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PFE

PFIZER INC

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Tapewire entity
2863
SEC CIK
0000078003
Parsed reports
4,941

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202631
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
SUSMAN SALLYExecutive Vice President
Exercise / conversionCommon Stock 81,667 $22.89 $1,869,357.63
Disclosure

SEC source: 0001225208-21-004057 · doc4.xml · nonDerivative · entry 1

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
YOUNG JOHN DGroup President
GrantStock Appreciation Rights · Derivative 121,366 $0.00 Strike: $33.82 $0.00
Disclosure

SEC source: 0001225208-21-004058 · doc4.xml · derivative · entry 8

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,366

Underlying: Common Stock · 121,366 shares

Expires 2028-02-25

F6 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F6 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
YOUNG JOHN DGroup President
GrantStock Appreciation Rights · Derivative 140,465 $0.00 Strike: $33.82 $0.00
Disclosure

SEC source: 0001225208-21-004058 · doc4.xml · derivative · entry 7

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,465

Underlying: Common Stock · 140,465 shares

Expires 2026-02-25

F5 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F5 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
YOUNG JOHN DGroup President
Exercise / conversionStock Appreciation Rights · Derivative 163,334 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-21-004058 · doc4.xml · derivative · entry 6

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 163,334 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 105,707 $34.76 $3,674,375.32
Disclosure

SEC source: 0001225208-21-004058 · doc4.xml · nonDerivative · entry 3

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,863

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 28,221 $33.82 $954,434.22
Disclosure

SEC source: 0001225208-21-004058 · doc4.xml · nonDerivative · entry 2

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,570

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
YOUNG JOHN DGroup President
Exercise / conversionCommon Stock 163,334 $22.89 $3,738,715.26
Disclosure

SEC source: 0001225208-21-004058 · doc4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2021 Filed Mar 2, 2021 23:57 UTC Amendment
Dolsten MikaelPresident R&D
Tax withholdingCommon Stock 28,271 $33.82 $956,125.22
Disclosure

SEC source: 0001225208-21-004332 · doc4a.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,568

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F2 · balance_after: This Form 4 is being amended to correct the number of securities beneficially owned following the reported transaction.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:43 UTC
DAMICO JENNIFER B.SVP & Controller
Tax withholdingCommon Stock 884 $34.26 $30,285.84
Disclosure

SEC source: 0001225208-21-003544 · doc4.xml · nonDerivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,304

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:06 UTC
SAHNI PAYALExecutive Vice President
Tax withholdingCommon Stock 1,172 $34.26 $40,152.72
Disclosure

SEC source: 0001225208-21-003546 · doc4.xml · nonDerivative · entry 1

SAHNI PAYAL · CIK 0001817124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,967

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:12 UTC
Carapezzi William R JRExecutive Vice President
Tax withholdingCommon Stock 1,410 $34.26 $48,306.60
Disclosure

SEC source: 0001225208-21-003547 · doc4.xml · nonDerivative · entry 1

Carapezzi William R JR · CIK 0001295078 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,331

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 16, 2021 Filed Feb 18, 2021 01:07 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 1,366 $34.69 $47,386.54
Disclosure

SEC source: 0001225208-21-002863 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,909

Underlying: Common Stock · 1,366 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 01:07 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 1,765 $34.69 $61,227.85
Disclosure

SEC source: 0001225208-21-002864 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,527

Underlying: Common Stock · 1,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 01:08 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 226 $34.69 $7,839.94
Disclosure

SEC source: 0001225208-21-002865 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,348

Underlying: Common Stock · 226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 01:08 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 698 $34.69 $24,213.62
Disclosure

SEC source: 0001225208-21-002866 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,624

Underlying: Common Stock · 698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 23:46 UTC
Fonseca LidiaExecutive Vice President
Tax withholdingCommon Stock 6,749 $35.90 $242,289.10
Disclosure

