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Nasdaq · USD

PENN

PENN Entertainment, Inc.

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4436
SEC CIK
0000921738
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202531
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2017 Filed Feb 1, 2017 22:59 UTC Exercise / conversionCommon Stock 4,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001445 · edgar.xml · nonDerivative · entry 1

CRAMER HAROLD · CIK 0001217821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:58 UTC
WILMOTT TIMOTHY JDirector · President & CEO
Exercise / conversionPhantom Stock Unit · Derivative 9,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001406 · edgar.xml · derivative · entry 3

WILMOTT TIMOTHY J · CIK 0001200753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:58 UTC
WILMOTT TIMOTHY JDirector · President & CEO
Disposition to issuerCommon Stock 9,162 $13.98 $128,084.76
Disclosure

SEC source: 0001179110-17-001406 · edgar.xml · nonDerivative · entry 2

WILMOTT TIMOTHY J · CIK 0001200753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,456

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:58 UTC
WILMOTT TIMOTHY JDirector · President & CEO
Exercise / conversionCommon Stock 9,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001406 · edgar.xml · nonDerivative · entry 1

WILMOTT TIMOTHY J · CIK 0001200753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:57 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionPhantom Stock Unit · Derivative 592 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001405 · edgar.xml · derivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:57 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Disposition to issuerCommon Stock 592 $13.98 $8,276.16
Disclosure

SEC source: 0001179110-17-001405 · edgar.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,399

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:57 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionCommon Stock 592 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001405 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:57 UTC
Snowden Jay AEVP-Chief Operating Officer
Exercise / conversionPhantom Stock Unit · Derivative 2,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001404 · edgar.xml · derivative · entry 3

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:57 UTC
Snowden Jay AEVP-Chief Operating Officer
Disposition to issuerCommon Stock 2,122 $13.98 $29,665.56
Disclosure

SEC source: 0001179110-17-001404 · edgar.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,942

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:57 UTC
Snowden Jay AEVP-Chief Operating Officer
Exercise / conversionCommon Stock 2,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001404 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:56 UTC Exercise / conversionPhantom Stock Unit · Derivative 13,451 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001403 · edgar.xml · derivative · entry 6

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:56 UTC Disposition to issuerCommon Stock 13,451 $13.98 $188,044.98
Disclosure

SEC source: 0001179110-17-001403 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,684

Read SEC document
January 29, 2017 Filed Jan 31, 2017 22:56 UTC Exercise / conversionCommon Stock 13,451 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001403 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:18 UTC GrantPhantom Stock Units · Derivative 17,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000695 · edgar.xml · derivative · entry 1

CRAMER HAROLD · CIK 0001217821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Common Stock · 17,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:17 UTC GrantPhantom Stock Units · Derivative 17,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000692 · edgar.xml · derivative · entry 1

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Common Stock · 17,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:18 UTC GrantPhantom Stock Units · Derivative 26,596 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000694 · edgar.xml · derivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,596

Underlying: Common Stock · 26,596 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 6,649 units on January 4, 2018; 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 6,649 units on January 4, 2018; 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:17 UTC GrantPhantom Stock Units · Derivative 17,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000693 · edgar.xml · derivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Common Stock · 17,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:17 UTC GrantPhantom Stock Units · Derivative 17,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000691 · edgar.xml · derivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Common Stock · 17,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:16 UTC GrantPhantom Stock Units · Derivative 17,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000690 · edgar.xml · derivative · entry 1

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Common Stock · 17,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:16 UTC GrantPhantom Stock Units · Derivative 17,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000689 · edgar.xml · derivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Common Stock · 17,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:16 UTC
WILMOTT TIMOTHY JDirector · President & CEO
GrantNon-Qualified Stock Options (right to buy) · Derivative 487,162 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001179110-17-000688 · edgar.xml · derivative · entry 1

WILMOTT TIMOTHY J · CIK 0001200753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,162

Underlying: Common Stock · 487,162 shares

Expires 2024-01-04

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 121,791 shares on January 4, 2018; 121,791 shares on January 4, 2019; 121,790 shares on January 4, 2020; and 121,790 shares on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:16 UTC
Fair William JEVP, CFO & Treasurer
GrantNon-Qualified Stock Options (right to buy) · Derivative 148,986 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001179110-17-000687 · edgar.xml · derivative · entry 1

