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PFE

PFIZER INC

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2863
SEC CIK
0000078003
Parsed reports
4,941

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202631
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2020 Filed Apr 24, 2020 19:39 UTC GrantPhantom Stock Units · Derivative 5,246.661 $36.69 $192,499.99
Disclosure

SEC source: 0001225208-20-006711 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,460.051

Underlying: Common Stock · 5,246.661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:39 UTC GrantPhantom Stock Units · Derivative 5,246.661 $36.69 $192,499.99
Disclosure

SEC source: 0001225208-20-006712 · doc4.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,958.974

Underlying: Common Stock · 5,246.661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:39 UTC GrantPhantom Stock Units · Derivative 5,246.661 $36.69 $192,499.99
Disclosure

SEC source: 0001225208-20-006713 · doc4.xml · derivative · entry 1

Quincey James · CIK 0001561264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,521.287

Underlying: Common Stock · 5,246.661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:40 UTC GrantPhantom Stock Units · Derivative 5,246.661 $36.69 $192,499.99
Disclosure

SEC source: 0001225208-20-006714 · doc4.xml · derivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,988.746

Underlying: Common Stock · 5,246.661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:58 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 13 $35.97 $467.61
Disclosure

SEC source: 0001225208-20-006510 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,796

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:58 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 33 $35.97 $1,187.01
Disclosure

SEC source: 0001225208-20-006511 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,769

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:58 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $35.97 $143.88
Disclosure

SEC source: 0001225208-20-006512 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:58 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 56 $35.97 $2,014.32
Disclosure

SEC source: 0001225208-20-006513 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,692

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:58 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $35.97 $431.64
Disclosure

SEC source: 0001225208-20-006514 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,167

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:49 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 489 $34.60 $16,919.40
Disclosure

SEC source: 0001225208-20-006297 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,816

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:49 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 60 $34.60 $2,076.00
Disclosure

SEC source: 0001225208-20-006298 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,741

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:49 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 49 $34.60 $1,695.40
Disclosure

SEC source: 0001225208-20-006299 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,455

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:49 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 862 $34.60 $29,825.20
Disclosure

SEC source: 0001225208-20-006300 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644

Underlying: Common Stock · 862 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:49 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 222 $34.60 $7,681.20
Disclosure

SEC source: 0001225208-20-006301 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,175

Underlying: Common Stock · 222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:42 UTC GrantPhantom Stock Units · Derivative 366.44 $31.75 $11,634.47
Disclosure

SEC source: 0001225208-20-006083 · doc4.xml · derivative · entry 1

Desmond-Hellmann Susan · CIK 0001507911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366.44

Underlying: Common Stock · 366.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:58 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 15 $32.64 $489.60
Disclosure

SEC source: 0001225208-20-005799 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,358

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:58 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 36 $32.64 $1,175.04
Disclosure

SEC source: 0001225208-20-005800 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,685

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:58 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 5 $32.64 $163.20
Disclosure

SEC source: 0001225208-20-005801 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,408

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:58 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 57 $32.64 $1,860.48
Disclosure

SEC source: 0001225208-20-005802 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,788

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:58 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 13 $32.64 $424.32
Disclosure

SEC source: 0001225208-20-005803 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,971

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 22:25 UTC GrantPhantom Stock Units · Derivative 1,395.631 $30.90 $43,125.00
Disclosure

SEC source: 0001225208-20-005675 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,898.536

Underlying: Common Stock · 1,395.631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 22:25 UTC GrantPhantom Stock Units · Derivative 1,112.46 $30.90 $34,375.01
Disclosure

SEC source: 0001225208-20-005676 · doc4.xml · derivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,320.065

Underlying: Common Stock · 1,112.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 22:25 UTC GrantPhantom Stock Units · Derivative 1,516.99 $30.90 $46,874.99
Disclosure

SEC source: 0001225208-20-005677 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,213.39

Underlying: Common Stock · 1,516.99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 22:25 UTC GrantPhantom Stock Units · Derivative 406.14 $30.90 $12,549.73
Disclosure

SEC source: 0001225208-20-005678 · doc4.xml · derivative · entry 1

Quincey James · CIK 0001561264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274.626

Underlying: Common Stock · 406.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 22:25 UTC GrantPhantom Stock Units · Derivative 1,355.178 $30.90 $41,875.00
Disclosure

SEC source: 0001225208-20-005679 · doc4.xml · derivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,742.085

Underlying: Common Stock · 1,355.178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:25 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 1,675 $32.71 $54,789.25
Disclosure

SEC source: 0001225208-20-005146 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,336

Underlying: Common Stock · 1,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:25 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 64 $32.71 $2,093.44
Disclosure

SEC source: 0001225208-20-005148 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,403

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:25 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 48 $32.71 $1,570.08
Disclosure

SEC source: 0001225208-20-005147 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:25 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 1,158 $32.71 $37,878.18
Disclosure