SEC source: 0001225208-21-001472 · doc4.xml · nonDerivative · entry 1

Fonseca Lidia · CIK 0001454944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,747

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on January 29, 2021.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 22:24 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 50 $37.18 $1,859.00
Disclosure

SEC source: 0001225208-21-000801 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,566

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 22:24 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 144 $37.18 $5,353.92
Disclosure

SEC source: 0001225208-21-000802 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,625

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 22:24 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 39 $37.18 $1,450.02
Disclosure

SEC source: 0001225208-21-000804 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,338

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 22:24 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 19 $37.18 $706.42
Disclosure

SEC source: 0001225208-21-000803 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,052

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:00 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 13 $36.81 $478.53
Disclosure

SEC source: 0001225208-21-000074 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,517

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:00 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 32 $36.81 $1,177.92
Disclosure

SEC source: 0001225208-21-000075 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:00 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $36.81 $147.24
Disclosure

SEC source: 0001225208-21-000076 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,033

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:01 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $36.81 $441.72
Disclosure

SEC source: 0001225208-21-000077 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,299

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:31 UTC GrantPhantom Stock Units · Derivative 1,273.431 $36.81 $46,875.00
Disclosure

SEC source: 0001225208-21-000111 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,316.105

Underlying: Common Stock · 1,273.431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:31 UTC GrantPhantom Stock Units · Derivative 1,171.557 $36.81 $43,125.01
Disclosure

SEC source: 0001225208-21-000110 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,777.255

Underlying: Common Stock · 1,171.557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:31 UTC GrantPhantom Stock Units · Derivative 967.808 $36.81 $35,625.01
Disclosure

SEC source: 0001225208-21-000112 · doc4.xml · derivative · entry 1

Quincey James · CIK 0001561264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,283.25

Underlying: Common Stock · 967.808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:31 UTC GrantPhantom Stock Units · Derivative 1,137.598 $36.81 $41,874.98
Disclosure

SEC source: 0001225208-21-000113 · doc4.xml · derivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,593.659

Underlying: Common Stock · 1,137.598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 21:11 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 10,607 $37.05 $392,989.35
Disclosure

SEC source: 0001225208-20-015119 · doc4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,947

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
December 16, 2020 Filed Dec 17, 2020 01:55 UTC
JOHNSON RADY AExecutive Vice President
GiftCommon Stock 661 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014769 · doc4.xml · nonDerivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,279

Read SEC document
December 16, 2020 Filed Dec 18, 2020 01:09 UTC
Hwang AngelaGroup President
OtherCommon Stock 12,970 $37.84 $490,784.80
Disclosure

SEC source: 0001225208-20-014833 · doc4.xml · nonDerivative · entry 1

Hwang Angela · CIK 0001725474 · Group President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rule 16b-3 Plan

Disclosed balance after: 26,697

F1 · shares: This transaction constitutes an intra-plan transfer into the Pfizer Inc. stock fund under the Pfizer's Qualified Savings Plan.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 01:11 UTC
LANKLER DOUGLAS MExecutive Vice President
OtherPhantom Stock Units SSP · Derivative 5,442 $37.84 $205,925.28
Disclosure

SEC source: 0001225208-20-014834 · doc4.xml · derivative · entry 1

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,737

Underlying: Common Stock · 5,442 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: This transaction constitutes an intra-plan transfer into the Pfizer stock unit fund under the Pfizer Inc. Supplemental Savings Plan.