Fair William J · CIK 0001611168 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,986

Underlying: Common Stock · 148,986 shares

Expires 2024-01-04

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 37,247 shares on January 4, 2018; 37,247 shares on January 4, 2019; 37,246 shares on January 4, 2020; and 37,246 shares on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:15 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
GrantNon-Qualified Stock Options (right to buy) · Derivative 85,253 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001179110-17-000686 · edgar.xml · derivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,253

Underlying: Common Stock · 85,253 shares

Expires 2024-01-04

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 21,314 shares on January 4, 2018; 21,313 shares on January 4, 2019; 21,313 shares on January 4, 2020; and 21,313 shares on January 4, 2021.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:15 UTC
Snowden Jay AEVP-Chief Operating Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 219,223 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001179110-17-000685 · edgar.xml · derivative · entry 1

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,223

Underlying: Common Stock · 219,223 shares

Expires 2024-01-04

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 54,806 shares on January 4, 2018; 54,806 shares on January 4, 2019; 54,806 shares on January 4, 2020; and 54,805 shares on January 4, 2021.

Read SEC document
December 27, 2016 Filed Dec 30, 2016 01:18 UTC GiftCommon Stock 7,098 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033591 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Read SEC document
December 20, 2016 Filed Dec 23, 2016 21:22 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033443 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Read SEC document
November 30, 2016 Filed Dec 2, 2016 22:19 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 84,123 $0.00 Strike: $6.34 $0.00
Disclosure

SEC source: 0001179110-16-032343 · edgar.xml · derivative · entry 7

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,123 shares

Expires 2017-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 22:19 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 84,123 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001179110-16-032343 · edgar.xml · derivative · entry 6

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,123 shares

Expires 2017-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 22:19 UTC SaleCommon Stock 84,123 $13.26 $1,115,470.98
Disclosure

SEC source: 0001179110-16-032343 · edgar.xml · nonDerivative · entry 4

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,684

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.58. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 22:19 UTC Exercise / conversionCommon Stock 84,123 $6.34 $533,339.82
Disclosure

SEC source: 0001179110-16-032343 · edgar.xml · nonDerivative · entry 3

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 22:19 UTC SaleCommon Stock 84,123 $13.26 $1,115,470.98
Disclosure

SEC source: 0001179110-16-032343 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,684

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.58. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 22:19 UTC Exercise / conversionCommon Stock 84,123 $9.70 $815,993.10
Disclosure

SEC source: 0001179110-16-032343 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 22:35 UTC GiftCommon Stock 3,630 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032280 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,262

Read SEC document
November 29, 2016 Filed Dec 1, 2016 22:34 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionIncentive Stock Options (right to buy) · Derivative 3,347 $0.00 Strike: $6.96 $0.00
Disclosure

SEC source: 0001179110-16-032279 · edgar.xml · derivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,347 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 29, 2016 Filed Dec 1, 2016 22:34 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionCommon Stock 3,347 $6.96 $23,295.12
Disclosure

SEC source: 0001179110-16-032279 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative 20,000 $0.00 Strike: $6.34 $0.00
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · derivative · entry 9

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative 954 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · derivative · entry 8

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 954 shares

Expires 2017-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
SaleCommon Stock 20,000 $13.84 $276,800.00
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 6

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,052

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.75 to $13.91. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

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November 22, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionCommon Stock 20,000 $6.34 $126,800.00
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 5

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

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November 22, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
SaleCommon Stock 954 $13.84 $13,203.36
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 4

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,052

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.75 to $13.91. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

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November 22, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionCommon Stock 954 $9.70 $9,253.80
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative 16,644 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · derivative · entry 7

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Common Stock · 16,644 shares

Expires 2017-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
SaleCommon Stock 16,644 $13.88 $231,018.72
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,052

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $13.90. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

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November 21, 2016 Filed Nov 23, 2016 21:05 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionCommon Stock 16,644 $9.70 $161,446.80
Disclosure

SEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.