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PENN

PENN Entertainment, Inc.

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4436
SEC CIK
0000921738
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202531
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2021 Filed Sep 24, 2021 20:36 UTC
George ToddEVP, Operations
Exercise / conversionCommon Stock 7,135 $70.15 $500,520.25
Disclosure

SEC source: 0001209191-21-057615 · doc4.xml · nonDerivative · entry 1

George Todd · CIK 0001833935 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in three installments as follows: 7,135 phantom stock units vest on September 22, 2021, 9,989 phantom stock units vest on September 22, 2022, and 11,415 phantom stock units vest on September 22, 2023.

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September 13, 2021 Filed Sep 15, 2021 20:43 UTC
Snowden Jay ADirector · President and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 14,900 $0.00 Strike: $13.19 $0.00
Disclosure

SEC source: 0001209191-21-056183 · doc4.xml · derivative · entry 3

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,387

Underlying: Common Stock · 14,900 shares

Expires 2022-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in four annual installments beginning on January 6, 2016.

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September 13, 2021 Filed Sep 15, 2021 20:43 UTC
Snowden Jay ADirector · President and CEO
SaleCommon Stock 14,900 $80.46 $1,198,854.00
Disclosure

SEC source: 0001209191-21-056183 · doc4.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,496

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The stock options exercised by the reporting person on September 13, 2021 are scheduled to expire on January 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.73, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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September 13, 2021 Filed Sep 15, 2021 20:43 UTC
Snowden Jay ADirector · President and CEO
Exercise / conversionCommon Stock 14,900 $13.19 $196,531.00
Disclosure

SEC source: 0001209191-21-056183 · doc4.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:26 UTC
CARLINO PETER MChairman Emeritus
OtherCommon Stock 181,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043022 · doc4.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,248,512

F1 · kind: Represents a portion of the shares acquired by Peter M. Carlino in June 2019 as a beneficiary under the Carlino Family Trust in connection with estate planning for Mr. Carlino. The shares reported on this Form 4 are now being transferred back to the Carlino Family Trust.

F2 · ownership.nature: Includes 883,300 shares held by the Carlino Family Trust. The reporting person is a trustee of the trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F3 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

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June 10, 2021 Filed Jun 14, 2021 20:26 UTC GrantCommon Stock 3,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040230 · doc4.xml · nonDerivative · entry 2

Black Gupta Vimla · CIK 0001866911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,404

F2 · shares: The securities reported are shares of restricted stock that vest on June 10, 2022. The reporting person elected to receive the 2021 annual equity award for directors in shares of restricted stock.

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June 10, 2021 Filed Jun 14, 2021 20:26 UTC GrantCommon Stock 347 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040230 · doc4.xml · nonDerivative · entry 1

Black Gupta Vimla · CIK 0001866911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

F1 · shares: The securities reported are shares of restricted stock that vest on June 10, 2022. The reporting person elected to receive payment of fees for 2021 Board service in shares of restricted stock.

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April 12, 2021 Filed Apr 13, 2021 11:32 UTC
Ko Harper H.EVP, CLO and Sec.
GrantCommon Stock 6,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026405 · doc4.xml · nonDerivative · entry 1

Ko Harper H. · CIK 0001726261 · EVP, CLO and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,718

F1 · shares: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.

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April 12, 2021 Filed Apr 13, 2021 11:27 UTC
Hendrix FeliciaEVP and CFO
GrantCommon Stock 7,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026403 · doc4.xml · nonDerivative · entry 1

Hendrix Felicia · CIK 0001843979 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,613

F1 · shares: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.

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April 12, 2021 Filed Apr 13, 2021 11:22 UTC GrantCommon Stock 1,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026398 · doc4.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,037

F1 · shares: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 11:25 UTC
George ToddEVP, Operations
GrantCommon Stock 8,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026401 · doc4.xml · nonDerivative · entry 1

George Todd · CIK 0001833935 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,036

F1 · shares: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 11:18 UTC
Snowden Jay ADirector · President and CEO
GrantCommon Stock 38,897 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026396 · doc4.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,496

F2 · shares: This is the target amount of a performance-based restricted stock award issued to the reporting person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 11:18 UTC
Snowden Jay ADirector · President and CEO
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026396 · doc4.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,599

F1 · shares: The restricted stock granted to the reporting person has performance conditions tied to achievement of 60-day stock price hurdles during the period ending on December 31, 2025. The shares of restricted stock vest in annual 1/3 increments over three years following achievement of the performance conditions. To satisfy a stock price hurdle the closing price of the issuer's common stock must exceed the stock price hurdle for 60 consecutive trading days. The stock price hurdles are $132.00, 20,000 shares of common stock are earned, $140.94, 30,000 shares of common stock are earned, $186.04, 50,000 shares of common stock are earned, $245.58, 75,000 shares of common stock are earned and $324.16, 125,000 shares of common stock are earned.

