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NYSE · USD

PFE

PFIZER INC

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Tapewire entity
2863
SEC CIK
0000078003
Parsed reports
4,941

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202631
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2023 Filed Apr 3, 2023 22:23 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $40.80 $163.20
Disclosure

SEC source: 0001225208-23-004400 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,814

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:03 UTC GrantPhantom Stock Units · Derivative 1,133.578 $40.80 $46,249.98
Disclosure

SEC source: 0001225208-23-004406 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,800.61

Underlying: Common Stock · 1,133.578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:03 UTC GrantPhantom Stock Units · Derivative 1,225.49 $40.80 $49,999.99
Disclosure

SEC source: 0001225208-23-004407 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,145.208

Underlying: Common Stock · 1,225.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:03 UTC GrantPhantom Stock Units · Derivative 949.755 $40.80 $38,750.00
Disclosure

SEC source: 0001225208-23-004408 · doc4.xml · derivative · entry 1

Quincey James · CIK 0001561264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,245.893

Underlying: Common Stock · 949.755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:03 UTC GrantPhantom Stock Units · Derivative 1,102.941 $40.80 $44,999.99
Disclosure

SEC source: 0001225208-23-004409 · doc4.xml · derivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,506.042

Underlying: Common Stock · 1,102.941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 17, 2023 Filed Mar 17, 2023 23:19 UTC
BOURLA ALBERTDirector · Chairman & CEO
OtherPhantom Stock Units SSP · Derivative 74,813 $40.10 $3,000,001.30
Disclosure

SEC source: 0001225208-23-004110 · doc4.xml · derivative · entry 2

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,790

Underlying: Common Stock · 74,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F3 · shares: This transaction constitutes an intra-plan transfer to acquire Pfizer stock units in the Pfizer stock unit fund under the Pfizer Inc. Supplemental Savings Plan.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 13:28 UTC
LANKLER DOUGLAS MExecutive Vice President
OtherPhantom Stock Units SSP · Derivative 24,938 $40.10 $1,000,013.80
Disclosure

SEC source: 0001225208-23-004144 · doc4.xml · derivative · entry 1

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,860

Underlying: Common Stock · 24,938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: This transaction constitutes an intra-plan transfer to acquire Pfizer stock units in the Pfizer stock unit fund under the Pfizer Inc. Supplemental Savings Plan.

F3 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:53 UTC
DAMICO JENNIFER B.SVP & Controller
GrantPhantom Stock Units SSP · Derivative 451 $40.28 $18,166.28
Disclosure

SEC source: 0001225208-23-004094 · doc4.xml · derivative · entry 3

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,176

Underlying: Common Stock · 451 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F3 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:53 UTC
DAMICO JENNIFER B.SVP & Controller
SaleCommon Stock 9,912 $40.02 $396,678.24
Disclosure

SEC source: 0001225208-23-004094 · doc4.xml · nonDerivative · entry 2

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,003

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:53 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 78 $40.28 $3,141.84
Disclosure

SEC source: 0001225208-23-004095 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

Underlying: Common Stock · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:19 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 1,335 $40.28 $53,773.80
Disclosure

SEC source: 0001225208-23-004110 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,977

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 22:52 UTC
DAMICO JENNIFER B.SVP & Controller
Tax withholdingCommon Stock 1,427 $40.78 $58,193.06
Disclosure

SEC source: 0001225208-23-002986 · doc4.xml · nonDerivative · entry 4

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,275

F6 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2023 Filed Feb 28, 2023 22:52 UTC
McDermott MichaelExecutive Vice President
Tax withholdingCommon Stock 3,081 $40.78 $125,643.18
Disclosure

SEC source: 0001225208-23-002987 · doc4.xml · nonDerivative · entry 4

McDermott Michael · CIK 0001902464 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,874

F6 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2023 Filed Feb 28, 2023 22:53 UTC
SAHNI PAYALExecutive Vice President
Tax withholdingCommon Stock 1,297 $40.78 $52,891.66
Disclosure

SEC source: 0001225208-23-002988 · doc4.xml · nonDerivative · entry 4

SAHNI PAYAL · CIK 0001817124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,077

F6 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 25, 2023 Filed Feb 28, 2023 13:24 UTC
Dolsten MikaelPresident R&D
Tax withholdingCommon Stock 37,078 $41.75 $1,548,006.50
Disclosure

SEC source: 0001225208-23-002917 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,145

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 13:24 UTC
BOURLA ALBERTDirector · Chairman & CEO
Tax withholdingCommon Stock 43,419 $41.75 $1,812,743.25
Disclosure

