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Nasdaq · USD

PEPG

PepGen Inc.

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Tapewire entity
6253
SEC CIK
0001835597
Parsed reports
121

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2022 Filed May 10, 2022 18:55 UTC
Svenstrup NielsSee Remarks
GrantStock Option (Right to Buy) · Derivative 109,874 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017503 · doc4.xml · derivative · entry 1

Svenstrup Niels · CIK 0001922541 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,874

Underlying: Common Stock · 109,874 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
May 06, 2022 Filed May 10, 2022 18:44 UTC GrantStock Option (Right to Buy) · Derivative 79,547 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017491 · doc4.xml · derivative · entry 1

Bracegirdle Sonia · CIK 0001922539 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,547

Underlying: Common Stock · 79,547 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

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May 06, 2022 Filed May 10, 2022 18:47 UTC
Goyal JayaSee Remarks
GrantStock Option (Right to Buy) · Derivative 79,920 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017494 · doc4.xml · derivative · entry 1

Goyal Jaya · CIK 0001922548 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,920

Underlying: Common Stock · 79,920 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

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May 06, 2022 Filed May 10, 2022 18:46 UTC
Donnelly NoelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 169,037 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017492 · doc4.xml · derivative · entry 1

Donnelly Noel · CIK 0001922546 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,037

Underlying: Common Stock · 169,037 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
May 06, 2022 Filed May 10, 2022 22:54 UTC GrantStock Option (Right to Buy) · Derivative 11,667 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017502 · doc4.xml · derivative · entry 1

Resnick Joshua · CIK 0001690959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 11,667 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

F2 · derivative.exercise_date: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the stock option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"), and a separately managed account (the "Account"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the stock option, which will offset advisory fees owed by the Fund, the Nexus Fund II, and the Account to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the stock option and underlying Common Stock."

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May 06, 2022 Filed May 10, 2022 22:50 UTC GrantStock Option (Right to Buy) · Derivative 5,833 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017498 · doc4.xml · derivative · entry 1

KEATING LAURIE · CIK 0001620743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,833

Underlying: Common Stock · 5,833 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

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May 06, 2022 Filed May 10, 2022 22:49 UTC
HENSON HEIDIDirector
GrantStock Option (Right to Buy) · Derivative 11,667 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017495 · doc4.xml · derivative · entry 1

HENSON HEIDI · CIK 0001283301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 11,667 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:31 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 11,667 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-22-058268 · tm2215090-1_4seq1.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,667

Underlying: Common Stock · 11,667 shares

Expires 2032-05-05

F2 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to Josh Resnick's continued service or employment with the Issuer on each applicable vesting date.

F1 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

F2 · ownership.nature: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to Josh Resnick's continued service or employment with the Issuer on each applicable vesting date.

F3 · ownership.nature: Under Dr. Resnick's arrangement with the Adviser, Dr. Resnick holds the option for the benefit of the Fund, the Nexus Fund II and the Account. Dr. Resnick is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, the Nexus Fund II, and the Account to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

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May 06, 2022 Filed May 10, 2022 18:51 UTC
McArthur James GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 466,095 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017499 · doc4.xml · derivative · entry 1

McArthur James G · CIK 0001763307 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,095

Underlying: Common Stock · 466,095 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

Read SEC document
May 06, 2022 Filed May 10, 2022 22:43 UTC GrantStock Option (Right to Buy) · Derivative 11,667 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-22-017489 · doc4.xml · derivative · entry 1

Ashton Christopher · CIK 0001923076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 11,667 shares

Expires 2032-05-05

F1 · derivative.exercise_date: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.

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May 06, 2022 Filed Jan 19, 2023 22:17 UTC PurchaseCommon Stock 4,166 $12.00 $49,992.00
Disclosure

SEC source: 0001127602-23-001831 · form4.xml · nonDerivative · entry 1

KEATING LAURIE · CIK 0001620743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.