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April 01, 2021 Filed Apr 6, 2021 00:42 UTC
CARLINO PETER MChairman Emeritus
OtherCommon Stock 453,161 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025524 · doc4.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,067,320

F1 · kind: Shares distributed to beneficiaries from the Carlino Family Trust.

F2 · balance_after: Includes 702,108 shares held by the Carlino Family Trust. The reporting person is a trustee of the trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F3 · balance_after: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F2 · ownership.nature: Includes 702,108 shares held by the Carlino Family Trust. The reporting person is a trustee of the trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F3 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:22 UTC Exercise / conversionPhantom Stock Units · Derivative 2,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-023596 · doc4.xml · derivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383

Underlying: Common Stock · 2,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

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March 28, 2021 Filed Mar 30, 2021 21:22 UTC Disposition to issuerCommon Stock 2,384 $106.58 $254,086.72
Disclosure

SEC source: 0001209191-21-023596 · doc4.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,344

Read SEC document
March 28, 2021 Filed Mar 30, 2021 21:22 UTC Exercise / conversionCommon Stock 2,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-023596 · doc4.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:41 UTC
Snowden Jay ADirector · President and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 71,540 $0.00 Strike: $13.19 $0.00
Disclosure

SEC source: 0001209191-21-021567 · doc4.xml · derivative · entry 5

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,287

Underlying: Common Stock · 71,540 shares

Expires 2022-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in four annual installments beginning on January 6, 2016.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:41 UTC
Snowden Jay ADirector · President and CEO
SaleCommon Stock 100 $142.00 $14,200.00
Disclosure

SEC source: 0001209191-21-021567 · doc4.xml · nonDerivative · entry 4

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,599

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The stock options exercised by the reporting person on March 15, 2021 were scheduled to expire on January 6, 2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:41 UTC
Snowden Jay ADirector · President and CEO
SaleCommon Stock 13,234 $141.53 $1,873,008.02
Disclosure

SEC source: 0001209191-21-021567 · doc4.xml · nonDerivative · entry 3

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,699

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The stock options exercised by the reporting person on March 15, 2021 were scheduled to expire on January 6, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.00 to $141.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:41 UTC
Snowden Jay ADirector · President and CEO
SaleCommon Stock 58,206 $140.40 $8,172,122.40
Disclosure

SEC source: 0001209191-21-021567 · doc4.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,933

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The stock options exercised by the reporting person on March 15, 2021 were scheduled to expire on January 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:41 UTC
Snowden Jay ADirector · President and CEO
Exercise / conversionCommon Stock 71,540 $13.19 $943,612.60
Disclosure

SEC source: 0001209191-21-021567 · doc4.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:02 UTC
Snowden Jay ADirector · President and CEO
GrantPhantom Stock Units · Derivative 21,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-019256 · doc4.xml · derivative · entry 4

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,699

Underlying: Common Stock · 21,699 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.

F3 · price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.

F3 · derivative.exercise_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.

F3 · derivative.expiration_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:02 UTC
Snowden Jay ADirector · President and CEO
GrantCommon Stock 21,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019256 · doc4.xml · nonDerivative · entry 3

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,599

F2 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:02 UTC
Snowden Jay ADirector · President and CEO
Tax withholdingCommon Stock 18,444 $108.89 $2,008,367.16
Disclosure

SEC source: 0001209191-21-019256 · doc4.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,900

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:02 UTC
Snowden Jay ADirector · President and CEO
GrantCommon Stock 13,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019256 · doc4.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,344

F1 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the third year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:19 UTC GrantCommon Stock 836 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 4

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,306

F3 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:19 UTC GrantCommon Stock 3,633 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 3

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,470

F2 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:19 UTC Tax withholdingCommon Stock 535 $108.89 $58,256.15
Disclosure

SEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 2

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:19 UTC GrantCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

F1 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the third year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:04 UTC
George ToddEVP, Operations
GrantPhantom Stock Units · Derivative 7,235 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-019097 · doc4.xml · derivative · entry 4

George Todd · CIK 0001833935 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,235

Underlying: Common Stock · 7,235 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.