SEC source: 0001225208-23-002918 · doc4.xml · nonDerivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,058

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 13:24 UTC
LANKLER DOUGLAS MExecutive Vice President
Tax withholdingCommon Stock 26,389 $41.75 $1,101,740.75
Disclosure

SEC source: 0001225208-23-002919 · doc4.xml · nonDerivative · entry 1

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,146

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
JOHNSON RADY AExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 33,654 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-23-002983 · doc4.xml · derivative · entry 5

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,654 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
JOHNSON RADY AExecutive Vice President
Tax withholdingCommon Stock 14,966 $43.44 $650,123.04
Disclosure

SEC source: 0001225208-23-002983 · doc4.xml · nonDerivative · entry 3

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,637

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
JOHNSON RADY AExecutive Vice President
Tax withholdingCommon Stock 7,870 $41.75 $328,572.50
Disclosure

SEC source: 0001225208-23-002983 · doc4.xml · nonDerivative · entry 2

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,603

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
JOHNSON RADY AExecutive Vice President
Exercise / conversionCommon Stock 33,654 $22.89 $770,340.06
Disclosure

SEC source: 0001225208-23-002983 · doc4.xml · nonDerivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
Hwang AngelaPresident, Global Biopharma
Exercise / conversionStock Appreciation Rights · Derivative 20,273 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-23-002984 · doc4.xml · derivative · entry 6

Hwang Angela · CIK 0001725474 · President, Global Biopharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,273 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
Hwang AngelaPresident, Global Biopharma
Tax withholdingCommon Stock 9,015 $43.44 $391,611.60
Disclosure

SEC source: 0001225208-23-002984 · doc4.xml · nonDerivative · entry 3

Hwang Angela · CIK 0001725474 · President, Global Biopharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,778

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
Hwang AngelaPresident, Global Biopharma
Tax withholdingCommon Stock 5,748 $41.75 $239,979.00
Disclosure

SEC source: 0001225208-23-002984 · doc4.xml · nonDerivative · entry 2

Hwang Angela · CIK 0001725474 · President, Global Biopharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,793

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
Hwang AngelaPresident, Global Biopharma
Exercise / conversionCommon Stock 20,273 $22.89 $464,048.97
Disclosure

SEC source: 0001225208-23-002984 · doc4.xml · nonDerivative · entry 1

Hwang Angela · CIK 0001725474 · President, Global Biopharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
DAMICO JENNIFER B.SVP & Controller
Exercise / conversionStock Appreciation Rights · Derivative 11,150 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-23-002986 · doc4.xml · derivative · entry 5

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,150 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
DAMICO JENNIFER B.SVP & Controller
Tax withholdingCommon Stock 4,958 $43.44 $215,375.52
Disclosure

SEC source: 0001225208-23-002986 · doc4.xml · nonDerivative · entry 3

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,702

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
DAMICO JENNIFER B.SVP & Controller
Tax withholdingCommon Stock 2,233 $41.75 $93,227.75
Disclosure

SEC source: 0001225208-23-002986 · doc4.xml · nonDerivative · entry 2

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,660

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
DAMICO JENNIFER B.SVP & Controller
Exercise / conversionCommon Stock 11,150 $22.89 $255,223.50
Disclosure

SEC source: 0001225208-23-002986 · doc4.xml · nonDerivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
SUSMAN SALLYExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 72,984 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-23-002985 · doc4.xml · derivative · entry 5

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,984 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
SUSMAN SALLYExecutive Vice President
Tax withholdingCommon Stock 32,455 $43.44 $1,409,845.20
Disclosure

SEC source: 0001225208-23-002985 · doc4.xml · nonDerivative · entry 3

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,311

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
SUSMAN SALLYExecutive Vice President
Tax withholdingCommon Stock 22,413 $41.75 $935,742.75
Disclosure

SEC source: 0001225208-23-002985 · doc4.xml · nonDerivative · entry 2

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,766

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
SUSMAN SALLYExecutive Vice President
Exercise / conversionCommon Stock 72,984 $22.89 $1,670,603.76
Disclosure

SEC source: 0001225208-23-002985 · doc4.xml · nonDerivative · entry 1

SUSMAN SALLY · CIK 0001263544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
McDermott MichaelExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 14,178 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-23-002987 · doc4.xml · derivative · entry 5

McDermott Michael · CIK 0001902464 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,178 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
McDermott MichaelExecutive Vice President
Tax withholdingCommon Stock 6,305 $43.44 $273,889.20
Disclosure

SEC source: 0001225208-23-002987 · doc4.xml · nonDerivative · entry 3

McDermott Michael · CIK 0001902464 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,955

