingCommon Stock 47,221 $36.45 $1,721,205.45
Disclosure

SEC source: 0001225208-20-004027 · doc4.xml · nonDerivative · entry 3

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,758

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
SUSMAN SALLYExecutive Vice President
Tax withholdingCommon Stock 23,517 $33.42 $785,938.14
Disclosure

SEC source: 0001225208-20-004027 · doc4.xml · nonDerivative · entry 2

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,979

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:55 UTC
SUSMAN SALLYExecutive Vice President
Exercise / conversionCommon Stock 91,408 $27.37 $2,501,836.96
Disclosure

SEC source: 0001225208-20-004027 · doc4.xml · nonDerivative · entry 1

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:16 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantStock Appreciation Rights · Derivative 474,398 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003783 · doc4.xml · derivative · entry 8

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,398

Underlying: Common Stock · 474,398 shares

Expires 2027-02-27

F9 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F9 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:16 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantStock Appreciation Rights · Derivative 553,697 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003783 · doc4.xml · derivative · entry 7

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,697

Underlying: Common Stock · 553,697 shares

Expires 2025-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:17 UTC
Dolsten MikaelPresident R&D
GrantStock Appreciation Rights · Derivative 182,461 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003784 · doc4.xml · derivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,461

Underlying: Common Stock · 182,461 shares

Expires 2027-02-27

F5 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F5 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:17 UTC
Dolsten MikaelPresident R&D
GrantStock Appreciation Rights · Derivative 212,961 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003784 · doc4.xml · derivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,961

Underlying: Common Stock · 212,961 shares

Expires 2025-02-27

F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:19 UTC
DAMELIO FRANK AExecutive Vice President
GrantStock Appreciation Rights · Derivative 218,953 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003785 · doc4.xml · derivative · entry 8

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,953

Underlying: Common Stock · 218,953 shares

Expires 2027-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:19 UTC
DAMELIO FRANK AExecutive Vice President
GrantStock Appreciation Rights · Derivative 255,553 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003785 · doc4.xml · derivative · entry 7

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,553

Underlying: Common Stock · 255,553 shares

Expires 2025-02-27

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:19 UTC
Fonseca LidiaExecutive Vice President
GrantStock Appreciation Rights · Derivative 59,117 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003786 · doc4.xml · derivative · entry 2

Fonseca Lidia · CIK 0001454944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,117

Underlying: Common Stock · 59,117 shares

Expires 2027-02-27

F2 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F2 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:19 UTC
Fonseca LidiaExecutive Vice President
GrantStock Appreciation Rights · Derivative 68,999 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003786 · doc4.xml · derivative · entry 1

Fonseca Lidia · CIK 0001454944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,999

Underlying: Common Stock · 68,999 shares

Expires 2025-02-27

F1 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F1 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:22 UTC
Hwang AngelaGroup President
GrantStock Appreciation Rights · Derivative 145,969 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003799 · doc4.xml · derivative · entry 9

Hwang Angela · CIK 0001725474 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,969

Underlying: Common Stock · 145,969 shares

Expires 2027-02-27

F10 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F10 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:22 UTC
Hwang AngelaGroup President
GrantStock Appreciation Rights · Derivative 170,368 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003799 · doc4.xml · derivative · entry 8

Hwang Angela · CIK 0001725474 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,368

Underlying: Common Stock · 170,368 shares

Expires 2025-02-27

F9 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F9 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:24 UTC
JOHNSON RADY AExecutive Vice President
GrantStock Appreciation Rights · Derivative 39,412 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003800 · doc4.xml · derivative · entry 9

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,412

Underlying: Common Stock · 39,412 shares

Expires 2027-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:24 UTC
JOHNSON RADY AExecutive Vice President
GrantStock Appreciation Rights · Derivative 45,999 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003800 · doc4.xml · derivative · entry 8

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,999

Underlying: Common Stock · 45,999 shares

Expires 2025-02-27

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:25 UTC
LANKLER DOUGLAS MExecutive Vice President
GrantStock Appreciation Rights · Derivative 127,722 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003801 · doc4.xml · derivative · entry 9