SEC source: 0001225208-20-005149 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,729

Underlying: Common Stock · 1,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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March 13, 2020 Filed Mar 16, 2020 21:25 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 404 $32.71 $13,214.84
Disclosure

SEC source: 0001225208-20-005150 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,954

Underlying: Common Stock · 404 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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March 03, 2020 Filed Mar 4, 2020 19:56 UTC GrantPhantom Stock Units · Derivative 786.33 $34.30 $26,971.12
Disclosure

SEC source: 0001225208-20-004310 · doc4.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786.33

Underlying: Common Stock · 786.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

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February 28, 2020 Filed Mar 3, 2020 17:49 UTC
BOURLA ALBERTDirector · Chairman & CEO
Exercise / conversionStock Appreciation Rights · Derivative 33,135 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004018 · doc4.xml · derivative · entry 5

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,135 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
BOURLA ALBERTDirector · Chairman & CEO
Tax withholdingCommon Stock 17,118 $36.45 $623,951.10
Disclosure

SEC source: 0001225208-20-004018 · doc4.xml · nonDerivative · entry 3

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,069

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

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February 28, 2020 Filed Mar 3, 2020 17:49 UTC
BOURLA ALBERTDirector · Chairman & CEO
Tax withholdingCommon Stock 6,701 $33.42 $223,947.42
Disclosure

SEC source: 0001225208-20-004018 · doc4.xml · nonDerivative · entry 2

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,187

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
BOURLA ALBERTDirector · Chairman & CEO
Exercise / conversionCommon Stock 33,135 $27.37 $906,904.95
Disclosure

SEC source: 0001225208-20-004018 · doc4.xml · nonDerivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Exercise / conversionStock Appreciation Rights · Derivative 27,422 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004019 · doc4.xml · derivative · entry 5

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,422 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 14,166 $36.45 $516,350.70
Disclosure

SEC source: 0001225208-20-004019 · doc4.xml · nonDerivative · entry 3

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,075

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 4,503 $33.42 $150,490.26
Disclosure

SEC source: 0001225208-20-004019 · doc4.xml · nonDerivative · entry 2

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,241

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Exercise / conversionCommon Stock 27,422 $27.37 $750,540.14
Disclosure

SEC source: 0001225208-20-004019 · doc4.xml · nonDerivative · entry 1

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
DAMELIO FRANK AExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 173,675 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004020 · doc4.xml · derivative · entry 4

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 173,675 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
DAMELIO FRANK AExecutive Vice President
Tax withholdingCommon Stock 89,721 $36.45 $3,270,330.45
Disclosure

SEC source: 0001225208-20-004020 · doc4.xml · nonDerivative · entry 3

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,250

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
DAMELIO FRANK AExecutive Vice President
Tax withholdingCommon Stock 41,113 $33.42 $1,373,996.46
Disclosure

SEC source: 0001225208-20-004020 · doc4.xml · nonDerivative · entry 2

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,971

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:49 UTC
DAMELIO FRANK AExecutive Vice President
Exercise / conversionCommon Stock 173,675 $27.37 $4,753,484.75
Disclosure

SEC source: 0001225208-20-004020 · doc4.xml · nonDerivative · entry 1

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
Dolsten MikaelPresident R&D
Tax withholdingCommon Stock 39,446 $33.42 $1,318,285.32
Disclosure

SEC source: 0001225208-20-004021 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,515

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
GOETTLER MICHAELGroup President
Exercise / conversionStock Appreciation Rights · Derivative 22,852 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004022 · doc4.xml · derivative · entry 4

GOETTLER MICHAEL · CIK 0001745691 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,852 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
GOETTLER MICHAELGroup President
Tax withholdingCommon Stock 11,805 $36.45 $430,292.25
Disclosure

SEC source: 0001225208-20-004022 · doc4.xml · nonDerivative · entry 3

GOETTLER MICHAEL · CIK 0001745691 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,812

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
GOETTLER MICHAELGroup President
Tax withholdingCommon Stock 4,419 $33.42 $147,682.98
Disclosure

SEC source: 0001225208-20-004022 · doc4.xml · nonDerivative · entry 2

GOETTLER MICHAEL · CIK 0001745691 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,617

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
GOETTLER MICHAELGroup President
Exercise / conversionCommon Stock 22,852 $27.37 $625,459.24
Disclosure

SEC source: 0001225208-20-004022 · doc4.xml · nonDerivative · entry 1

GOETTLER MICHAEL · CIK 0001745691 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
JOHNSON RADY AExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 15,996 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004023 · doc4.xml · derivative · entry 5

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,996 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC
JOHNSON RADY AExecutive Vice President
Tax withholdingCommon Stock 8,264 $36.45 $301,222.80
Disclosure

SEC source: 0001225208-20-004023 · doc4.xml · nonDerivative · entry 3

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,065

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.