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:52 UTC
McDermott MichaelExecutive Vice President
Tax withholdingCommon Stock 2,839 $41.75 $118,528.25
Disclosure

SEC source: 0001225208-23-002987 · doc4.xml · nonDerivative · entry 2

McDermott Michael · CIK 0001902464 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,260

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

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February 25, 2023 Filed Feb 28, 2023 22:52 UTC
McDermott MichaelExecutive Vice President
Exercise / conversionCommon Stock 14,178 $22.89 $324,534.42
Disclosure

SEC source: 0001225208-23-002987 · doc4.xml · nonDerivative · entry 1

McDermott Michael · CIK 0001902464 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

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February 25, 2023 Filed Feb 28, 2023 22:53 UTC
SAHNI PAYALExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 8,921 $0.00 Strike: $22.89 $0.00
Disclosure

SEC source: 0001225208-23-002988 · doc4.xml · derivative · entry 6

SAHNI PAYAL · CIK 0001817124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,921 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:53 UTC
SAHNI PAYALExecutive Vice President
Tax withholdingCommon Stock 3,967 $43.44 $172,326.48
Disclosure

SEC source: 0001225208-23-002988 · doc4.xml · nonDerivative · entry 3

SAHNI PAYAL · CIK 0001817124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,374

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

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February 25, 2023 Filed Feb 28, 2023 22:53 UTC
SAHNI PAYALExecutive Vice President
Tax withholdingCommon Stock 1,786 $41.75 $74,565.50
Disclosure

SEC source: 0001225208-23-002988 · doc4.xml · nonDerivative · entry 2

SAHNI PAYAL · CIK 0001817124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,341

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 24, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:53 UTC
SAHNI PAYALExecutive Vice President
Exercise / conversionCommon Stock 8,921 $22.89 $204,201.69
Disclosure

SEC source: 0001225208-23-002988 · doc4.xml · nonDerivative · entry 1

SAHNI PAYAL · CIK 0001817124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 24, 2023 Filed Mar 17, 2023 20:53 UTC
DAMICO JENNIFER B.SVP & Controller
Tax withholdingCommon Stock 360 $41.75 $15,030.00
Disclosure

SEC source: 0001225208-23-004094 · doc4.xml · nonDerivative · entry 1

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,383

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:11 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantStock Appreciation Rights · Derivative 359,681 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001225208-23-002808 · doc4.xml · derivative · entry 4

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,681

Underlying: Common Stock · 359,681 shares

Expires 2030-02-23

F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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February 23, 2023 Filed Feb 25, 2023 01:11 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantStock Appreciation Rights · Derivative 413,280 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001225208-23-002808 · doc4.xml · derivative · entry 3

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,280

Underlying: Common Stock · 413,280 shares

Expires 2028-02-23

F2 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F2 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:14 UTC
DAMICO JENNIFER B.SVP & Controller
GrantStock Appreciation Rights · Derivative 10,591 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001225208-23-002809 · doc4.xml · derivative · entry 7

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

Underlying: Common Stock · 10,591 shares

Expires 2030-02-23

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:14 UTC
DAMICO JENNIFER B.SVP & Controller
GrantStock Appreciation Rights · Derivative 12,169 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001225208-23-002809 · doc4.xml · derivative · entry 6

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,169

Underlying: Common Stock · 12,169 shares

Expires 2028-02-23

F6 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F6 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:14 UTC
DAMICO JENNIFER B.SVP & Controller
GrantCommon Stock 3,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002809 · doc4.xml · nonDerivative · entry 4

DAMICO JENNIFER B. · CIK 0001805617 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,743

F5 · shares: The reported transaction constitutes the grant of restricted stock units, which are subject to certain vesting requirements.

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:17 UTC
Denton David MChief Financial Officer & EVP
GrantStock Appreciation Rights · Derivative 89,920 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001225208-23-002810 · doc4.xml · derivative · entry 3

Denton David M · CIK 0001428718 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,920

Underlying: Common Stock · 89,920 shares

Expires 2030-02-23

F2 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F2 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:17 UTC
Denton David MChief Financial Officer & EVP
GrantStock Appreciation Rights · Derivative 103,320 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001225208-23-002810 · doc4.xml · derivative · entry 2

Denton David M · CIK 0001428718 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,320

Underlying: Common Stock · 103,320 shares

Expires 2028-02-23

F1 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F1 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:18 UTC
Dolsten MikaelPresident R&D
GrantStock Appreciation Rights · Derivative 119,894 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001225208-23-002811 · doc4.xml · derivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,894

Underlying: Common Stock · 119,894 shares

Expires 2030-02-23

F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.