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,722

Underlying: Common Stock · 127,722 shares

Expires 2027-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:25 UTC
LANKLER DOUGLAS MExecutive Vice President
GrantStock Appreciation Rights · Derivative 149,072 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003801 · doc4.xml · derivative · entry 8

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,072

Underlying: Common Stock · 149,072 shares

Expires 2025-02-27

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:28 UTC
ROGERS DAWNExecutive Vice President
GrantStock Appreciation Rights · Derivative 59,117 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · derivative · entry 8

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,117

Underlying: Common Stock · 59,117 shares

Expires 2027-02-27

F9 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F9 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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February 27, 2020 Filed Feb 29, 2020 00:28 UTC
ROGERS DAWNExecutive Vice President
GrantStock Appreciation Rights · Derivative 68,999 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · derivative · entry 7

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,999

Underlying: Common Stock · 68,999 shares

Expires 2025-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

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February 27, 2020 Filed Feb 29, 2020 00:28 UTC
SUSMAN SALLYExecutive Vice President
GrantStock Appreciation Rights · Derivative 69,335 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003803 · doc4.xml · derivative · entry 9

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,335

Underlying: Common Stock · 69,335 shares

Expires 2027-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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February 27, 2020 Filed Feb 29, 2020 00:28 UTC
SUSMAN SALLYExecutive Vice President
GrantStock Appreciation Rights · Derivative 80,925 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003803 · doc4.xml · derivative · entry 8

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,925

Underlying: Common Stock · 80,925 shares

Expires 2025-02-27

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

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February 27, 2020 Filed Feb 29, 2020 00:32 UTC
YOUNG JOHN DGroup President
GrantStock Appreciation Rights · Derivative 145,969 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003804 · doc4.xml · derivative · entry 10

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,969

Underlying: Common Stock · 145,969 shares

Expires 2027-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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February 27, 2020 Filed Feb 29, 2020 00:32 UTC
YOUNG JOHN DGroup President
GrantStock Appreciation Rights · Derivative 170,368 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003804 · doc4.xml · derivative · entry 9

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,368

Underlying: Common Stock · 170,368 shares

Expires 2025-02-27

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

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February 27, 2020 Filed Feb 29, 2020 00:34 UTC
MACKENZIE ALEXANDER RExecutive Vice President
GrantStock Appreciation Rights · Derivative 87,581 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · derivative · entry 7

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,581

Underlying: Common Stock · 87,581 shares

Expires 2027-02-27

F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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February 27, 2020 Filed Feb 29, 2020 00:34 UTC
MACKENZIE ALEXANDER RExecutive Vice President
GrantStock Appreciation Rights · Derivative 102,221 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · derivative · entry 6

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,221

Underlying: Common Stock · 102,221 shares

Expires 2025-02-27

F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

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February 27, 2020 Filed Mar 2, 2020 20:45 UTC GrantPhantom Stock Units · Derivative 868.49 $34.10 $29,615.51
Disclosure

SEC source: 0001225208-20-003860 · doc4.xml · derivative · entry 1

Quincey James · CIK 0001561264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868.49

Underlying: Common Stock · 868.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

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February 26, 2020 Filed Feb 29, 2020 00:15 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Exercise / conversionStock Appreciation Rights · Derivative 24,155 $0.00 Strike: $34.59 $0.00
Disclosure

SEC source: 0001225208-20-003782 · doc4.xml · derivative · entry 7

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,155 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2020 Filed Feb 29, 2020 00:15 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 18,438 $36.80 $678,518.40
Disclosure

SEC source: 0001225208-20-003782 · doc4.xml · nonDerivative · entry 5

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,322

F5 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F6 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

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February 26, 2020 Filed Feb 29, 2020 00:15 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 1,943 $34.72 $67,460.96
Disclosure

SEC source: 0001225208-20-003782 · doc4.xml · nonDerivative · entry 4

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,760

F4 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

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February 26, 2020 Filed Feb 29, 2020 00:15 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 1,290 $34.72 $44,788.80
Disclosure

SEC source: 0001225208-20-003782 · doc4.xml · nonDerivative · entry 3

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,703

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 26, 2020 Filed Feb 29, 2020 00:15 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
GrantCommon Stock 3,797 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003782 · doc4.xml · nonDerivative · entry 2

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,993

F2 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.