Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Everi Holdings Inc.EVRI · Entity 77768 | EVP | September 13, 2020 | September 15, 2020 |
| PENN Entertainment, Inc.PENN · Entity 4436 | EVP, CLO and Sec. | April 12, 2021 | April 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Everi Holdings Inc.
Report date September 13, 2020 · Filed September 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,938 |
Ending reported balance
After 2020-09-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-09-13 · Exercise / conversion · Acquired 17,104 · Balance 42,102 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. Row 2 · 2020-09-13 · Tax withholding · Disposed 4,164 · Balance 37,938 F2: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions with the vested shares beingincluded in treasury stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-09-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-13 · Exercise / conversion · Disposed 17,104 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. F3: Represents restricted stock units to acquire shares of the Company's common stock that fully vest in six months from the date of grant on 3/13/20. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions with the vested shares beingincluded in treasury stock.
F3: Represents restricted stock units to acquire shares of the Company's common stock that fully vest in six months from the date of grant on 3/13/20.
PENN Entertainment, Inc.
Report date April 12, 2021 · Filed April 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,718 |
Reported balance
After 2021-04-12 transaction · row 1
1 source rowRow 1 · 2021-04-12 · Grant · Acquired 6,627 · Balance 9,718 F1: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 12, 2021 Filed Apr 13, 2021 11:32 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 6,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026405 · doc4.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP, CLO and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,718 F1 · shares: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 22:27 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantStock Options (Right to Buy) · Derivative | 15,272 | $0.00 Strike: $80.89 | $0.00 |
DisclosureSEC source: 0001209191-21-002539 · doc4.xml · derivative · entry 2 Ko Harper H. · CIK 0001726261 · EVP, CLO and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272 Underlying: Common Stock · 15,272 shares Expires 2031-01-05 F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning on January 5, 2022. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 22:27 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 3,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002539 · doc4.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP, CLO and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,091 Read SEC document |
| September 13, 2020 Filed Sep 15, 2020 19:50 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionRestricted Stock Units · Derivative | 17,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000230 · wf-form4_160021383253451.xml · derivative · entry 3 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that fully vest in six months from the date of grant on 3/13/20. F3 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that fully vest in six months from the date of grant on 3/13/20. Read SEC document |
| September 13, 2020 Filed Sep 15, 2020 19:50 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Tax withholdingCommon Stock | 4,164 | $7.96 | $33,145.44 |
DisclosureSEC source: 0001318568-20-000230 · wf-form4_160021383253451.xml · nonDerivative · entry 2 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,938 F2 · acquired: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions with the vested shares beingincluded in treasury stock. Read SEC document |
| September 13, 2020 Filed Sep 15, 2020 19:50 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionCommon Stock | 17,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001318568-20-000230 · wf-form4_160021383253451.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:14 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantRestricted Stock Units · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000150 · wf-form4_159071125880749.xml · derivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first three anniversary dates following the grant date of May 26, 2020. F2 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first three anniversary dates following the grant date of May 26, 2020. Read SEC document |
| May 22, 2020 Filed May 22, 2020 20:18 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000128 · wf-form4_159019307735567.xml · derivative · entry 2 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that vest in equal installments on each of the first four anniversary dates following the grant date of May 22, 2018. F3 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that vest in equal installments on each of the first four anniversary dates following the grant date of May 22, 2018. Read SEC document |
| May 22, 2020 Filed May 22, 2020 20:18 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000128 · wf-form4_159019307735567.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · acquired: The reporting officer elected to make a cash payment to satisfy the minimum statutory tax obligations rather than dispose of vested shares of restricted stock to meet the withholding requirements. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:37 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionRestricted Stock Units · Derivative | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000102 · wf-form4_158862462879107.xml · derivative · entry 2 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 Underlying: Common Stock · 7,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that vest in equal installments on each of the first four anniversary dates following the grant date of May 1, 2019. F3 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that vest in equal installments on each of the first four anniversary dates following the grant date of May 1, 2019. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:37 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionCommon Stock | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000102 · wf-form4_158862462879107.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · acquired: The reporting officer elected to make a cash payment to satisfy the minimum statutory tax obligations rather than dispose of vested shares of restricted stock to meet the withholding requirements. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:15 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000078 · wf-form4_158594848807249.xml · derivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first three anniversary dates from the date of grant. F2 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first three anniversary dates from the date of grant. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 20:32 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantRestricted Stock Units · Derivative | 17,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-20-000052 · wf-form4_158414592777412.xml · derivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,104 Underlying: Common Stock · 17,104 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that will fully vest in six months from the date of grant. F2 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that will fully vest in six months from the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 17:07 UTC | Everi Holdings Inc. EVRI · Entity 77768 | PurchaseCommon Stock | 1,500 | $6.00 | $9,000.00 |
DisclosureSEC source: 0001318568-20-000055 · wf-form4_158439282495613.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,748 F1 · shares: Represents shares of common stock of the Company purchased in the open market on March 12, 2020. Read SEC document |
| May 22, 2019 Filed May 22, 2019 20:48 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-19-000101 · wf-form4_155857251967496.xml · derivative · entry 3 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that vest in equal installments on each of the first four anniversary dates following the grant date of May 22, 2018. F3 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that vest in equal installments on each of the first four anniversary dates following the grant date of May 22, 2018. Read SEC document |
| May 22, 2019 Filed May 22, 2019 20:48 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Tax withholdingCommon Stock | 1,317 | $11.21 | $14,763.57 |
DisclosureSEC source: 0001318568-19-000101 · wf-form4_155857251967496.xml · nonDerivative · entry 2 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,248 F2 · shares: Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions with the vested shares being included in treasury stock. Read SEC document |
| May 22, 2019 Filed May 22, 2019 20:48 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001318568-19-000101 · wf-form4_155857251967496.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:44 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantRestricted Stock Units · Derivative | 29,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001318568-19-000058 · wf-form4_155693065878955.xml · derivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,000 Underlying: Common Stock · 29,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates following the grant date of May 1, 2019. F2 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates following the grant date of May 1, 2019. Read SEC document |
| December 29, 2018 Filed Dec 31, 2018 17:14 UTC | Everi Holdings Inc. EVRI · Entity 77768 | Tax withholdingCommon Stock | 2,435 | $4.94 | $12,028.90 |
DisclosureSEC source: 0001318568-18-000038 · wf-form4_154629444824411.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,565 F1 · shares: Shares are subject to a restricted stock award vesting on the first anniversary of the date of grant. Read SEC document |
| May 22, 2018 Filed May 24, 2018 21:20 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033251 · doc4.xml · derivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates of the grant. F2 · derivative.expiration_date: Represents restricted stock units to acquire shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates of the grant. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:33 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantEmployee Stock Option (Right to Buy) · Derivative | 27,500 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001209191-18-001516 · doc4.xml · derivative · entry 3 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 27,500 shares Expires 2027-12-29 F3 · derivative.exercise_date: Represents an option to purchase 27,500 shares of the Company's common stock that will vest in equal installments on each of the first four anniversary dates of the grant ("Vesting Date"); provided that as of the vesting date for each vesting tranche ("Tranche"), the closing price of the Company's shares on the New York Stock Exchange is at least $9.43 ("Price Hurdle"). If the Price Hurdle is not met as of the Vesting Date for a Tranche, then the Tranche shall vest and become vested shares on the last day of a period of thirty (30) consecutive trading days during which the closing price is at least the Price Hurdle. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:33 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantEmployee Stock Option (Right to Buy) · Derivative | 82,500 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001209191-18-001516 · doc4.xml · derivative · entry 2 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Underlying: Common Stock · 82,500 shares Expires 2027-12-29 F2 · derivative.exercise_date: Represents an option to purchase 82,500 shares of the Company's common stock, which will vest in equal installments on each of the first four anniversary dates of the grant. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:33 UTC | Everi Holdings Inc. EVRI · Entity 77768 | GrantCommon Stock | 10,000 | $7.54 | $75,400.00 |
DisclosureSEC source: 0001209191-18-001516 · doc4.xml · nonDerivative · entry 1 Ko Harper H. · CIK 0001726261 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Shares are subject to a restricted stock award vesting on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.