Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENN Entertainment, Inc.PENN · Entity 4436 | SVP and CAO | March 14, 2023 | March 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENN Entertainment, Inc.
Report date March 14, 2023 · Filed March 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,374 |
Reported balance
After 2023-03-14 transaction · row 1
1 source rowRow 1 · 2023-03-14 · Other · Disposed 5,053 · Balance 3,374 F1: Stock transfer from the Reporting Person to a family trust over which the Reporting Person has shared voting and dispositive power. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,081 |
Reported balance
After 2023-03-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-03-14 · Other · Acquired 5,053 · Balance 16,081 F1: Stock transfer from the Reporting Person to a family trust over which the Reporting Person has shared voting and dispositive power. F2: Shares held by a family trust over which the Reporting Person has shared voting and dispositive power. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock transfer from the Reporting Person to a family trust over which the Reporting Person has shared voting and dispositive power.
F2: Shares held by a family trust over which the Reporting Person has shared voting and dispositive power.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 14, 2023 20:07 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | OtherCommon Stock | 5,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006820 · form4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,081 F1 · kind: Stock transfer from the Reporting Person to a family trust over which the Reporting Person has shared voting and dispositive power. F2 · ownership.nature: Shares held by a family trust over which the Reporting Person has shared voting and dispositive power. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 20:07 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | OtherCommon Stock | 5,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006820 · form4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,374 F1 · kind: Stock transfer from the Reporting Person to a family trust over which the Reporting Person has shared voting and dispositive power. Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 22:08 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 1,628 | $30.10 | $49,002.80 |
DisclosureSEC source: 0001140361-23-011213 · form4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,427 F1 · shares: Reflects Common Stock withheld by the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock previously credited to the Reporting Person under a performance shares award. This is not an open market sale of securities. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 00:00 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 1,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-009828 · form4.xml · nonDerivative · entry 3 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,055 F3 · shares: Restricted stock credited to the Reporting Person from a performance unit award granted in 2022 due to the achievement of the first year's performance goal. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 00:00 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-009828 · form4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 F2 · shares: Reflects an adjustment to the restricted stock credited to the Reporting Person underlying a performance shares award, granted in 2021 and initially reported at target, for actual achievement of the second year's performance goal. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 00:00 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-009828 · form4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,702 F1 · shares: Reflects an adjustment to the restricted stock credited to the Reporting Person underlying a performance shares award, granted in 2020 and initially reported at target, for actual achievement of the third year's performance goal. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 21:53 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantStock Options (Right to Buy) · Derivative | 10,911 | $0.00 Strike: $29.27 | $0.00 |
DisclosureSEC source: 0001140361-23-000701 · form4.xml · derivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,911 Underlying: Common Stock · 10,911 shares Expires 2033-01-04 F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning on January 4, 2024. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:30 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | OtherCommon Stock | 11,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-007755 · form4.xml · nonDerivative · entry 3 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,028 F2 · kind: Stock transfer from the reporting person. The transfer includes 3,087 shares previously transferred by the reporting person to the family trust that were inadvertently disclosed as directly owned. F3 · ownership.nature: Shares held by a family trust over which the reporting person has shared voting and dispositive power. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:30 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | OtherCommon Stock | 11,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-007755 · form4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,708 F1 · kind: Stock transfer to a family trust over which the reporting person has shared voting and dispositive power. The transfer includes 3,087 shares previously transferred by the reporting person to the family trust that were inadvertently disclosed as directly owned. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:30 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 2,558 | $47.81 | $122,297.98 |
DisclosureSEC source: 0001140361-22-007755 · form4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,736 Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:30 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-006049 · form4.xml · nonDerivative · entry 3 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,294 F3 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2021 due to the achievement of the first year's performance goal. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:30 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-006049 · form4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,005 F2 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the second year's performance goal. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:30 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 3,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-006049 · form4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,169 F1 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the third year's performance goal. Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 23:30 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 503 | $43.19 | $21,724.57 |
DisclosureSEC source: 0001140361-22-002934 · form4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,534 Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 23:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantStock Options (Right to Buy) · Derivative | 6,457 | $0.00 Strike: $50.64 | $0.00 |
DisclosureSEC source: 0001140361-22-000718 · form4.xml · derivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,457 Underlying: Common Stock · 6,457 shares Expires 2032-01-04 F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning on January 4, 2023. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 11:22 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026398 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,037 F1 · shares: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 22:19 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 4 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,306 F3 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 22:19 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 3,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 3 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,470 F2 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 22:19 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 535 | $108.89 | $58,256.15 |
DisclosureSEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,837 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 22:19 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019134 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,372 F1 · shares: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the third year's performance goal. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:16 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 626 | $104.03 | $65,122.78 |
DisclosureSEC source: 0001209191-21-005769 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,694 Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 21:56 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,292 | $0.00 Strike: $26.14 | $0.00 |
DisclosureSEC source: 0001209191-21-003832 · doc4.xml · derivative · entry 6 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,874 Underlying: Common Stock · 5,292 shares Expires 2030-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments beginning on January 3, 2021. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 21:56 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,539 | $0.00 Strike: $19.45 | $0.00 |
DisclosureSEC source: 0001209191-21-003832 · doc4.xml · derivative · entry 5 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,079 Underlying: Common Stock · 6,539 shares Expires 2029-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments beginning on January 3, 2020. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 21:56 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 5,292 | $104.51 | $553,066.92 |
DisclosureSEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 4 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 21:56 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 5,292 | $26.14 | $138,332.88 |
DisclosureSEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 3 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 21:56 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 6,539 | $104.51 | $683,390.89 |
DisclosureSEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 21:56 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 6,539 | $19.45 | $127,183.55 |
DisclosureSEC source: 0001209191-21-003832 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 23:46 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantStock Options (Right to Buy) · Derivative | 3,989 | $0.00 Strike: $80.89 | $0.00 |
DisclosureSEC source: 0001209191-21-002611 · doc4.xml · derivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,989 Underlying: Common Stock · 3,989 shares Expires 2031-01-05 F1 · derivative.exercise_date: The stock options vest in four annual installments beginning on January 5, 2022. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 21:35 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 6,732 | $91.00 | $612,612.00 |
DisclosureSEC source: 0001209191-20-064835 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,320 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 21:49 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Appreciation Right · Derivative | 2,546 | $0.00 Strike: $29.92 | $0.00 |
DisclosureSEC source: 0001209191-20-055137 · doc4.xml · derivative · entry 3 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,091 Underlying: Common Stock · 2,546 shares Expires 2028-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four installments on October 15, 2019, October 15, 2020, October 15, 2021 and October 15, 2022. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 21:49 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 2,546 | $67.37 | $171,524.02 |
DisclosureSEC source: 0001209191-20-055137 · doc4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,052 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 21:49 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 2,546 | $29.92 | $76,176.32 |
DisclosureSEC source: 0001209191-20-055137 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 22:45 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 13,400 | $66.36 | $889,224.00 |
DisclosureSEC source: 0001209191-20-054726 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,052 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:20 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,540 | $0.00 Strike: $19.45 | $0.00 |
DisclosureSEC source: 0001209191-20-046656 · doc4.xml · derivative · entry 6 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,618 Underlying: Common Stock · 6,540 shares Expires 2029-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vest in four installments on January 3, 2020, January 3, 2021, January 3, 2022 and January 3, 2023. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:20 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Appreciation Rights · Derivative | 2,546 | $0.00 Strike: $29.92 | $0.00 |
DisclosureSEC source: 0001209191-20-046656 · doc4.xml · derivative · entry 5 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,637 Underlying: Common Stock · 2,546 shares Expires 2028-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest in four installments on October 15, 2019, October 15, 2020, October 15, 2021 and October 15, 2022. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:20 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 6,540 | $49.03 | $320,656.20 |
DisclosureSEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 4 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,452 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.07, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:20 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 6,540 | $19.45 | $127,203.00 |
DisclosureSEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 3 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:20 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 2,546 | $49.10 | $125,008.60 |
DisclosureSEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,452 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:20 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 2,546 | $29.92 | $76,176.32 |
DisclosureSEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 5,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002449 · edgar.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,452 F1 · security: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:29 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 3,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001970 · edgar.xml · nonDerivative · entry 2 LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,437 F2 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which restricted stock remains subject to forfeiture. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:29 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001970 · edgar.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,205 F1 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement the second year's performance goal, which restricted stock remains subject to forfeiture. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:08 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 504 | $25.96 | $13,083.84 |
DisclosureSEC source: 0001179110-20-000847 · edgar.xml · nonDerivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,525 Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:53 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 21,166 | $0.00 Strike: $26.14 | $0.00 |
DisclosureSEC source: 0001179110-20-000383 · edgar.xml · derivative · entry 1 LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,166 Underlying: Common Stock · 21,166 shares Expires 2030-01-03 F1 · derivative.exercise_date: The stock options become exercisable in four annual installments beginning on January 3, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.