F4 · price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.

F4 · derivative.exercise_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.

F4 · derivative.expiration_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:04 UTC
George ToddEVP, Operations
GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019097 · doc4.xml · nonDerivative · entry 3

George Todd · CIK 0001833935 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,680

F3 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:04 UTC
George ToddEVP, Operations
GrantCommon Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019097 · doc4.xml · nonDerivative · entry 2

George Todd · CIK 0001833935 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,268

F2 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:04 UTC
George ToddEVP, Operations
GrantCommon Stock 1,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019097 · doc4.xml · nonDerivative · entry 1

George Todd · CIK 0001833935 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,738

F1 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the third year's performance goal.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:50 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001209191-21-009500 · doc4.xml · derivative · entry 6

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,543

Underlying: Common Stock · 10,000 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019, and February 9, 2020.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:50 UTC SaleCommon Stock 7,210 $125.73 $906,513.30
Disclosure

SEC source: 0001209191-21-009500 · doc4.xml · nonDerivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,344

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.01 to $125.85, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:50 UTC SaleCommon Stock 790 $124.37 $98,252.30
Disclosure

SEC source: 0001209191-21-009500 · doc4.xml · nonDerivative · entry 3

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,554

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.15 to $124.77, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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February 08, 2021 Filed Feb 11, 2021 02:50 UTC SaleCommon Stock 2,000 $122.52 $245,040.00
Disclosure

SEC source: 0001209191-21-009500 · doc4.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,344

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.20 to $122.82, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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February 08, 2021 Filed Feb 11, 2021 02:50 UTC Exercise / conversionCommon Stock 10,000 $12.87 $128,700.00
Disclosure

SEC source: 0001209191-21-009500 · doc4.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 08, 2021 Filed Feb 11, 2021 02:46 UTC
CARLINO PETER MChairman Emeritus
SaleCommon Stock 3,000,000 $123.80 $371,400,000.00
Disclosure

SEC source: 0001209191-21-009498 · doc4.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,520,481

F1 · balance_after: Includes 1,155,269 shares held by the Carlino Family Trust. The reporting person is a trustee of the trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F2 · balance_after: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F1 · ownership.nature: Includes 1,155,269 shares held by the Carlino Family Trust. The reporting person is a trustee of the trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F2 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

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February 08, 2021 Filed Feb 11, 2021 02:41 UTC SaleCommon Stock 3,100 $120.24 $372,744.00
Disclosure

SEC source: 0001209191-21-009496 · doc4.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,508

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February 08, 2021 Filed Feb 11, 2021 02:36 UTC PurchaseCommon Stock 820 $120.99 $99,211.80
Disclosure

SEC source: 0001209191-21-009494 · doc4.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,978

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January 26, 2021 Filed Jan 28, 2021 01:16 UTC Tax withholdingCommon Stock 626 $104.03 $65,122.78
Disclosure

SEC source: 0001209191-21-005769 · doc4.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,694

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January 20, 2021 Filed Feb 11, 2021 02:46 UTC
CARLINO PETER MChairman Emeritus
GiftCommon Stock 133,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009498 · doc4.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,453

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January 15, 2021 Filed Jan 15, 2021 21:56 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,292 $0.00 Strike: $26.14 $0.00
Disclosure

SEC source: 0001209191-21-003832 · doc4.xml · derivative · entry 6

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,874

Underlying: Common Stock · 5,292 shares

Expires 2030-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments beginning on January 3, 2021.

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January 15, 2021 Filed Jan 15, 2021 21:56 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,539 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001209191-21-003832 · doc4.xml · derivative · entry 5

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,079

Underlying: Common Stock · 6,539 shares

Expires 2029-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments beginning on January 3, 2020.

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January 15, 2021 Filed Jan 15, 2021 21:56 UTC SaleCommon Stock 5,292 $104.51 $553,066.92
Disclosure

SEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 4

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,320

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 15, 2021 Filed Jan 15, 2021 21:56 UTC Exercise / conversionCommon Stock 5,292 $26.14 $138,332.88
Disclosure

SEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 3

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 15, 2021 Filed Jan 15, 2021 21:56 UTC SaleCommon Stock 6,539 $104.51 $683,390.89
Disclosure

SEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 2

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,320

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 15, 2021 Filed Jan 15, 2021 21:56 UTC Exercise / conversionCommon Stock 6,539 $19.45 $127,183.55
Disclosure

SEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.