F3 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 00:19 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 12 $38.71 $464.52
Disclosure

SEC source: 0001225208-20-014764 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,477

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 00:19 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 31 $38.71 $1,200.01
Disclosure

SEC source: 0001225208-20-014765 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,446

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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December 15, 2020 Filed Dec 17, 2020 00:19 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $38.71 $425.81
Disclosure

SEC source: 0001225208-20-014766 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,272

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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December 15, 2020 Filed Dec 17, 2020 01:55 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $38.71 $154.84
Disclosure

SEC source: 0001225208-20-014769 · doc4.xml · derivative · entry 3

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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November 30, 2020 Filed Dec 2, 2020 21:58 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $38.31 $153.24
Disclosure

SEC source: 0001225208-20-014113 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · balance_after: The unit/share positions in the Pfizer Stock Funds were increased upon the closing of the transactions (the "Transactions") contemplated in the Separation and Distribution Agreement and the Business Combination Agreement between the Company, Upjohn Inc., Mylan N.V. and certain of their affiliates, both entered into on July 29, 2019, to preserve the pre-Transaction market value of the Pfizer Stock Funds through the expected reduction in the share price of Pfizer common stock from the Transactions.

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November 30, 2020 Filed Dec 2, 2020 22:04 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $38.31 $421.41
Disclosure

SEC source: 0001225208-20-014114 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,294

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · balance_after: The unit/share positions in the Pfizer Stock Funds were increased upon the closing of the transactions (the "Transactions") contemplated in the Separation and Distribution Agreement and the Business Combination Agreement between the Company, Upjohn Inc., Mylan N.V. and certain of their affiliates, both entered into on July 29, 2019, to preserve the pre-Transaction market value of the Pfizer Stock Funds through the expected reduction in the share price of Pfizer common stock from the Transactions.

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November 30, 2020 Filed Dec 2, 2020 22:05 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 13 $38.31 $498.03
Disclosure

SEC source: 0001225208-20-014115 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,520

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · balance_after: The unit/share positions in the Pfizer Stock Funds were increased upon the closing of the transactions (the "Transactions") contemplated in the Separation and Distribution Agreement and the Business Combination Agreement between the Company, Upjohn Inc., Mylan N.V. and certain of their affiliates, both entered into on July 29, 2019, to preserve the pre-Transaction market value of the Pfizer Stock Funds through the expected reduction in the share price of Pfizer common stock from the Transactions.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 22:06 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 31 $38.31 $1,187.61
Disclosure

SEC source: 0001225208-20-014116 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,423

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · balance_after: The unit/share positions in the Pfizer Stock Funds were increased upon the closing of the transactions (the "Transactions") contemplated in the Separation and Distribution Agreement and the Business Combination Agreement between the Company, Upjohn Inc., Mylan N.V. and certain of their affiliates, both entered into on July 29, 2019, to preserve the pre-Transaction market value of the Pfizer Stock Funds through the expected reduction in the share price of Pfizer common stock from the Transactions.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 00:13 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 12 $38.62 $463.44
Disclosure

SEC source: 0001225208-20-013560 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,397

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 00:13 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 31 $38.62 $1,197.22
Disclosure

SEC source: 0001225208-20-013561 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,831

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 00:13 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $38.62 $154.48
Disclosure

SEC source: 0001225208-20-013562 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,726

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 00:13 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $38.62 $424.82
Disclosure

SEC source: 0001225208-20-013563 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,807

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:55 UTC
BOURLA ALBERTDirector · Chairman & CEO
SaleCommon Stock 132,508 $41.94 $5,557,385.52
Disclosure

SEC source: 0001225208-20-013318 · doc4.xml · nonDerivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,273

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:55 UTC
SUSMAN SALLYExecutive Vice President
SaleCommon Stock 43,662 $41.94 $1,831,184.28
Disclosure

SEC source: 0001225208-20-013319 · doc4.xml · nonDerivative · entry 1

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,096

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2019.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:03 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 14 $35.48 $496.72
Disclosure

SEC source: 0001225208-20-012915 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,661

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:03 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 5 $35.48 $177.40
Disclosure

SEC source: 0001225208-20-012916 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,669

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:03 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 33 $35.48 $1,170.84
Disclosure

SEC source: 0001225208-20-012917 · doc4.xml · derivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 01:03 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $35.48 $425.76
Disclosure

SEC source: 0001225208-20-012918 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,359

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.